Transit agencies must sufficiently monitor their service, provided in house or by contractors, in order to confirm internally, and in some cases to FTA during oversight activity, that the service is being delivered consistent with the ADA requirements. State recipients are also responsible for ensuring the compliance of their subrecipients, as covered in Circular Chapter 1. FTA does not dictate the specifics of an agency or state’s monitoring efforts. Approaches for monitoring will vary based on the characteristics of the service and local considerations.
When transit agencies contract with other entities (public or private), these other entities “stand in the shoes” of the agency. Section 37.23 requires the agency to ensure that the other entity meets the relevant Part 37 requirements. (See Circular Section 1.3.2.) FTA recommends that agencies enter into clearly worded and concise contracts with explicit service provision requirements, including minimum performance standards, incentives and penalties, and regular reporting.
Table 12-1 lists the Circular chapters in which monitoring-related activities are discussed.
Table 12-1 – Circular Chapters that Discuss Monitoring Activities
Chapter
|
Monitoring Topics Discussed
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1 – Introduction and Applicability
|
Services under contract or other arrangement
|
2 – General Requirements
|
N/A
|
3 – Transportation Facilities
|
Design review
Construction oversight
|
4 – Vehicle Acquisition and Specifications
|
Pre-delivery vehicle inspections
|
6 – Fixed Route Service
|
Stop announcements
Route identification announcements
|
7 – Demand Responsive Service
|
Determining equivalency for each service requirement
|
8 – Complementary Paratransit Service
|
On-time pickup performance
Denials and missed trips
Trip lengths
Telephone system performance
|
9 – ADA Paratransit Eligibility
|
Timeliness of ADA paratransit eligibility determinations
Accuracy of no-show and missed trip coding
|
10 – Passenger Vessels
|
Accommodating passengers who use mobility aids
Providing on-board assistance
Complaint processing
|
12 – Oversight, Complaints, and Monitoring
|
Complaint processing
|
To ensure compliant service, FTA recommends that transit agencies go beyond reviewing performance reports and data or conducting desk audits and observe actual service. Even when agency policies and procedures may be correct, actual practices may differ. Monitoring how transit employees interact with riders with disabilities is a key element in ensuring compliance. Some of these activities, such as whether vehicle operators announce stops, are relatively easy to monitor (e.g., through the use of secret riders). Other activities, such as properly deploying bus ramps at stops, occur less frequently. Approaches for monitoring compliance may depend on the frequency of activity that occurs in service.
Attachment 12-1
Sample Comment Form
[Transit Agency] is committed to providing you with safe and reliable transportation services and we want your feedback. Please use this form for suggestions, compliments, and complaints. You may also call us at [number], visit our Customer Service Center at [address], or contact us by email or U.S. postal mail at the addresses below. Please make sure to provide us with your contact information in order to receive a response. [Include Agency Name, Responsible Employee Name or Title, Address, Telephone, and Email link]
SECTION I: TYPE OF COMMENT (Choose One)*
|
Compliment___
|
Suggestion___
|
Complaint___
|
Other:__________________
|
ADA Related? Y / N
|
SECTION II: CONTACT INFORMATION
|
Salutation [Mr./Mrs./Ms., etc.]:
|
Name:
|
Rider ID (if applicable):
|
Street Address:
|
City, State, Zip code:
|
Phone:
|
Email:
|
Accessible Format Requirements:
|
Large Print__
|
TDD/Relay__
|
Audio Recording__
|
Other_____________
|
SECTION III: COMMENT DETAILS
|
Transit Service (Choose One) [as applicable] [Bus/Subway/Paratransit]*
|
Date of Occurrence:
|
Time of Occurrence:
|
Name/ID of Employee(s) or Others Involved:
|
Vehicle ID/Route Name or Number:
|
Direction of Travel:
|
Location of Incident:
|
Mobility Aid Used (if any):
|
If above information is unknown, please provide other descriptive information to help identify the employee:
|
Description of Incident or Message [Text box on web form for narrative]:
|
SECTION IV: FOLLOW-UP
|
May we contact you if we need more details or information?
|
Yes
|
No
|
What is the best way to reach you? (Choose One)*
|
Phone
|
Email
|
Mail
|
If a phone call is preferred, what is the best day and time to reach you?
|
SECTION V: DESIRED RESPONSE (Choose One)*
|
- Email response
- Telephone response
- Response by U.S. Postal Mail
|
* Drop-down menu on web forms
Abbreviations and Acronyms
ABA – Architectural Barriers Act of 1968
Access Board – U.S. Architectural and Transportation Barriers Compliance Board
ACD – Automatic Call Distribution
ADA – Americans with Disabilities Act
ADA-ABA AG – ADA-ABA Accessibility Guidelines of 2004
ADAAG – ADA Accessibility Guidelines
AGT – Automated Guideway Transit
ANSI – American National Standards Institute
BRT – Bus Rapid Transit
CFR – Code of Federal Regulations
CIL – Center for Independent Living
CR – Curb ramps
CRO – Complaints Resolution Official
DOJ – Department of Justice
DOT – Department of Transportation
DOT Standards – ADA Standards for Transportation Facilities (2006) incorporating ADA-ABA AG with additional modifications
FACTS – Functional Assessment of Cognitive Transit Skills
FHWA – Federal Highway Administration
FRA – Federal Railroad Administration
FTA – Federal Transit Administration
GVWR – Gross Vehicle Weight Rating
HIPAA – Health Insurance Portability and Accountability Act
IBC – International Building Code
ISA – International Symbol of Accessibility
LEP – Limited English Proficiency
MAP-21 – Moving Ahead for Progress in the 21st Century
MOU – Memorandum of Understanding
MPH – Miles per hour
PCA – Personal Care Assistant
PII – Personally Identifiable Information
PVO – Passenger Vehicle Operator
RED – Regional Eligibility Database
Section 504 – part of the Rehabilitation Act of 1973 pertaining to prohibition of discrimination
TCRP – Transit Cooperative Research Program
TDD – Telecommunications Device for the Deaf
Title VI – of the Civil Rights Act of 1964, protecting persons from discrimination
TRS – TTY (see below) Relay Service
TTY – Text Telephone
U.S.C. – United States Code
UFAS – Uniform Federal Accessibility Standards
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