Guidelines for broadcasting regulation table of contents



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Monitoring

7.115 How does the regulator know whether licensees are complying with content requirements? There are two ways: receiving complaints from the public and monitoring. Complaints will be considered below.


7.116 Nearly all broadcasting regulators undertake monitoring of some kind, with only a minority being primarily complaints led (e.g. the FCC in the USA, and Ofcom in the UK). It is sensible to construct a monitoring system on the basis of risk, in order to maximise resources, and minimise wasted time. There is little point in trying to view or listen to all broadcast output as this would require an army of monitors, for relatively little result.
7.117 As long as broadcasters are aware of the expectations of the regulator, and the standards to be applied, it is reasonable for the regulator to assume that most, if not nearly all programming will be compliant. The system of monitoring should concentrate on those issues which would cause the most harm, and where there is reason to suspect that compliance may be poor. For example, children’s television programmes will not require as watchful an eye as soap operas and dramas broadcast in the early evening. This is because the programmes made for children are unlikely to contain unsuitable material, whereas dramas shown while children may be watching, but aimed at adults, may stray into unacceptable content.
7.118 By contrast, the regulator might want to take a particular look at advertising around children’s programmes, but be less concerned about late-night advertising. By analysing and understanding the programme schedules, the regulator can develop a programme of monitoring which will concentrate on those areas of higher risk. This will also include more regular monitoring of those television and radio services which have a poor history of programme compliance, with less monitoring of those with an excellent track record.
7.119 The regulator may feel that it is especially important for certain genres of programming to meet the required standards, for example news and current affairs, as contrasted with imported Hollywood films. For example, during election periods in France, the CSA rigorously monitors the exact amount of airtime devoted to each candidate and political party, as any dispute causes considerable contention.
7.120 How should monitoring be arranged? While it may be possible for the regulator itself to ensure it can receive all broadcast services (through a combination of direct, cable and satellite delivery, regional offices, and internet), this can be expensive to set up a it will also require the regulator to arrange to tape all broadcast output. Far more common is for broadcast licences to require broadcasters to record all their output and to retain the output for a period. These recordings can then be used by the regulator either for monitoring purposes or if they need to follow up on a complaint.
7.121 Care must be taken when deciding the length of time broadcasters should be required to retain material as the cost of arranging recording and storage is expensive. Requirements in this regard must therefore be proportionate. It is not reasonable to expect broadcasters to be answerable for material which was broadcast 6 months previously, and it is not reasonable to expect them to retain material for such a long period. The onus must be on the regulator to undertake monitoring in a timely fashion, and to make sure complaints are handled quickly. Broadcasters should not be expected to keep recordings for longer than 12 weeks, and arguably 4-6 weeks may be enough. For example, Canadian broadcasters are required to retain audio-visual recordings for a period of four weeks, extended to eight weeks if the regulator, the CRTC, informs the broadcaster of a complaint within the initial four week period.
Complaints handling
Process of complaints
7.122 To be an effective content regulator, the regulator should be aware of shifts in the public’s values and tolerances, so that it can apply ‘generally accepted standards’. As mentioned above, research is the best way of testing these standards. But another way is by dealing with complaints from the public.
7.123 In a country which does not have a ‘complaints culture’, the regulator should take steps to inform the viewing and listening public that they can complain. Ideally, this should be done by having a requirement for information advertisements to be broadcast by licensees telling audiences to whom they can complain. It is reasonable to make it a condition of licences that broadcasters will carry these information advertisements for free.
7.124 When the regulator receives a complaint, it should be considered in the light of the Code that applies. Very often, complaints by viewers and listeners do not raise any compliance issue; the most common complaint is simply, “I didn’t like that programme”. These complaints can be politely answered – after all, not every programme will appeal to each person - then disregarded.
7.125 However, if a complaint raises a potential compliance issue (“I didn’t like that programme…because it really scared my children even though it was broadcast at 4pm”), then before reaching a conclusion, the regulator should give the broadcaster responsible an opportunity to respond to the issue. There are three main advantages in getting the broadcaster’s view first: it reinforces how important compliance should be to the broadcaster by making them responsible for defending and justifying what they broadcast; it alerts the broadcaster to how audiences are reacting to its programmes; and finally, it gives the broadcaster the opportunity to explain its broadcast decisions to the regulator.
7.126 This final factor can be very important in the regulatory process: the regulator will react very differently to the broadcaster who says, “Oops! We didn’t watch the show and therefore did not realise it was likely to scare children” to one who says, “We considered this very carefully before broadcast and took the view that while it might be scary for very young children, it would be fun and exciting for older children. So we broadcast it with a warning beforehand saying that it might be unsuitable for younger children.” It is very likely that the regulator would find the first broadcaster in breach of the content rules, and the second broadcaster to be compliant.
7.127 When asking broadcasters for their comments, the regulator can at the same time ask for a copy of the programme. This can then be viewed or listened to while considering the broadcaster’s response.

7.128 As mentioned above, complaints should always be considered in the context of the programme itself. Programmes should be watched or listened to, and consideration given to the overall situation in which the programme was broadcast. For this purpose, context includes:




  • the overall content of the programme, or series;

  • the channel on which it was broadcast;

  • the time of the broadcast;

  • the other programmes which immediately preceded and followed the broadcast;

  • the degree of harm or offence which was, or was likely to have been, caused;

  • the likely size and make up of the audience, and their expectations; and

  • the extent to which any warnings (by way of announcements or ratings) were given

7.129 All these factors can be taken into consideration when determining whether the broadcaster has acted in a properly compliant manner, or has been in breach of the rules.


7.130 Whether or not a sanction is applied, the regulator should consider publishing details of all significant complaints (even some where no breach of the rules has been found). This serves to keep other broadcasters up to date with how standards are being applied, provides a means for the regulator to keep in touch and accountable to the public, and also serves as a means for ‘naming and shaming’ those broadcasters who have been in breach of the rules. In some societies a public shaming can be as effective as a fine.
Separate body?
7.131 In some jurisdictions (for example, Canada and Switzerland) a separate complaints-handling body is set up, distinct from the regulator. This serves to act as a separation between the legislature (the regulator who sets the rules) and the judiciary (the body which adjudicates on whether the rules have been broken). While there are obvious advantages to this sort of separation, there are also disadvantages: clearly having two bodies will be more expensive than one. But also, there can be advantages in the regulator handling complaints as the regulator can thus be kept very much in touch with changing trends in public standards and, if necessary, adjust the rules accordingly. While this can also be achieved if there are two bodies involved, it will require excellent and frequent communication between the bodies, and sufficient flexibility for the regulator to adjust the formal standards quickly if need be.



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