|
Company Name
|
1.
|
ACA Capital Holdings
|
2.
|
Accredited Home Lenders
|
3.
|
Advanta [2009]
|
4
|
Ambac Financial Group [2008]
|
5
|
Ambac Financial Group/STRATS Trust [2008]
|
6
|
American Capital Ltd. [2008]
|
7.
|
American Express Company [2009]__17___Bank_of_America/Merrill_Lynch/Debt_Securities_[2009]'>[2009]
|
8.
|
American Home Mortgage Investment Company
|
9.
|
American International Group [2008]
|
10.
|
American International Group/Series A5 Junior Subordinated Debentures [2008]
|
11
|
American International Group/Shelf Offerings/CDS [2008]
|
12
|
American International Group/Medium Term Notes Series AIG-FP [2009]
|
13
|
BancorpSouth [2010]
|
14.
|
BankAtlantic Bancorp.
|
15
|
Bank of America (Auction Rate Securities) [2008]
|
16.
|
Bank of America/Merrill Lynch [2009]
|
17
|
Bank of America/Merrill Lynch/Debt Securities [2009]
|
18
|
Bank ofAmerica/Noncumulative Preferred Securities Series K [2010]
|
19
|
BankUnited Financial Corp [2008}
|
20
|
Barclays Bank PLC 6.625% Callable Preference Shares [2009]
|
21
|
Barclays Bank plc American Depositary Shares Series 4 Preferred [2009]'>[2009]
|
22
|
Barclays Bank plc American Depositary Shares Series 5 Preferred [2009]
|
23
|
Bear Stearns [2008]
|
24.
|
Bear Stearns/Structured Asset Mortgage Investments [2009]
|
25
|
Beazer Homes USA, Inc.
|
26
|
Calamos Global Dynamic Income Fund (Auction Rate Preferred Securities)[2008]
|
27.
|
Canadian Imperial Bank of Commerce [2008]
|
28
|
Care Investment Trust
|
29.
|
C-BASS [2008]
|
30.
|
CBRE Realty Finance
|
31.
|
Centerline Holding Company [2008]
|
32.
|
Chesapeake Energy Corporation [2009]
|
33
|
CIT Group [2008]
|
34.
|
Citigroup
|
35
|
Citigroup 8.125% Non-Cumulative Preferred Stock Series AA [2009]
|
36
|
Citigroup 8.50% Non-Cumulative Preferred Stock, Series F [2009]
|
37.
|
Citigroup (Auction Rate Securities) [2008]
|
38
|
Citigroup/Falcon Strategies [2008]
|
39.
|
Citigroup Alternative Invest/Falcon Stategies/Tender Offer Litigation [2008]
|
40.
|
Citigroup Mortgage Loan Trust [2008]
|
41.
|
Citigroup Inc. Voluntary FA Capital Accumulation Program [2009]
|
42
|
Coast Financial Holdings
|
43
|
Colonial BancGroup, Inc. [2009]
|
44
|
CompuCredit Corporation [2008]
|
45
|
Corus Bankshares [2009]
|
46.
|
Countrywide Financial Corp.
|
47
|
Countrywide Financial Corp./Various Asset Backed Certificates [2010]__51.___Deutsche_Alt-A_Securities,_Inc_._[2009]'>[2010]
|
48.
|
Countrywide Home Loans Servicing
|
49
|
Credit Suisse [2008]
|
50
|
CVB Financial [2010]
|
51.
|
Deutsche Alt-A Securities, Inc. [2009]
|
52
|
Deutsche Bank (Auction Rate Securities) [2008]
|
53
|
Deutsche Bank Capital Funding Trust III 7.60% Trust Preferred Securities [2009]
|
54
|
Deutsche Bank Capital Funding Trust VIII [2009]
|
55.
|
Deutsche Bank AG : 6.625% Funding Trust IX and/or 7.35% Funding Trust X- Noncumulative Trust Preferred Securities [2009]
|
56
|
DJSP Enterprises [2010]
|
57
|
Downey Financial Corp. [2008]
|
58
|
E* Trade Financial Corp.
|
59
|
E*Trade Financial Corp. (Auction Rate Securities) [2008]
|
60.
|
Evergreen Ultra Short Opportunities Fund [2008]
|
61.
|
FCStone Group [2008]
|
62.
|
Federal Agricultural Mortgage Corporation [2008]
|
63
|
Federal Home Loan Mortgage Corporation
|
64
|
Federal Home Loan Mortgage Corporation [2008]
|
65.
|
Federal Housing Finance Agency (“Freddie Mac”)/Series Z Preferred [2008]
|
66.
|
Federal National Mortgage Association (“Fannie Mae”) [2008]
|
67.
|
Federal National Mortgage Association (Fannie Mae)/Series S Preferred[2008]
|
68
|
Federal National Mortgage Association (Fannie Mae)/Series T Preferred [2008]
|
69
|
Fortis [2008]
|
70
|
Franklin Bank Corporation Series A Noncumulative Preferred [2009]__153.__Oppenheimer_Pennsylvania_Municipal_Bond_Fund_[2009]'>[2009]__151.___Oppenheimer_Core_Bond_Funds_[2009]'>[2009]__149___Oppenheimer_California_Municipal_Fund_[2009]'>[2009]__135___MRU_Holdings_[2009]'>[2009]
|
71.
|
Fremont General Corporation
|
72.
|
Fremont General/Preferred Securities [2008]
|
73.
|
Fidelity Ultra Short Bond Fund [2008]
|
74
|
Fifth Third Bancorp. [2008]
|
75.
|
Fifth Third Bankcorp./First Charter [2008]
|
76
|
First American Corporation [2008]
|
77.
|
First Home Builders of Florida
|
78.
|
First Marblehead Corp. [2008]
|
79
|
First Regional Bancorp [2010]
|
80
|
First Trust Strategic High Income Funds [2008]
|
81.
|
Fimalac, S.A. [2008]
|
82.
|
Franklin Bank Corp. [2008]
|
83
|
Frontier Financial [2010]
|
84
|
General Electric [2008]
|
85.
|
General Growth Properties [2008]
|
86
|
Geneva Exchange [2010]
|
87
|
Goldman Sachs Group [2010]
|
88
|
GS Mortgage Securities [2008]
|
89
|
GS Mortgage Securities Corp. [2010]
|
90
|
GS Mortgage Securities/2006 Mortgage Pass-Through Certificates [2009]__187__Sun_Trust_Banks,_Inc._(7.875%Trust_Preferred_Securities)_[2009]'>[2009]__175___Rochester_Fund_Municipals_[2009]'>[2009]
|
91
|
HarborView Mortgage Loan Trust/Royal Bank of Scotland [2008]
|
92.
|
HomeBanc Corp.
|
93.
|
Hovnanian Enterprises
|
94
|
H.R. Block (Auction Rate Securities) [2008]
|
95
|
Huntington Bancshares Incorporated
|
96.
|
Huntington Bancshares/Sky Financial [2008]
|
97
|
IMPAC Mortgage Holdings, Inc.
|
98
|
IndyMac Financial Inc.
|
99
|
IndyMac Financial/Option ARMs [2008]
|
100
|
IndyMac Mortgage Pass-Through Certificates [2009]
|
101.
|
ING Perpetual Hybrid Capital Securities [2009]
|
102
|
ING 7.375% Perpetual Hybrid Capital Securities [2009]
|
103
|
Integrity Bancshares [2008]
|
104
|
InvestforForeclosures LLC [2008]
|
105
|
iStar Financial [2008]
|
106
|
J.P Morgan Chase Acceptance Corp. [2008]
|
107.
|
J.P. Morgan Chase (Auction Rate Securities) [2008}
|
108.
|
J.P. Morgan Chase & Co. Mortgage Pass-Through Certificates [2009]
|
109.
|
KKR Financial Holdings [2008]
|
110
|
Las Vegas Sands [2010]
|
111
|
Lehman Brothers [2008]
|
112.
|
Lehman Brothers/JP Morgan/Citigroup (FNMA 5/6/08 Secondary) [2008]
|
113
|
Lehman Brothers/Preferred Series J [2008]
|
114.
|
Levitt Corp. [2008]
|
115.
|
Luminent Mortgage Corporation
|
116
|
Mat Five LLC/ Citigroup Global Markets [2008]
|
117.
|
MBIA [2008]
|
118
|
McGraw Hill
|
119
|
Merrill Lynch
|
120
|
Merill Lynch/First Republic
|
121
|
Merrill Lynch (Auction Rate Securities) [2008]
|
122.
|
Merrill Lynch/Bond and Preferred Securities Offerings (March 31,2006 ShelfRegistration) [2008]
|
123
|
Merrill Lynch Mortgage Investors Inc./Mortgage Pass-Through Certificates [2009]
|
124.
|
MGIC Investment Corporation [2008]
|
125.
|
MGM Mirage [2009]
|
126.
|
MoneyGram International [2008]
|
127
|
Moody’s Corporation
|
128.
|
Moody’s Investors Services (J.P. Morgan Acceptance Corporation) [2009]
|
129
|
Morgan Keegan Funds/Regions Financial Corporation
|
130.
|
Morgan Keegan/Regions Financial Corporation/ RMK Funds [2010]
|
131
|
Morgan Stanley [2008]
|
132
|
Morgan Stanley (Auction Rate Securities) [2008]]
|
133
|
Morgan Stanley/Mortgage Pass-Through Certificates [2008]
|
134
|
Morgan Stanley Capital I Mortgage Pass-Through Certificates [2009]
|
135
|
MRU Holdings [2009]
|
136
|
Municipal Mortgage & Equity (“Muni Mae”) [2008]
|
137
|
National City Corporation [2008]
|
138.
|
National City Corporation/Fidelity [2008]
|
139
|
National City Corporation/Harbor Bank [2008]
|
140.
|
National City/ 4.0% Convertible Senior Notes [2008]
|
141
|
NetBank, Inc.
|
142.
|
New Century Financial
|
143
|
NextWave Wireless [2008}
|
144
|
Nomura Asset Acceptance Corporation [2008]
|
145
|
NovaStar Financial
|
146
|
Northern Trust [2010]
|
147
|
Northern Trust (Auction Rate Securities) [2008]
|
148
|
Oppenheimer AMT-Free Municipals Mutual Fund [2009]
|
149
|
Oppenheimer California Municipal Fund [2009]
|
150
|
Oppenheimer Champion Income Fund [2009]
|
151.
|
Oppenheimer Core Bond Funds [2009]
|
152
|
Oppenheimer New Jersey Municipal Bond Fund [2009]
|
153.
|
Oppenheimer Pennsylvania Municipal Bond Fund [2009]
|
154
|
Oppenheimer Holdings (Auction Rate Securities) [2009]
|
155
|
Opteum, Inc.
|
156
|
Perini Corp. [2008]
|
157
|
Perrigo Company [2009]
|
158.
|
PFF Bancorp, Inc. [2009]
|
159
|
PIMCO Mutual Funds [2009]
|
160
|
Popular Inc. [2009]
|
161.
|
Prudential Financial 9% Junior Subordinated Notes [2009]
|
162
|
Radian Group, Inc.
|
163
|
RAIT Financial Trust, Inc.
|
164
|
Raymond James Financial (Auction Rate Securities) [2008]
|
165
|
Raymond James Financial [2009]
|
166
|
RBC Dain Rauscher (Auction Rate Securities) [2008]
|
167
|
REEF American LLC [2009]
|
168.
|
Regions Financial Trust III 8.875% Trust Preferred Securities [2009]
|
169
|
Reserve Fund/Primary Fund [2008]
|
170
|
Reserve Fund/Yield Plus Fund [2008]
|
171
|
Residential Accredit Loans/RALI Mortgage Pass-Through Certificates [2008]
|
172
|
Residential Asset Mortgage Products [2009]
|
173
|
Residential Asset Securitization Trust [2008]
|
174.
|
Rhinebridge Senior Notes/IKB Deutsche Industriebank [2009]
|
175
|
Rochester Fund Municipals [2009]
|
176
|
Royal Bank of Canada/ Lehman Bros. Reverse Convertible Notes [2010]
|
177
|
Sallie Mae [2008]
|
178
|
Schwab YieldPLUS Funds [2008]
|
179
|
Security Capital Assurance, Ltd.
|
180
|
Societe Generale [2008]
|
181
|
Standard Pacific
|
182
|
State Street/ SSgA Yield Plus Fund [2008]
|
183
|
State Street/SSgA Intermediate Fund [2008]
|
184
|
Stifel Financial Corp. (Auction Rate Securities) [2008]
|
185
|
SunTrust Bank (Auction Rate Securities) [2008]
|
186
|
SunTrust Banks, Inc. [2009]
|
187
|
Sun Trust Banks, Inc. (7.875%Trust Preferred Securities) [2009]
|
188
|
Swiss Re [2008]
|
189
|
Synovus Financial Corp. [2009]
|
190
|
Tarragon Corporation
|
191
|
TD Ameritrade (Auction Rate Securities) [2008]
|
192
|
The Blackstone Group, L.P. [2008]
|
193
|
The Goldman Sachs Group (Auction Rate Securities) [2008]
|
194
|
The Hartford Financial Services Corporation [2010]
|
195
|
The Royal Bank of Scotland/Series S ADRs [2009]
|
196
|
The Royal Bank of Scotland/Preferred Series T [2009]
|
197
|
The Royal Bank of Scotland/Preferred Series Q [2009]
|
198
|
The Royal Bank of Scotland Group plc : 6.125% Series R Non-cumulativeDollar Preference Shares [2009]
|
199
|
The PMI Group [2008]
|
200
|
Thornburg Mortgage
|
201
|
Thornburg Mortgage (Series C,D,E or F Preferred) [2008]
|
202
|
Thornburg Mortgage (Mortgage Pass-Through Certificates) [2009]
|
203
|
Toll Brothers
|
204
|
Triad Guaranty [2009]
|
205
|
UBS AG
|
206
|
UBS AG (Auction Rate Securities) [2008]
|
207
|
UBS Financial Services/ Lehman Brothers Principal Protection Notes [2008]
|
208
|
VeraSun Energy Corp.[2009]
|
209
|
Wachovia Corporation [2008]
|
210
|
Wachovia (Auction Rate Securities) [2008]
|
211
|
Wachovia/Golden West [2008]
|
212
|
Wachovia/Golden West/Offering Investors [2009]
|
213
|
Wachovia/Preferred Securities [2008]
|
214
|
Washington Mutual
|
215
|
Washington Mutual Asset Acceptance Corporation [2009]
|
216
|
WaMu Mortgage Pass Through Certificates [2009]
|
217
|
Wells Fargo & Co. (Auction Rate Securities) [2008]
|
218
|
Wells Fargo Mortgage-Backed Securities Trust 2006-AR15 [2010]
|
219
|
Wells Fargo/Mortgage Pass Through Certificates [2009]
|
220
|
Wells Fargo Mortgage Pass Through Certificates, Series 2006 and following [2009]
|
221
|
WSB Financial Group
|
