Air force 14. 1 Small Business Innovation Research (sbir) Proposal Submission Instructions



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OBJECTIVE: Develop and demonstrate hyperspectral processing algorithms capable of detection and reacquisition of user-designated surface targets on land (or sea) under various illumination/atmospheric conditions with varying sensor/target viewing geometries.

DESCRIPTION: HSI sensors have the unique ability to identify objects on the earth’s surface based on their unique material composition. This may allow detection of designated targets among objects that appear similar to the naked eye. Users of hyperspectral imagery products have a requirement to detect movements of designated targets using subsequent images collected hours to days later. Therefore, a target selected for discrimination in an initial image should be identifiable if it appears in subsequent images, even with changing atmospheric/illumination conditions and under varying observation geometries. Observed target spectral signatures can vary significantly for non-Lambertian objects, such as vehicles, making target detection and/or reacquisition challenging when illumination conditions and/or viewing geometry changes exist between successive images.
Two separate problems should be examined for this effort. In the first problem, the user estimates/extracts a target signature from the scene itself. This signature must then be used to reacquire the same target in subsequent images that may have differences in viewing geometry and/or illumination. The second problem would incorporate a priori bi-directional reflectance distribution function (BRDF) information into the detection/reacquisition algorithms using physical models that can incorporate the BRDF information to achieve improved target detection performance over baseline algorithms that assume Lambertian targets. Additionally, the subsequent images could be acquired by different hyperspectral sensors that may have differences in signal-to-noise ratio (SNR), spectral sampling, ground sample distance (GSD), etc. To address this issue, the algorithms developed must accommodate BRDF characteristics of the target and/or develop methods that are robust to changes in target spectral signatures resulting from these BRDF effects.
The expected development program will make use of available HSI sensor data to explore techniques and algorithms that could enable detection and reacquisition of hyperspectral targets. It would investigate the effects of changes to viewing geometry and target illumination for target materials with reflectance/emissivity characteristics ranging from diffuse to specular.
Investigation of procedures and algorithms for hand-off of targets from one HSI sensor to another is also of interest. A unique spectral signature may allow operators to acquire and specifically identify a given target using more than one sensor. The algorithms developed for robust target reacquisition must be able to accommodate differences in sensor performance, such as spectral resolution, radiometric sensitivity and calibration artifacts.

PHASE I: Develop techniques and algorithms for estimating user-designated target information (i.e., BRDF) from the hyperspectral image itself and develop methods for reacquisition of the target(s) in subsequent images. Demonstrate these techniques on existing HSI data.

PHASE II: Further refine and develop those techniques investigated during Phase I to apply to airborne imagery. Develop techniques and algorithms capable of incorporating a priori BRDF information into the detection and reacquisition of ground targets. Develop and demonstrate an experimental HSI processing system, including a user interface that is easy to learn and operate. Demonstrate the ability to do cross-sensor target reacquisition using airborne imagery.

PHASE III DUAL USE APPLICATIONS: Further refine the Phase II algorithms to produce a prototype HSI software application that can be demonstrated with an operational air or ground system. The prototype software application should be able to operate in real-time in accordance with the sensor data rates.

REFERENCES:

1. Eismann, Michael T., Hyperspectral Remote Sensing, SPIE 2012.


2. Department Of Defense, "Multispectral Users Guide," August 1995.
3. Kolodner, Marc A.; "An Automated Target Detection System for Hyperspectral Imaging Sensors"; Johns Hopkins APL Technical Digest, Volume 27, Number 3 (2007), pp 208 - 217.
KEYWORDS: hyperspectral, imaging, sensor, tracking, HSI

AF141-184 TITLE: RF Photonic Multiple, Simultaneous RF Beamforming for Phased Array Sensors


KEY TECHNOLOGY AREA(S): Sensors
The technology within this topic is restricted under the International Traffic in Arms Regulation (ITAR), 22 CFR Parts 120-130, which controls the export and import of defense-related material and services, including export of sensitive technical data, or the Export Administration Regulation (EAR), 15 CFR Parts 730-774, which controls dual use items. Offerors must disclose any proposed use of foreign nationals (FNs), their country(ies) of origin, the type of visa or work permit possessed, and the statement of work (SOW) tasks intended for accomplishment by the FN(s) in accordance with section 5.4.c.(8) of the solicitation and within the AF Component-specific instructions. Offerors are advised foreign nationals proposed to perform on this topic may be restricted due to the technical data under US Export Control Laws. Please direct questions to the AF SBIR/STTR Contracting Officer, Ms. Kristina Croake, kristina.croake@us.af.mil.

OBJECTIVE: Develop an integrated photonic TTD Unit for RF receive-only phased array to enable 8 simultaneous, independent beams with high bandwidth and linearity, low loss, sufficient delay resolution for scanning over +/- 60° with potential for reduced C-SWaP.



DESCRIPTION: Applying new radio frequency (RF) photonic technology to RF collection systems is expected to increase performance by and order of magnitude while reducing Cost, Size, Weight and Power (C-SWaP). Reducing payload C-SWaP is a key objective of Air Force unmanned aircraft systems (UAS). Advances in RF photonic signal processing techniques will allow high-performance RF sensors to use the optical domain for a new generation of RF signal distribution systems.
Simultaneous, multi-user, multi-target tracking RF beamforming technology is a focus for advanced phased-array sensor systems. Fiber-optic True Time Delay (TTD) and more recently the use of optical Wavelength Division Multiplexing (WDM) and Photonic Integrated Circuits (PIC) for RF beamforming has been recognized as having promise for realizing order of magnitude reduction in C-SWaP over electronic approaches, especially with regard to achieving a simultaneous signal tracking capability for multiple high-gain RF beams.
Continued advancement in RF photonic signal processing techniques is needed in order for high-performance RF sensors to take advantage of the optical domain provided by next-generation fiber-optic RF signal distribution systems. This topic involves the study, design, and development of a simultaneous, receive-only, multi-beam RF phased-array Time Delay Unit (TDU) using PIC techniques. The emphasis is on developing architectures and components that optimize simultaneous RF beamforming for eight or more beams with a path toward achieving performance goals needed for high performance sensor systems. State-of-the-art electronic TDUs provide 11-bit TTD (from 2.5 to 511.75 pico sec) and 8-bit attenuation, but lack the potential C-SWaP reduction that photonic techniques provide for simultaneous RF beamforming. For example, a variety of system demonstrations have employed photonic WDM for simultaneous use of the TDU.
The work to date shows promise for even further C-SWaP reduction using PIC to optimize interconnects, active components and fabrication. This effort shall address a TDU for RF multi-beamforming phased-array antenna system to accommodate at least eight simultaneous beams, and each beam should provide the necessary pointing and tracking accuracy over a minimum scan range of +/- 60 degrees with < 2 degrees resolution. The design shall use PIC concepts to reduce the system C-SWaP and provide a producible design. The design shall minimize the need for calibration and tuning and minimize the optical and RF losses through the system. Program goals are to provide an instantaneous bandwidth of at least 1.0 GHz and be tunable over two octaves including coverage in the X-Band. The array size of interest is 64 linear elements and a scalable architecture is desired. Additional performance goals are SFDR = 120 dB Hz2/3 and noise figure <10 dB. The offeror shall describe and discuss the technical challenges in the proposed effort, the enabling technologies required to realize the design, and the innovation(s) in the design.

PHASE I: Design the architecture and components for an RF photonic, receive-only, simultaneous multi-beamforming TDU and evaluate with modeling and simulation. Perform a detailed analysis of the components, their impact on system performance and key technical challenges. Provide a conceptual design of the integrated system including the components and interfaces, C-SWaP, and system performance metrics.

PHASE II: Complete the design as well as address the key technical challenges of the photonic, simultaneous, multi-beamforming receive-only array. Design and fabricate test chips to perform RF and optical tests to characterize performance of the essential components and subsystems which can be used to evaluate the essential metrics necessary to accomplish transition to a Phase III prototype packaged system.

PHASE III DUAL USE APPLICATIONS: Fabricate and test a prototype TTD subsystem for receive-only array. Integrated photonics true-time delay can benefit consumer wideband, wired and wireless gigabit services via wideband tunable delay and phase shifting in synchronous optical networks (SONET) used in the telecommunications industry.

REFERENCES:

1. H. L. Chi (Editor), “Microwave Photonics,” CRC Press, Boca Raton, FL, 2006.


2. Yanyan Liu, Geoffrey Burnham, Guanghai Jin, and Jing Zhao. “Wideband Multi-beam Photonics-based RF Beamformer,” 2010 IEEE International Symposium on Phased Array Systems and Technology (ARRAY), Page(s): 581 – 585.
3. Che-Yun Lin, Harish Subbaraman, Amir Hosseini, Alan X. Wang, Liang Zhu and Ray T. Chen. ”Silicon Nanomembrane Based Photonic Crystal Waveguide Array for Wavelength-tunable True-Time-Delay Lines.” Appl. Phys. Lett. 101, Issue 5, 051101 (2012).
4. Hansuek Lee, Tong Chen, Jiang Li,1 Oskar Painter1 and Kerry J. Vahala1. “Ultra-Low-Loss Optical Delay Line on a Silicon Chip.” Nature Communications, Volume:3, Article Number: 867, 29 May 2012.
5. David Marpaung, Chris Roeloffzen, Rene Heideman, Arne Leinse, Salvador Sales, and Jose Capmany. “Integrated Microwave Photonics.” Laser &Photonics Reviews, Vol. 7, Issue. 2, November 20, 2012.
KEYWORDS: beamformer, true time delay, phased-array, photonics, simultaneous multiple beams

AF141-185 TITLE: Methodologies for Predicting Dormant Missile Reliabilities


KEY TECHNOLOGY AREA(S): Materials / Processes
The technology within this topic is restricted under the International Traffic in Arms Regulation (ITAR), 22 CFR Parts 120-130, which controls the export and import of defense-related material and services, including export of sensitive technical data, or the Export Administration Regulation (EAR), 15 CFR Parts 730-774, which controls dual use items. Offerors must disclose any proposed use of foreign nationals (FNs), their country(ies) of origin, the type of visa or work permit possessed, and the statement of work (SOW) tasks intended for accomplishment by the FN(s) in accordance with section 5.4.c.(8) of the solicitation and within the AF Component-specific instructions. Offerors are advised foreign nationals proposed to perform on this topic may be restricted due to the technical data under US Export Control Laws. Please direct questions to the AF SBIR/STTR Contracting Officer, Ms. Kristina Croake, kristina.croake@us.af.mil.

OBJECTIVE: Develop an accurate line replaceable units (LRU) level reliability prediction model for dormant aging weapon systems and limited maintenance test data.

DESCRIPTION: The Air Force is interested in advancing methodologies that can accurately predict reliabilities of an existing aging dormant weapon system and its LRU. Most particularly, we are interested in predicting when LRU subsystems can be expected to wear out without any remedial action. “Wear out” is when one can expect to see a significant increase in failure rates and decrease in reliability. Knowing in advance of entering the wear-out phase for subsystems can provide lead time for planning supply chain upgrades and modifications to the system. This is very important when considering systems that sit in storage for the majority of their lifetimes and are required to operate at high reliabilities upon immediate use. Nuclear cruise missiles may reside in a dormant state for many years within a needed service life of decades (approximately 30-50 years) and then be required to operate with high reliabilities. The typical environment is for a cruise missile to be stored in a non-environmentally controlled facility for two years as part of a pylon or launcher package, minimally tested at two years as part of the package, returned to storage for two more years, minimally tested again, returned to storage for two more years, then downloaded from the package and undergo maintenance actions (like engine removal and replacement, pyro change out), extensive system level testing, and returned to storage to start the cycle again. Cruise missiles that require minimum maintenance and inspection throughout their lifetimes do not have a methodology to properly predict the reliability of the subsystems. LRUs are defined as separate boxes or items that have a unique purpose within the cruise missile. LRUs can be cables, actuators, panels, sensors, antennas, navigation boxes, batteries, engine, fuel tanks, motors, etc. Required characteristics, for these methodologies include being able to execute via computer code quickly (< 2 hrs.) with use of an industry standard PC, is based on limited maintenance data availability, can use statistical/probability distribution/confidence level processes, mathematics must be sound (i.e., must consider dissimilar data issues), not require any additional weapon system instrumentation while in storage, and can utilize LRU drawings or subject matter expert information for parts count or stress determinations as needed by the methodology. Limited maintenance data availability is defined as having field maintenance test data on certain subsystems once every two years maximum. This data only assesses pass or fail condition for the LRU.
As Phase I efforts, the Air Force would like the consideration and development of several methodologies and evaluation of the effectiveness/accuracy of the reliability predictions for those methodologies. Also, the Air Force would like a description of an approach for future activity to achieve an accurate model for a dormant cruise missile.

PHASE I: Identify and develop methodologies for predicting reliabilities of subsystems using representative data. Identify and evaluate mechanisms for proofing or validating the methodologies. Deliverable is a paper or papers that explain methodologies and mechanisms for validating the methodologies.

PHASE II: Develop prototype computer code model based on Phase I findings and that meets a set of criteria developed. Criteria will be similar as in description above. Demonstrate the accuracy of the computer code to predict reliability of dormant subsystems using representative data.

PHASE III DUAL USE APPLICATIONS: Other industries with systems/subsystems that remain dormant for extended periods of time require high reliability and are being considered for use past their original designed service life. Usable by other dormant systems/subsystems.

REFERENCES:

1. MIL-HDBK-217F, Reliability Prediction of Electronic Equipment, 2 Dec 1991.


2. PLG-0651, A Methodology for Assessing the Reliability of Boxes, Pickard, Lowe and Garrick, Inc. et. al., Aug 1988.
3. SAND2002-8133, Nuclear Weapon Reliability Evaluation Methodology, Wright and Bierbaum, April 2002.
4. RADC-TR-89-276, Dormant Missile Test Effectiveness, Calhoon, et al., Dec 1989.
KEYWORDS: prediction, reliability, methodologies, dormant, subsystems, line replaceable units, nuclear, aging systems, cruise missiles

AF141-186 TITLE: Advance Tracking Algorithms to Meet Modern Threats


KEY TECHNOLOGY AREA(S): Sensors
The technology within this topic is restricted under the International Traffic in Arms Regulation (ITAR), 22 CFR Parts 120-130, which controls the export and import of defense-related material and services, including export of sensitive technical data, or the Export Administration Regulation (EAR), 15 CFR Parts 730-774, which controls dual use items. Offerors must disclose any proposed use of foreign nationals (FNs), their country(ies) of origin, the type of visa or work permit possessed, and the statement of work (SOW) tasks intended for accomplishment by the FN(s) in accordance with section 5.4.c.(8) of the solicitation and within the AF Component-specific instructions. Offerors are advised foreign nationals proposed to perform on this topic may be restricted due to the technical data under US Export Control Laws. Please direct questions to the AF SBIR/STTR Contracting Officer, Ms. Kristina Croake, kristina.croake@us.af.mil.

OBJECTIVE: Investigate and validate the use of advanced non-linear, non-Gaussian tracking algorithms against targets which are either supermaneuverable, have low radar cross section (RCS) and/or have high scintillation properties.



DESCRIPTION: In the first look, first kill environment against low radar cross section (RCS) targets, tracking ability becomes critical at longer ranges. You want to be able to track at lower signal to noise ratios (SNR) while minimizing the radar beam dwelling on your target. Being able to accurately discriminate the position of a target is problematic in many ways. Most tracking algorithms today work using various versions of the Kalman Filter (KF). Velocity information is radial only, along the line that extends from the radar to the target. Rapid changes in acceleration, high-G turns, or rapid changes in RCS can bring about large errors in the estimates of the tracking algorithm and cause the radar to break lock. These pose problems to conventional trackers because the movement is contrary to the linear motion models assumed by the tracking algorithms. Rapid changes in acceleration can be caused by nonlinear movements such as high alpha maneuvers known as supermaneuverability. Supermaneuverability allows an aircraft to perform maneuvers beyond what is possible by pure aerodynamic forces. It is a trait of some advanced fourth-generation and 4.5-generation fighter aircraft which has become standard in fifth-generation aircraft. These same maneuvers have the potential to cause break-locks of radar-guided missiles by defeating conventional KF trackers assumption of linear motion models. Unmanned aerial vehicles (UAVs) are also highly maneuverable and inherently smaller and harder to detect. UAVs have the potential to pull upwards of 20 Gs as reported by several National Aeronautics and Space Administration (NASA) UAVs.
KF is far from perfect. It evolved at a time when computational power was limited and it performed estimates using linear and Gaussian assumptions. Computational power is no longer limited, but numerous new radars being developed are still using KF for tracking while the target environment has changed dramatically. The mathematical models, used in tracking filters, have to make assumptions about the type of targets anticipated; approximations and unmodelled effects are inherent ingredients. The KF is a set of mathematical equations that provides an efficient computational (recursive) means to estimate the state of a process, in a way that minimizes the mean squared error. The KF is very powerful in several aspects, but the purpose of the filter in radar target tracking is to estimate the state of linear systems using measurements containing random errors. However, RCS scintillation (large rapid changes in signal to noise ratio) and supermaneuverability are not linear or random. RCS of some targets scintillates much more today than they did years ago (target RCS can change by 30 db in a usec.). There are two approaches that have progressively acquired the favor of scientists, engineers and practitioners; they are the Unscented KF and the Particle Filtering (PF). (Particle filters also known as Sequential Monte Carlo (SMC), sequential importance re-sampling (SIR), bootstrap filters, Monte Carlo filters, and condensation filters.) PF has the advantage of being able to handle any functional non-linearity, and system or measurement noise of any distribution. This approach and Track Before Detect (TBD) is much more doable today given the higher sample rates and the increased computational power available today.

PHASE I: Evaluate tracking algorithms for non-linear targets in non-Gaussian environment. Complete trade-off study for various Kalman, particle, and multi-hypothesis filters. Evaluate each approach against various supermaneuverable targets, targets with low RCS, and/or targets with specular scintillation properties. Evaluate TBD algorithms and determine SNR improvements and computational requirements.

PHASE II: Develop, demonstrate, and validate an assessment tool that addresses capability gaps identified in Phase I and provides future radar architecture design performance requirements to acquisition community for tracking and TBD algorithms. Tool will determine performance parameters and determine various sampling, data bandwidths, and computational requirements. Tool can be used to access difficult commercial tracking applications, such as low-level aircraft and non-linear movement of weather.

PHASE III DUAL USE APPLICATIONS: Construct a prototype system (hardware and analysis software) and validate in production representative environment. Follow-on activities include specific application integration and creation of any customer-unique requirements and documentation. Develop commercialization plan and market analysis.


REFERENCES:

1. "Particle Filter Theory and Practice with Positioning Applications,” Fred Gustafsson, IEEE Aerospace and Electronics Systems Magazine, 2010.


2. "Efficient Particle-Based Track-Before-Detect in Rayleigh Noise,” Mark G. Rutten, Neil J. Gordon and Simon Maskell, Intelligence Surveillance and Reconnaissance Division, Defence Science and Technology Organisation, PO Box 1500, Edinburgh, SA 5111, Australia.
3. "Application of Knowledge-Based Techniques to Tracking Function,” A. Farina, Alenia Marconi Systems, Italy.
4. "Particle Filter Speed Up Using a GPU,” MIT Lincoln Labs, John Sacha, High Performance Embedded Computing Conference, Office of Navy Research, 2010.
5. "Tutorial on Particle Filters for Online Nonlinear/Non-Gaussian Bayesian Tracking,” M. Sanjeev Arulampalam, IEEE, 2002.
KEYWORDS: radar, signal processing, nonlinear, tracking, particle filter, kalman filter, track before detection, TBD, RCS, supermaneuverable, scintillation, measurement, signal to noise ratio,

AF141-187 TITLE: Increased Radio Frequency (RF) Sampling & Radar Architecture Upgrades


KEY TECHNOLOGY AREA(S): Electronics and Electronic Warfare
The technology within this topic is restricted under the International Traffic in Arms Regulation (ITAR), 22 CFR Parts 120-130, which controls the export and import of defense-related material and services, including export of sensitive technical data, or the Export Administration Regulation (EAR), 15 CFR Parts 730-774, which controls dual use items. Offerors must disclose any proposed use of foreign nationals (FNs), their country(ies) of origin, the type of visa or work permit possessed, and the statement of work (SOW) tasks intended for accomplishment by the FN(s) in accordance with section 5.4.c.(8) of the solicitation and within the AF Component-specific instructions. Offerors are advised foreign nationals proposed to perform on this topic may be restricted due to the technical data under US Export Control Laws. Please direct questions to the AF SBIR/STTR Contracting Officer, Ms. Kristina Croake, kristina.croake@us.af.mil.

OBJECTIVE: Validate the use of analog to digital converters (ADC), with higher sample rates and wider word lengths, to improve radar detection. Explore architecture upgrades which will allow rapid insertion of faster ADC, processor, and bandwidth technology.



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