Geotechnical Engineering Circular No. 9 Design, Analysis, and Testing of Laterally Loaded Deep Foundations that Support Transportation Facilities



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7.2
GROUP EFFECTS IN LATERAL LOADING
The behavior of a group of deep foundation elements is more complex than that of a single deep foundation because of two additional aspects that affect the response of the group (Reese and Van Impe
2001):
1. Reduced efficiency due of lateral load resistance among closely-spaced deep foundation elements as a result of the overlapping the shear zones mobilized to resist the lateral load (i.e., the shadowing or shading effect and
2. Distribution of loads and moments to individual deep foundation elements within a group from the cap.
Figure 7-1: Illustration of the shadowing effect showing overlapping zones of mobilized lateral
load resistance of a group of piles.
The shadowing effect is illustrated in Figure 7-1. Ina group of deep foundation elements, the shear zones that are mobilized in response to a lateral load overlap, resulting in a reduction of the overall lateral load resistance that can be mobilized for the group compared to the sum of the individual pile resistances.


99 The cap is a relatively stiff block that connects all the deep foundation elements in a particular group. However, not all groups of deep foundation elements will have a cap for example, a group of drilled shafts for landslide stabilization may not have a cap, and a line of piles fora pile and lagging wall or a noise wall may not have a cap. However, many groups of deep foundation elements, especially for column, pier, bent, abutment, or conventional retaining walls will have a cap that connects the individual deep foundation elements together. Under lateral and axial loading, the cap rotates and displaces, mobilizing the axial and lateral resistance of individual elements in the group the load demand at any deep foundation element is determined not only by the type and magnitude of loads applied to the group, but also by the arrangement and spacing of the elements in the group and the specific position of the element within the group. These group effects, and the methods for analyzing the response of groups of deep foundation elements, are discussed in the remaining sections of this chapter.

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