P oecd best Practice Principles for Regulatory Policy The Governance of Regulators


Accountability to regulated entities



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اصول حکمرانی تنظیمی
Accountability to regulated entities
• Does the regulator provide easily accessible guidance material on appeals processes and systems to regulated entities
• What is the regulator’s process for internal review of significant delegated regulatory decisions
• Are regulated entities advised that internal review of significant delegated regulatory decisions is available when they are informed of the outcome of the decision
• Is the right of appeal through judicial process available for regulated entities Under what circumstances
• Can the result of the appeal mean that regulators can rescind the decision
Is the process transparent, timely and conducted at arm’s length
• Is the internal review unit as operationally separate from the decision-making body as possible


88
– 4. ACCOUNTABILITY AND TRANSPARENCY
THE GOVERNANCE OF REGULATORS © OECD 2014

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