Utnif topicality 2017



Download 1.87 Mb.
Page4/4
Date09.06.2018
Size1.87 Mb.
#53824
1   2   3   4

Regulation = Agency

1NC General



“Regulations” are issued by regulatory agencies under executive and legislative jurisdiction


Ellig, 9 - Senior Research Fellow at the Mercatus Center at George Mason University(Jerry, ““The Future of Regulation”, Pepperdine, http://publicpolicy.pepperdine.edu/academics/research/policy-review/2010v3/content/the-future-of-regulation.pdf,//SL)

Many times in casual conversation the term ‘regulation’ is used to refer to any restriction imposed by the government that defines certain actions as legal or illegal, but the definition is actually more specific. Regulation occurs when a legislature delegates some of its lawmaking power to a regulatory agency, which then issues detailed rules, the purpose of which is to carry out the intention of the legislature. Regulations are issued by a regulatory agency, with the intention of filling in the gaps in legislation. In the case of federal regulation, it fills in the gaps left by the U.S. Congress.

Two kinds of regulatory agencies exist at the federal level in the United States. Many regulatory agencies are actually part of the executive branch and their top officials are hired and can be fired by the President. These include agencies, such as the Environmental Protection Agency, the various agencies that regulate transportation within the Department of Transportation, and any position within a Cabinet department. All these regulatory agencies are directly responsible to the President



There are also independent regulatory agencies, that is, agencies that are independent of the President, but not independent of Congress. These agencies usually have the word “commission” in their title. The President usually appoints the commissioners, who run these agencies for a fixed term, with the consent of the Senate. The President cannot fire them, and as a result, these agencies tend to function relatively independently of the executive branch. They do not necessarily act independently of Congress, since Congress ultimately approves the budget and writes the laws that the agencies are supposed to implement. Examples of this type of agency are the FCC, Consumer Product Safety Commission, Security and Exchange Commission, and Commodity Futures Trading Commission. The Federal Reserve is also considered an independent regulatory agency.

“Funding” must be done by congress


Saturno et. al, 16 - *Specialist on congress and Legislative Process, **Analyst on Congress and the Legislative Process,**Specialist on Congress and the Legislative Process(*James V. Saturno, **Bill Heniff, ***Megan S., “The Congressional Appropriations Process: An Introduction”, Congressional Research Service, 30 November 2016, https://www.senate.gov/CRSpubs/8013e37d-4a09-46f0-b1e2-c14915d498a6.pdf,//SL)

Congress annually considers several appropriations measures, which provide discretionary funding for numerous activities—for example, national defense, education, and homeland security—as well as general government operations. Congress has developed certain rules and practices for the consideration of appropriations measures, referred to as the congressional appropriations process. The purpose of this report is to provide an overview of this process.

Appropriations measures are under the jurisdiction of the House and Senate Appropriations Committees. In recent years these measures have provided approximately 35% to 39% of total federal spending. The remainder of federal spending comprises direct (or mandatory) spending, controlled by House and Senate legislative committees, and net interest on the public debt.

Violation – The aff uses the courts



Vote neg

Limits – there are thousands of courts cases related to education

Ground – courts debates have different disad/cp scenarios which limit out core generics



2NC Interp Ext

Regulation excludes Congress, it’s exclusively agency action under delegated authority


Whiteford 15 - Ph.D., is a graduate student in the Joint Master of Public Administration program at the University of Manitoba and the University of Winnipeg, and a sessional instructor with the Department of Political Studies, University of Manitoba (Sarah, “Beyond Instrument Choice: Micro-Level Policy Design in Manitoba's Child Care System, 38 Man. L.J. 260, Lexis)//BB

In the narrow sense, regulation is a specific form of subordinate or delegated legislation that is derived from statute. Legislative authority to create this form of law is generally delegated to Cabinet, an individual or to a body (Pal 2014). Unlike statutes, which must be debated and passed by the legislative branch of government, regulations carry the weight of law, but are more nimble. Not subject to the legislative session, regulations are developed and assented to by the delegated body granted the authority to create them.


The Department of Education has empirically done education reform and funding


U.S. Department of Education, 10 - the agency of the federal government that establishes policy for, administers and coordinates most federal assistance to education(“Overview of the U.S. Department of Education”, https://www2.ed.gov/about/overview/focus/what.pdf,//SL)

1. The Department of Educationestablishes policies relating to federal financial aid for education, administers distribution of those funds and monitors their use. Like most federal activities, Department of Education programs must first be authorized by Congress through legislation that is signed into law by the president. The Department then develops regulations that determine exactly how a program will be operated. These regulations are published in the Federal Register for public comment and reviewed by Congress. Congress must also vote to appropriate the money that each program will receive annually.


“Regulation” must involve agency action


Ellig 9 – Dr. Jerry Ellig, Senior Research Fellow at the Mercatus Center at George Mason University, “The Future of Regulation”, 11-9, http://publicpolicy.pepperdine.edu/academics/research/policy-review/2010v3/content/the-future-of-regulation.pdf

Many times in casual conversation the term ‘regulation’ is used to refer to any restriction imposed by the government that defines certain actions as legal or illegal, but the definition is actually more specific. Regulation occurs when a legislature delegates some of its lawmaking power to a regulatory agency, which then issues detailed rules, the purpose of which is to carry out the intention of the legislature. Regulations are issued by a regulatory agency, with the intention of filling in the gaps in legislation. In the case of federal regulation, it fills in the gaps left by the U.S. Congress. Two kinds of regulatory agencies exist at the federal level in the United States. Many regulatory agencies are actually part of the executive branch and their top officials are hired and can be fired by the President. These include agencies, such as the Environmental Protection Agency, the various agencies that regulate transportation within the Department of Transportation, and any position within a Cabinet department. All these regulatory agencies are directly responsible to the President. There are also independent regulatory agencies, that is, agencies that are independent of the President, but not independent of Congress. These agencies usually have the word “commission” in their title. The President usually appoints the commissioners, who run these agencies for a fixed term, with the consent of the Senate. The President cannot fire them, and as a result, these agencies tend to function relatively independently of the executive branch. They do not necessarily act independently of Congress, since Congress ultimately approves the budget and writes the laws that the agencies are supposed to implement. Examples of this type of agency are the FCC, Consumer Product Safety Commission, Security and Exchange Commission, and Commodity Futures Trading Commission. The Federal Reserve is also considered an independent regulatory agency. The most significant difference between the independent agencies and the executive agencies is that executive agencies are supposed to operate within rules laid out in executive orders. Democratic and Republican administrations issue executive orders and these orders explain how agencies ought to analyze regulations. The White House has the ability to tell these agencies, “No, you can’t issue that regulation, because you haven’t done your homework.” The independent agencies, on the other hand, have not traditionally been subject to that kind of oversight by the White House. Regulations are made through an organized process. There must be authorization in legislation for a regulatory agency to enact a piece of regulation, and it must be empowered to issue a particular regulation by Congress. The agency must issue any proposed regulation for public comment, and it will take comments on the proposed regulation for an average of sixty to ninety days. It will then rewrite the proposed regulation, and issue its final regulation. The regulation may go through several rounds of proposals and revisions. The Office of Management and Budget (OMB) reviews regulation produced by executive agencies, both before it is released for comment and before it is officially published. Finally, before any agency publishes a regulation, Congress is able to review that regulation. Although Congress could nullify any regulation at any time, it also has an expedited process for reviewing regulations under the Congressional Review Act. This Act allows Congress the power to quickly veto a proposed regulation or to veto a final regulation after it is published by the passage of a joint resolution by a simple majority.5 The Congressional Review Act has only been invoked once in history.

“Regulation” refers to agency actions


Guggenheim 17 – Miriam Guggenheim, JD and Lawyer at Covington & Burling LLP, et al., “The “Regulatory Freeze”: What it Means for Key Food Regulatory Initiatives”, 1-23, https://www.cov.com/-/media/files/corporate/publications/2017/01/the_regulatory_freeze_what_it_means_for_key_food_regulatory_initiatives.pdf

The regulatory freeze applies to “new or pending regulations,” which, with some exceptions described in more detail below, include regulations ready to be sent to the Office of the Federal Register for publication, regulations already sent to the Office of the Federal Register but not yet published, and regulations that have been published in the Federal Register but are not yet effective.

The term “regulation” includes any regulatory action as defined in Executive Order 12866: “any substantive action by an agency (normally published in the Federal Register) that promulgates or is expected to lead to the promulgation of a final rule or regulation, including notices of inquiry, advance notices of proposed rulemaking, and notices of proposed rulemaking.” It also includes guidance documents and any other agency statement “that sets forth a policy on a statutory, regulatory, or technical issue or an interpretation of a statutory or regulatory issue.”

“Regulation” must be created by agencies and cannot be an act of Congress


Coble 15 – Christopher Coble, Esq., JD, FindLaw, “What's the Difference Between Laws and Regulations?”, FindLaw, 10-23, http://blogs.findlaw.com/law_and_life/2015/10/whats-the-difference-between-laws-and-regulations.html

When we hear that something is against the law, we generally don't question where the law comes from. But 'the law' can mean a lot of things, from general ideas about jurisprudence all the way down to a written ordinance. And while the words 'law' and 'regulation' are often used interchangeably, they can refer to very distinct things.



Although the effect of laws and regulations can often be the same, it is important to understand how they are different.

Letter of the Law



Laws are the products of written statutes, passed by either the U.S. Congress or state legislatures. The legislatures create bills that, when passed by a vote, become statutory law.

For example, in response to the stock market crash of 1929, Congress passed the Securities and Exchange Act of 1934 in an effort to curb securities fraud and insider trading. The Act is codified in the United States Code as Title 15, Section 78a, and, among other things, prohibits the disclosure of false or misleading information related to securities transactions. The Securities and Exchange Act also created the Securities and Exchange Commission, tasked with enforcing federal securities laws.

Rules of Regulations

Regulations, on the other hand, are standards and rules adopted by administrative agencies that govern how laws will be enforced. So an agency like the SEC can have its own regulations for enforcing major securities laws. For instance, while the Securities and Exchange Act prohibits using insider or nonpublic information to make trades, the SEC can have its own rules on how it will investigate charges of insider trading.

Like laws, regulations are codified and published so that parties are on notice regarding what is and isn't legal. And regulations often have the same force as laws, since, without them, regulatory agencies wouldn't be able to enforce laws.

“Regulation” is delegated legislation made pursuant to statute


Levi 4 – David Levi-Faur, Head of the Federmann School of Public Policy and the Department of Political Science, at the Hebrew University of Jerusalem, “Regulatory Reforms: Introduction”, 10-30, http://poli.haifa.ac.il/~levi/R_int.html

Finally, regulation is often defined to encompass only delegated legislation, or rules that are made pursuant to powers granted in a parent statute (Ogus, 1994; Law Reform Commission 1986). This more limited view of regulation as delegated legislation or as "the regs" may or may not include such other rule-like creations as the promulgation of guidelines, codes, rule of procedures, and voluntary codes (Grabosky 1995).


2NC Violation – Must Be Uniform

Regulations are exclusively prescribed and carried out by the DOE and/or Secretary of Education and must be binding across all 50 states


US Code Title 20 (United States Code, Title 20. Education; Chapter 31: General Provisions Concerning Education, Lexis) AAB

§ 1232. Regulations

(a) "Regulation" defined. For the purpose of this section, the term "regulation" means any generally applicable rule, regulation, guideline, interpretation, or other requirement that--

(1) is prescribed by the Secretary or the Department; and

(2) has legally binding effect in connection with, or affecting, the provision of financial assistance under any applicable program.

(b) Citation of authority. Regulations shall contain, immediately following each substantive provision of such regulations, citations to the particular section or sections of statutory law or other legal authority on which such provision is based.

(c) Uniform application. All regulations shall be uniformly applied and enforced throughout the 50 States.

2NC Violation – Excludes Courts

Legal definitions exclude the courts---regulation is done by agencies, not courts---and they are prophylactic not remedial


Coglianese and Kagan 7 - *Professor of Law and Professor of Political Science at the University of Pennsylvania, **Professor of Law and Political Science @ UC-Berkeley (Cary and Robert, “Regulation and Regulatory Processes,” Intro chapter)//BB

Even with the broad methodological and substantive diversity reflected in the essays reproduced in this volume, those that we have selected still do not adequately represent the entire range of social scientific approaches to the study of regulation, or the entire range of social control processes that might be considered spheres of ‘regulation’. All branches of law – criminal law, contract law, tort law, traffic law and so on – have some regulatory function, for they are designed to deter behaviours that have been politically defined as harmful or antisocial, and thereby to encourage socially responsible behaviour. But in conventional legal discourse, which we used in our selection criteria for this volume, the term ‘regulation’ has been reserved for bodies of law that are elaborated through the promulgation of specialized rules, enforced by government agencies and aimed at the behaviour of business firms, other large organizations, and professional service providers. Whereas criminal and civil law typically are enforced via prosecutions and lawsuits against alleged violators, brought after a harmful act or omission has occurred, regulation is primarily prophylactic in purpose, designed to prevent harmful actions before they occur. Furthermore, unlike civil law enforcement, where the initial costs are borne by injured parties who must gather evidence and hire lawyers, in regulatory programmes (as in the enforcement of criminal law by police departments) the government shoulders the cost of investigation and prosecution of complaints.



Excludes Courts


GEPA 10 (“General Education Provisions Act (GEPA): Overview and Issues,” Every CRS Report, https://www.everycrsreport.com/reports/R41119.html)//AAB

ED = Department of Education

For the purposes of this section, a regulation is defined as "any generally applicable rule, regulation, guideline, interpretation, or other requirement" that is prescribed by the Secretary or ED and that is legally binding with respect to an applicable program. Regulations must contain citations to the particular section of statutory law or other legal authority upon which relevant provisions are based, and all regulations must be uniformly applied and enforced in all 50 states. Although the Administrative Procedure Act, which establishes the process that agencies must follow when enacting regulations, contains an exemption for matters pertaining to public property, loans, grants, and benefits,14 GEPA specifies that this exemption shall apply only to regulations that govern the first grant competition under a new or substantially revised program or if the Secretary determines that the requirements of this subsection will cause "extreme hardship" to the program beneficiaries affected by the regulations.


2NC Interp Ext

Administrative Agencies, the legislative branch, and the executive solely issue regulation


Phelps and Lehman, 5 – former Dean of the University of Michigan Law School, President of Cornell University, Founding dean of the Peking University School of Transnational Law, founding vice chancellor and CEO of NYU Shanghai(*Shirelle,** Jeffrey, “Regulation”, West’s Encyclopedia of American Law, Vol. 8, 2nd ed., Detroit: Gale,//SL)

Regulations are issued by various federal government departments and agencies to carry out the intent of legislation enacted by Congress. Administrative agencies, often called "the bureaucracy," perform a number of different government functions, including rule making. The rules issued by these agencies are called regulations and are designed to guide the activity of those regulated by the agency and also the activity of the agency's employees. Regulations also function to ensure uniform application of the law.

Administrative agencies began as part of the EXECUTIVE BRANCH of government and were designed to carry out the law and the president's policies. Congress, however, retains primary control over the organization of the bureaucracy, including the power to create and eliminate agencies and confirm presidential nominations for staffing the agencies. Congress has also created administrative agencies that exist outside of the executive branch and are independent of presidential control. President FRANKLIN D. ROOSEVELT and the NEW DEAL plan he implemented created many new administrative agencies. Over the years administrative agencies have become more powerful participants in the overall federal government structure as Congress and the president have delegated more legislative and executive duties to them. Administrative agencies have also become responsible for many judicial functions.

Legal definitions exclude the courts---regulation is done by agencies, not courts---and they are prophylactic not remedial


Coglianese and Kagan 7 - *Professor of Law and Professor of Political Science at the University of Pennsylvania, **Professor of Law and Political Science @ UC-Berkeley (Cary and Robert, “Regulation and Regulatory Processes,” Intro chapter)//BB

Even with the broad methodological and substantive diversity reflected in the essays reproduced in this volume, those that we have selected still do not adequately represent the entire range of social scientific approaches to the study of regulation, or the entire range of social control processes that might be considered spheres of ‘regulation’. All branches of law – criminal law, contract law, tort law, traffic law and so on – have some regulatory function, for they are designed to deter behaviours that have been politically defined as harmful or antisocial, and thereby to encourage socially responsible behaviour. But in conventional legal discourse, which we used in our selection criteria for this volume, the term ‘regulation’ has been reserved for bodies of law that are elaborated through the promulgation of specialized rules, enforced by government agencies and aimed at the behaviour of business firms, other large organizations, and professional service providers. Whereas criminal and civil law typically are enforced via prosecutions and lawsuits against alleged violators, brought after a harmful act or omission has occurred, regulation is primarily prophylactic in purpose, designed to prevent harmful actions before they occur. Furthermore, unlike civil law enforcement, where the initial costs are borne by injured parties who must gather evidence and hire lawyers, in regulatory programmes (as in the enforcement of criminal law by police departments) the government shoulders the cost of investigation and prosecution of complaints.


Regulation = Binding

1NC General

A regulation creates a mandatory standard of behavior. A policy statement is distinct – it’s an agency’s interpretation which a court may accept or reject and has no binding norm


Central Dauphin School District v. DOE 92 (Central Dauphin School District v. Department of Education, Pa. Cmmw. Ct. 1992, Casetext, https://casetext.com/case/central-dauphin-sch-dist-v-d-of-ed) AAB

A regulation is a governmental agency's exercise of delegated legislative power to create a mandatory standard of behavior. Pennsylvania Human Relations Commission v. Uniontown Area School District, 455 Pa. 52, 313 A.2d 156 (1973). A regulation is binding on a reviewing court if it conforms to the grant of delegated power, is issued in accordance with proper procedures, and is reasonable. 1Id. In contrast, a statement of policy is a governmental agency's statutory interpretation which a court may accept or reject depending upon how accurately the agency's interpretation reflects the meaning of the statute. Id.; Pennsylvania Human Relations Commission v. Norristown Area School District, 20 Pa. Commw. 555, 342 A.2d 464 (1975), aff'd, 473 Pa. 334, 374 A.2d 671 (1977).

A statement of policy may set "forth substantive or procedural . . . property rights, . . . duties, liabilities or obligations . . ., and includes,. . . any document interpreting or implementing any act of Assembly enforced or administered by such agency." Section 102 of the Commonwealth Documents Law, 45 P. S. § 1102.

As emphasized by the Supreme Court of Pennsylvania in Pennsylvania Human Relations Commission v. Norristown Area School District, 473 Pa. 334, 374 A.2d 671 (1977),

[t]he critical distinction between a substantive rule and a general statement of policy is the different practical effect that these two types of pronouncements have in subsequent administrative proceedings. . . . A properly adopted substantive rule establishes a standard of conduct which has the force of law. . . . The underlying policy embodied in the rule is not generally subject to challenge before the agency.

A general statement of policy, on the other hand, does not establish a 'binding norm'. . . . A policy statement announces the agency's tentative intentions for the future. When the agency applies the policy in a particular situation, it must be prepared to support the policy just as if the policy statement had never been issued.

Violation – the affirmative is not binding



Voting issue


Limits – there are thousands of mechanisms – taxes, guidance, or informal standard setting are all distinct debates in the literature

Ground – the aff can no link disads because they don’t guarantee enforcement but are just gestures –

Precision – our interpretation because it’s in the context of education and has legal authority

2NC Interp Ext



“Regulation” is direct, binding control---broadening it makes the entire field of law topical


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

2.2 Scope and distinctiveness of the intervention



While regulation is viewed as a type of intervention, there is disagreement over what the scope of regulation is, with a particular focus on direct and indirect intervention. Authors often agree that regulation is about direct intervention, which can be defined as the introduction and/or implementation of standards that directly apply to the target behavior or characteristics of a specified population. There is less agreement on whether regulation also includes indirect intervention – that is, the introduction and/or implementation of standards that apply to the context in which the target behavior or characteristics of a specified population are generated. This may include incentive-based tools, such as taxation, subsidization, and the imposition of disclosure requirements. It may also include the whole range of measures that are aimed at stabilizing capitalism – the focus of the French régulation literature (Boyer 2002).8

These narrow and broad conceptions are reflected in the distinction between regulation as “the promulgation of an authoritative set of rules” and as “all the efforts of state agencies to steer the economy” (Baldwin et al. 1998, p. 3). Whereas the former only includes direct intervention, the latter incorporates both direct and indirect forms of intervention. The authors indicate that if we use a broad conception, we can no longer view regulation as a distinctive form of governance (Baldwin et al. 1998, p. 4). The advantage is that “a variety of tools are considered as possible alternatives to traditional ‘command and control’ type regulation […] so that where rulemaking seems to be inappropriate as a means for achieving policy objectives, other tools may be used” (Baldwin et al. 1998, p. 3). A broad conception can, for instance, be found in the work of Breyer, who distinguishes between “classical regulation” – which is of a command-and-control nature – and “alternatives to classical regulation,” which include less restrictive interventions, such as taxation and the use of disclosure requirements (Breyer 1982, Ch. 8). For Breyer, distinguishing between “ ‘regulatory’ action” and “the entire realm of governmental activity” is both difficult and subject to controversy (1982, p. 7).

Stigler (1971) and Mitnick (1980) also advance broad conceptions. Stigler uses the term regulation to refer to a range of policy instruments that can be used to affect business behavior, including market entry control, price setting, taxes, and tariffs (1971, pp. 3–6). Mitnick is primarily concerned with regulation as “the public administrative policing of a private activity with respect to a rule prescribed in the public interest” (1980, p. 7), but emphasizes that “it is possible to distinguish both directive and incentive means, e.g. administrative standards vs. effluent charges or subsidies as means or regulation” (1980, p. 6).

According to Noll, however, such a broad conception makes scholars, government officials, and business people uncomfortable (Noll 1980, p. 14). Emphasizing the importance of conceptual familiarity, Noll conceives regulation as only one of the methods that governments use to control private-sector economic activities (1985, p. 9). As “regulation is not just what regulators do, it is also how they do it,” regulation is characterized by the role of administrative law and procedural rules (Noll 1980, pp. 16–17). Hence, regulation is a method of control where a government agency is assigned the task of “writing rules constraining certain kinds of private economic decisions, using a quasi-judicial administrative process to develop these rules” (Noll 1985, p. 9).



This view of regulation as a distinct mode of governance can also be found in other influential contributions. For example, Lowi argues that regulation – or regulatory policy – refers to a specific type of policy intervention that differs from other types. Policies vary on two main dimensions: (i) the form of the intended impact – that is, whether policies work through individual conduct or the environment of conduct – and (ii) the form of expressed intention – whether policies impose obligations or positions (primary rules) or confer powers or privileges (secondary rules) (1985, pp. 73–75).9 Regulatory policy involves primary rules which work through individual conduct, “where identities and questions of compliance and noncompliance must be involved” (Lowi 1985, p. 73). Although the implementation of such policy may lead to an environment which is conducive of certain conduct, this is “a behavioral hypothesis about the political or societal impact and has nothing to do with the definition of the legal rule itself (Lowi 1985, p. 73). While rejecting Lowi's suggestion that policy types can easily be separated, the more recent literature on “regulatory governance” emphasizes the difference between regulation and other modes of governance (Braithwaite 2000; Levi-Faur 2005), where regulation is about “steering the flow of events and behavior, as opposed to providing and distributing” (Braithwaite et al. 2007, p. 3; cf. Braithwaite 2008). At the same time, for Levi-Faur (2013, p. 30), the regulatory state, “the application of informal and formal rule making, rule monitoring, rule enforcement,” has to be understood as one “morph” that interacts with other “morphs” characterizing statehood, such as the redistributional welfare state (cf. Levi-Faur 2014). On the basis of this distinction, we may expect to find differences in terms of the political behavior of regulatory agencies and other types of government agencies (see Dunleavy 1991, Ch. 7).

Narrow conceptions often characterize regulation as constituting a legal mandate backed by the possibility of sanctions. Some authors have further specified the nature of this legal or official mandate. For Hood et al. (Hood et al. 1999, p. 8; Hood et al. 2004), regulation involves a “control system” that requires the existence (and functioning) of three components, namely standard-setting (the statement of the desired state of the world), information-gathering (the tools used to detect how the actual state of the world differs from the desired one), and behavior-modification (the tools used to align actual with desired states of the world).10 These three components are also explicitly included in Black's aforementioned definition (2002, p. 26), and in texts that build on that definition, including Parker and Braithwaite (2005, p. 120), Morgan and Yeung (2007, p. 3), and Lodge and Wegrich (2012, pp. 12–16). Similarly, Levi-Faur defines regulation as “ex-ante bureaucratic legalisation of prescriptive rules and the monitoring and enforcement of these rules by social, business, and political actors on other social, business, and political actors (2011, p. 6).

‘Regulation’ is binding


ICA 17 (International Compliance Association, “What is Compliance?,” https://www.int-comp.org/careers/a-career-in-compliance/what-is-compliance/)//BB

What does the term 'regulation' mean?

The term ‘regulation’ generally refers to a set of binding rules issued by a private or public body with the necessary authority to supervise compliance with them and apply sanctions in response to violation of them.


2NC Legal Force

Regulation is defined as having the force of law


District Court 10 - United States District Court for the Northern District of California (Tuggles v. City of Antioch, 2009 U.S. Dist. LEXIS 92495)//BB

California Government Code § 815.6 provides as follows: "Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its failure to discharge the duty unless the public entity establishes that it [*77] exercised reasonable diligence to discharge the duty." Plaintiff's tenth claim under this statute is based upon the allegation that Defendants breached various duties owed to her under several enactments, including 42 U.S.C. § 1983, California Constitution, article I, section 1 (right to privacy), the Fourth Amendment to the United States Constitution, and the Federal Fair Housing Act, 42 U.S.C. §§ 3604, 3617. Liability may be imposed on a public entity pursuant to section 815.6 if three factors are met: "'(1) an enactment must impose a mandatory, not discretionary, duty; (2) the enactment must intend to protect against the kind of risk of injury suffered …; and (3) breach of the mandatory duty must be a proximate cause of the injury suffered.'" MacDonald v. California, 230 Cal.App.3d 319, 327, 281 Cal. Rptr. 317 (1991) (quoting California v. Superior Court, 150 Cal.App.3d 848, 854, 197 Cal. Rptr. 914 (1984)). For purposes of section 815.6, an enactment includes a constitutional provision, statute, ordinance, or regulation. See Cal. Gov't Code § 810.6. A regulation is defined as "a rule, regulation, order or standard, having the force of law, adopted by an employee or agency of the United States pursuant to the federal Administrative [*78] Procedures Act." Cal. Gov't Code § 811.6. "A mandatory duty must impose an affirmative duty to take action or carry out measures." Bowden v. Redwood Institute for Designed Education, Inc., 1999 U.S. Dist. LEXIS 2881, 1999 WL 138889. *6 (N.D. Cal. March 9, 1999)(citing Clausing v. San Francisco Unified School Dist., 221 Cal.App.3d 1224, 1240, 271 Cal. Rptr. 72 (1990)). The assertion of a right or prohibition "without specific rules and guidelines for implementation of that right or prohibition cannot create a mandatory duty." See id.


Regulation requires ‘legal force


District Court 9 (United States District Court for the Northern District of Ohio, Eastern Division, Chesner v. Stewart Title Guar. Co., 2009 U.S. Dist. LEXIS 22453, Lexis)//BB

A "regulation" is defined as a rule or order, having legal force, usually issued by an administrative agency. More like this Headnote

It means to bring under control of law


Connecticut Superior Court 90 (Kaye v. Westport, 1990 Conn. Super. LEXIS 897)//BB

The issue raised in the second count is that the RTM action was ineffective for failure of the Town Clerk to publish the action of the RTM in accordance with Section C5-9.A. HN8 That section requires any action, adopting, amending or repealing an ordinance by the RTM to be published, within 10 days after the adjournment of the meeting, in a newspaper. In the instant case the RTM action was not published. Section C5-1A HN9 of the Charter provides that all legislative power of the Town, including power to enact ordinances shall be vested in the RTM, § 1-1(n) C.G.S. reads: [*9] HN10 "Ordinance shall mean an enactment under the provisions of section 7-157." Section 7-157 HN11 entitled Publication, Referendum. Publication of Summary "empowers the legislative body of any town or city to enact ordinances. It further provides that municipalities whose charter provide for the manner in which they may enact ordinances, may follow their charters as is the case in Westport. "An ordinance is a municipal legislative enactment." Great Atlantic and Pacific Tea Co. v. Schevy, 148 Conn. 721, 723. HN12 Under section C5-1(A) the power to enact ordinances is given solely to the RTM. Under section C26-2 entitled "powers and Duties" the PZC is given the powers and duties conferred or imposed by law on Planning and Zoning Commissions. Section 8-2 entitled "Regulations" provide for the zoning commission of a municipality to regulate zoning, and in every instance refers to regulating not the enactment of ordinances. Section 1 of the Zoning Regulations entitled "Legislative Intent" defines its intent and states . . . HN13 hereby adopts and promulgates the following rules and regulations in accordance with the authority vested in it the said commission by Chapter 242 of the Public Acts of [*10] the State of Connecticut and Chapter 124 of Title 8 of the Connecticut General Statutes. . ." Section C5-1(F) HN14 provides the RTM with the power to review any action of the PZC adopting, amending or repealing any zoning regulation and section C26-4 subdivision B states that in the event of the RTM reversing the action of the PZC such action shall be void. Of significance is that nowhere in the charter is ther a provision for publishing the action of the RTM and of even more significance is the statement that the PZC action is null and void as of the reversal of the PZC action, in this case Amendment 389. HN15 Regulation is defined as ". . . meaning to "govern or direct according to rule . . . to bring under the control of law or constituted authority." "Regulation connotes . . . the power to permit and control as well as to prohibit." Greenwich v. Connecticut Transportation Authority, 166 Conn 337, 342. The plaintiff's claim that the Westport Zoning Regulations were amended on January 8th by Amendment 389 has no basis in law. It was not effective before March 7th and the RTM voided it before that date on February 7th. The plaintiff reliance on Morris v. Town of Newington, 36 [*11] Conn. Sup. 74 is misplaced since it contains no legal proposition to sustain his position. Since the Westport Charter contains no requirement of publication of its action when it acts on a regulation of the PZC, no publication is required. HN16 The statement in § C4-6 that the rejected regulation is void indicates an intent to have an immediate effect, without a resort to a municipal referendum which is provided for in other similar actions of the RTM. This review is different from the RTM adopting, amending or repealing an ordinance which provides for a week to elapse after publication for any of those actions to be effective. The failure of the Town Clerk to publish the action of the RTM reversing the action of the PZC in enacting Amendment 389 did not affect its action in voiding it.

“Restriction” means binding control---expanding it to all government influence explodes the topic


Costamagna 15 – Francesco Costamagna, Associate Professor of European Union law and Lecturer in International Public Law at the Law Department of University of Turin, Services of General Interest Beyond the Single Market, Ed. Krajewski, p. 80

Especially in those cases where public services have been liberalized or privatized, regulation represents the main instrument at the disposal of public authorities to achieve this aim. Before proceeding with the analysis, it is worth observing that the notion of 'regulation’ has an uncertain legal meaning, at least under international law. This chapter will use the term in a broad sense, encompassing all the measures taken by public authorities in order to "influenc[e], control[...] and guide economic or other private activities with impact on others".- with the aim of achieving specific socio-economic policy objectives.3 It must be highlighted that the term "public authorities' is meant to cover not just central authorities, but also independent agencies or bodies, as well as local authorities, which, as it will be seen later on, play a major role in the regulation of public services.

A distinction is often made between economic and social regulation, depending on the objectives it pursues.4 Economic regulation mainly aims at correcting market failures* that, according to the neo-classical economic theory, may lead to an inefficient allocation of resources if not properly regulated. Some of these failures6 are particularly relevant with regard to public services, as it is the case of natural monopolies. Indeed, the supply of public services often require the existence of expensive network infrastructure that cannot be duplicated so to allow the entry of new competitors. Therefore, there is the need to avoid that the provider could exploit its monopolistic power, by. for instance, charging excessive fees to end-users.

Regulation performs functions that go beyond the correction of market failures, as it may address distortions that occur even in cases where the market works properly. Indeed, economic efficiency does not ensure a fair distribution of costs and benefits and. consequently, there is the need for the Stale to intervene in order to ensure that public services might contribute to the achievement of fundamental social objectives. This may occur through the imposition of public service obligations upon the provider or the providers. These obligations, which may take different forms and which may have different scopes, are generally geared toward ensuring uffordabilily, geographical coverage and quality of public services' supply.8



The Glossary of Industrial Organisation Economics and Competition Law, compiled by R.S. Khcmuni and D.M. Shapiro, commissioned by the Directorate for Financial, Fiscal and Enterprise Affairs. OIZCD. 1993 defines regulation as the "imposition of rules by government, backed by the use of penalties that are intended specifically to modify the economic behaviour of individuals and firms in the private sector". An equally broad definition is used by Mitnick 1980, I. The A. defines regulation as **[...] the intentional restriction of a subject's choice of activity by an entity not directly party or involved in that activity".

“Regulations” are government requirements where non-compliance is penalized


Litan 8 – Robert Litan, Vice President for Research and Policy at the Kauffman Foundation, Senior Fellow in Economic Studies at the Brookings Institution and Director of the AEI-Brookings Joint Center for Regulatory Studies, “Regulation”, The Concise Encyclopedia of Economics, http://www.econlib.org/library/Enc/Regulation.html

Businesses complain about regulation incessantly, but many citizens, consumer advocates, and nongovernmental organizations (NGOs) think it absolutely necessary to protect the public interest. What is regulation? Why do we have it? How has it changed? This article briefly provides some answers, concentrating on experience with regulation in the United States.



Regulation consists of requirements the government imposes on private firms and individuals to achieve government’s purposes. These include better and cheaper services and goods, protection of existing firms from “unfair” (and fair) competition, cleaner water and air, and safer workplaces and products. Failure to meet regulations can result in fines, orders to cease doing certain things, or, in some cases, even criminal penalties.

“Regulations” must control by rule or restriction


Madison 7 – Kristin Madison, Assistant Professor, University of Pennsylvania Law School, and Senior Fellow, Leonard Davis Institute of Health Economics, “Regulating Health Care Quality in an Information Age”, UC Davis Law Review, June, 40 U.C. Davis L. Rev. 1577, Lexis

B. Responses to Information Imperfections

While the term "regulation" generally refers to the use of rules - Black's Law Dictionary defines "regulation" as "the act or process of controlling by rule or restriction" - and often to government entities' use of rules, it is frequently used more broadly in the health care context. n15 Professor Michelle Mello, Carly Kelly, and Professor Troyen Brennan, for example, have defined regulation "to include any organized and deliberate leveraging of power or authority to effect changes in the behavior of health care providers." n16 This Article also uses the term "regulation" and its variants broadly to include any measure intended to intervene in the relationship between a health care provider and a consumer-patient by mandating, incentivizing, or facilitating an action by one party that might affect the nature of its relationship with the other. This definition is intended to capture all measures undertaken by third parties, whether public or private, that have the ultimate aim of altering the quality of care that providers deliver to patients. n17

It must be legally binding


Orbach 12 – Barak Orbach, Professor of Law at the University of Arizona College of Law, “What Is Regulation?”, Yale Journal on Regulation, http://yalejreg.com/what-is-regulation/

So what does regulation mean? We return to the starting point—the intuitive understanding of the word “regulation”: government intervention in the private domain or a legal rule that implements such intervention. The implementing rule is a binding legal norm created by a state organ that intends to shape the conduct of individuals and firms.22 The state organ, the regulator, may be any legislative, executive, administrative, or judicial body that has the legal power to create a binding legal norm. This general definition is broader than “restrictions,” “rules promulgated by administrative agencies,” “laws that serve interest groups,” and related common perceptions of the word “regulation.”

The test is whether there’s explicit punishment for non-compliance


Poutziouris 3 – Panikkos Poutziouris, Professor of Entrepreneurship and Family Business at the University of Central Lancashire, Cyprus, “Impact of Regulation on SMEs”, Environment and Planning C: Government and Policy, Volume 21, p. 475

Defining regulation

Regulations relate to fiscal and tax issues, employment legislation, environmental policy, etc. The OECD (1994) defines `regulation' as:

``...A set of `incentives' established either by the legislature, Government, or public administration that mandates or prohibits actions of citizens and enter- prises ... .Regulations are supported by the explicit threat of punishment for non-compliance.''

2NC Limits



Expanding “regulation” beyond control to anything that influences behavior makes the topic endless


Luff 11 – Patrick Luff, Visiting Professor of Law, Washington and Lee University School of Law; Candidate for D. Phil., University of Oxford, Faculty of Law; J.D., University of Michigan Law School, “Risk Regulation and Regulatory Litigation”, Rutgers Law Review, Fall, 64 Rutgers L. Rev. 73, Lexis

A. Difficulties in Defining Regulation



The label of "regulation" can be applied to a wide spectrum of governmental and private activity. Definitions of regulation in the wider field of regulatory theory have spanned the gamut from state-sponsored efforts to command and control individual behavior through the use of targeted rules n63 to any form of social control, regardless of the actors involved. n64 A narrow definition of regulation might be some formulation along the lines of "any governmental effort to control behavior by other entities, including business firms, subordinate levels of government, or individuals." n65 We might therefore take as our starting-point definition of regulation some variation of the following: "the promulgation of an authoritative set of rules, accompanied by some mechanism, typically a public agency, for monitoring and promoting compliance with these rules." n66 This basic definition places the locus of behavioral changes squarely within the state by presenting the set of rules as authoritative. n67 We might modify this basic formulation by adding the phrase "by federal administrative agencies that govern interstate economic behavior" to restrict our definition to those governmental activities relating to agency regulation of interstate commerce, n68 based on the observation that "[governmental] capacity is not exhausted by the actions of state [*90] personnel or the expenditure of state resources" n69 and a desire to limit the scope of what we consider to be regulation. Under either formulation, however, the definition seems deficient because the words "monitoring" and "compliance" limit the world of regulation to restriction n70 and "an important aspect of regulation may be enablement - the creation not merely of incentives but those conditions that allow activities to take place," such as radio-frequency allocation. n71 Moreover, these definitions ignore governmental attempts to influence behavior by encouraging desired behavior, such as tax credits for first-time home buyers, n72 rather than deterring undesired behavior.

However, "it has become widely accepted that regulation can be carried out by numerous mechanisms other than those commonly typified as "command and control.' Thus, scholars of regulation will see emissions trading mechanisms or "name and shame' devices as being well within the province of their concerns." n73 These latter conceptions of regulation draw into its definition attempts at social control coming from nonstate actors. n74 In light of this realization, we might therefore want to broaden our definition of regulation. It is tempting say that regulation is simply "the promulgation of some set of norms, with the purpose of influencing behavior." This revision captures a wide range of circumstances that can be thought of as regulation. It captures not just rules (governmental expressions of norms with legal consequences) but also trade union actions, parenting, peer pressure, and a seemingly endless list of other activities. Note that "authoritative set of rules" is omitted, which allows us to conceive of regulation that occurs through the acts of nonstate actors. But note also that this definition of regulation ignores both facilitative regulation and regulation that is meant to encourage activity. n75

2NC Predictability



Our interpretation is most predictable---scholarly consensus agrees that binding control is a prototypical element of “regulation”


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

Abstract


The concept of regulation is believed to suffer from a lack of shared understanding. Yet the maturation of the field raises the question whether this conclusion is still valid. By taking a new methodological approach toward this question of conceptual consolidation, this study assesses how regulation is conceived in the most cited articles in six social science disciplines. Four main conclusions are drawn. First, there is a remarkable absence of explicit definitions. Second, the scope of the concept is vast, which requires us to talk about regulation in rather abstract terms. Third, scholars largely agree that “prototype regulation” is characterized by interventions that are intentional and direct – involving binding standard-setting, monitoring, and sanctioning – and exercised by public-sector actors on the economic activities of private-sector actors. Fourth, while there is considerable variation in research concerns, this variation cannot be attributed to disciplinary differences. Instead, our findings support the portrayal of the field as interdisciplinary, including a shared conception of regulation.

Prefer our evidence: it’s most recent and grounded in empirically-driven and methodologically-innovative research


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

1 Introduction



The area of regulation has witnessed considerable maturation over the past decades. Since the 1970s, with the introduction of the “economic theory of regulation” (Stigler 1971) and the rise of consumer, risk, and environmental regulatory activity (Majone 1996, Ch. 3), it has developed into an international field of practice and research, expanding particularly in the 1980s and 1990s. Regulatory bodies have been established around the world, the language of regulation has become widespread in public and academic discourse, and the effectiveness of different modes and tools of regulation has come under scrutiny, particularly in the context of the financial crisis, environmental disasters, and the safety of food and medicine. The field has also gone through a number of academic life stages: there has been increased specialization in the disciplines in which regulation is studied, growth in the number of research centers and fora for exchange, the creation of a journal devoted to the field, and the publication of a range of handbooks.

Yet the question of what this has meant for the main concept in the field – regulation – is still on the table. Some have suggested that there is agreement to disagree. For instance, Baldwin et al. argue that there are three main conceptions: (i) regulation as “the promulgation of an authoritative set of rules, accompanied by some mechanism […] for monitoring and promoting compliance with these rules,” (ii) regulation as “all the efforts of state agencies to steer the economy,” and (iii) regulation as “all mechanisms of social control – including unintentional and non-state processes” (Baldwin et al. 1998, pp. 3–4; cf. Jordana & Levi-Faur 2004, pp. 2–4; Baldwin et al. 2012, Ch. 1). The variation is attributed to differences in disciplinary concerns, with lawyers, political scientists, and economists building mainly on the first two conceptions, while socio-legal scholars emphasize the third (Baldwin et al. 1998, p. 4; cf. Levi-Faur 2011, p. 3).

Yet some definitions enjoy cross-disciplinary appeal. For instance, many authors rely on Selznick's definition of regulation as “sustained and focused control exercised by a public agency over activities that are valued by the community” (Selznick 1985, p. 363). Equally prominent is Black's more detailed definition of regulation as “the sustained and focused attempt to alter the behaviour of others according to defined standards and purposes with the intention of producing a broadly identified outcome or outcomes, which may involve mechanisms of standard-setting, information-gathering and behaviour modification” (Black 2002, p. 26; cf. Parker & Braithwaite 2005; Morgan & Yeung 2007; Lodge & Wegrich 2012).1

Our study addresses the question whether we can identify any agreement on the definition of regulation across different social science disciplines. Do we still find disciplinary preoccupations or does scholarship point to a state of cross-disciplinary conceptual consolidation? Our main findings suggest that there are shared conceptions of regulation across disciplines, with research interests that are not discipline-specific driving the variation in conceptions.

We employ a new methodological approach to concept analysis that focuses on the actual use of the regulation concept across different disciplines. We assess the conceptions held in the most-cited articles in social science disciplines in which the phenomenon is a central concern: business, economics, law, political science, public administration, and sociology. We focus on articles published in journals listed in the Web of Science Social Sciences Citation Index.2 By analyzing conceptions this way, we can draw conclusions on conceptual consolidation across disciplines and on the core elements of the concept.

What our approach has in common with conventional concept analysis is the assessment of influential definitions in the field, and the identification of key conceptual questions. While scholars normally use such assessment to position their own definition in the field, we draw on it to develop the analytical framework for our empirical analysis. For each conceptual question, we analyze empirically whether, and to what extent, there are commonalities in the answers provided by the articles we selected. This implies that if some definition is identified, it is done on the basis of a systematic analysis of the answers to the questions offered in the literature, rather than by us.


2NC Precision



Their interpretation blurs “regulation” into the larger categories of policy and governance, which undermines precise topic-specific education


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

5 Discussion

What can we now say about the concept? As noted, most articles in our sample did not explicitly define regulation. Our study has, therefore, relied on a process of careful reading, coding, and comparing. Although there are many “maybe” answers, some features stand out. First, regulation is seen as an intentional form of intervention by public-sector actors in economic activities. Private-sector regulators and non-economic activities feature less prominently but still attract attention. Far less attention is paid to public regulatees; hardly any attention is attributed to whether regulation requires organizational separation of regulator and regulatee. Finally, no major disciplinary differences are observed in the way regulation is conceptualized.

Depending on how much importance we wish to attribute to the main concerns of the articles we assessed, we can distinguish two types of definitions that cut across disciplines – an essence-based and a pattern-based definition of regulation. These definitions are not meant to resolve debates once and for all, but they give insight into the conceptualization of regulation in the literature. First, an essence-based definition aims to capture the minimal essence of the concept. It is a classical definition in the sense that it includes – and solely includes – those elements without which regulation loses its identity; that is, those elements that need to be present for a phenomenon to qualify as regulation (Collier & Mahon Jr. 1993). In our study, it excludes those elements that scholars have explicitly excluded from regulation, while incorporating those where the balance is toward inclusion. Accordingly, regulation can be defined as the intentional intervention in the activities of a target population. The intervention, which this definition refers to, can be direct and/or indirect, the activities can be economic and/or non-economic, the regulator may be a public-sector or private-sector actor, and the regulatee may equally be a public-sector or private-sector actor.

This definition allows us to distinguish between instances of regulation and instances that do not fall into that category – primarily, instances of non-intentional intervention and instances where no intervention is involved. However, the minimal definition leads to a rather broad conception of regulation, which makes it hard to distinguish it from the concept of policy. The latter has, for instance, been defined as “intentional action by actors who are most interested in achieving policy outcomes” (Scharpf 1997, p. 36). Defined broadly, regulation may seem to be little more than a substitute for policy. Similarly, regulation may resemble the concept of governance: the essence-based definition does not allow us to regard regulation – and regulatory governance – as a subcategory of governance (see Braithwaite et al. 2007). We should perhaps not be surprised to find that a classical definition is characterized by a high level of abstraction: if the literature has an interest in a wide range of manifestations of a phenomenon called regulation, there can only be agreement on a limited set of constitutive conceptual elements. As Sartori (1970) emphasizes, increases in the number of referents and decreases in the number of elements go hand in hand.

Accepting that regulation has a wide range of referents is not to say that all referents are equally prominent. Our pattern-based definition is not less inclusive than the essence-based one, but it gives insight into the manifestations which regulation scholars are mainly concerned with, and which we consider more central to the concept. Attributing more importance to the variation in emphasis of studies, regulation can be defined as intentional intervention in the activities of a target population, where the intervention is typically direct – involving binding standard-setting, monitoring, and sanctioning – and exercised by public-sector actors on the economic activities of private-sector actors.


Regulation = Compulsory

1NC General

“Education regulation’’ is compulsory measures designed to enhance performance of students and schools---it requires evaluation to test compliance


Augusto 12 - Federal University of Minas Gerais (Maria Helena Oliveira Gonçalves, “Educational regulation and teaching work in Minas Gerais: the obligation of results,” Educ. Pesqui., 38.3, http://dx.doi.org/10.1590/S1517-97022012000300011)//BB

In the education area, according to Barroso (2006), the term regulation is related to the state's role in conducting public policies, the set of proposed interventions aimed at better, more effective results. The regulation of educations systems is a unique, automatic, predictable process. The control of a rule application does not guarantee the action of social actors as defined in the intervening measures. The coordination of actions or the transformation of the system results more from the interaction of several regulative devices than from applying linear and hierarchical rules. Therefore, under the stigma of tension and confrontation, there are two forms of regulation in action in education systems: the institutional and control one, concerned with the results and with the improvement in the system's performance indicators, and a local micro regulation one, characterized by actions and interactions of different local actors in function of the interventions.

According to Demailly (2004), the obligation of results in education arises in France in the 1980s, linked to the New Public Management, and can be found under other names, such as accountability. It represents a set of global strategies of educational services in view of the need to adjust them to the requirements of international financial organizations of more effectiveness and suitability to the economic demands of capitalism. It is part of a context of change in education systems and in the rhetoric of management administration, predicting its success and effectiveness. In this case, the educational regulation for results is more flexible as to the processes and enhances autonomy in action execution, but it is rigid as to control through outcome evaluation. It comprises a set of compulsory measures aiming to produce goals and it relies on evaluation systems and indicators established to measure performance, as well as ranking lists of schools as Lessard (2009) points out. This is a common policy in the United States (government-based-accountability), with standardized programs and external certification exams putting pressure on the performance of students and schools. According to Maroy (2010), in regulation by results the tools of action coordination and evaluation are defined centrally, with the goals and outcomes established in advance. In such context, there is a clear influence of the measures taken in international circumstances, representing a modality called transnational regulation, i.e., the set of tools (procedures, techniques, different materials) that are produced and circulate in international forums, in the field of education, and that being considered legitimate, are adopted by politicians in various countries in their educational systems (BARROSO, 2006). One example of such tools is the Programme for International Students Assessment (PISA), conducted by the Organization for Economic Cooperation and Development (OECD), which serves as a tool to compare the equity and efficiency of education systems. According to Lessard (2009), it is possible to talk about the instrumentalization of political action to characterize the set of measures which allow operationalizing changes in education systems under this approach. In a sense, education policies are subordinate to the economic logic, with the implementation of models of control and effectiveness of education systems.



Vote neg –limits and ground – measuring and ensureing an outcome guarantees affs have a significant enough effect to enable link ground and provide predictable limits



2NC Precision



Strict clarity on the definition of “regulation” is key to topic and legal education


Orbach 12 – Barak Orbach, Professor of Law at the University of Arizona College of Law, “What Is Regulation?”, Yale Journal on Regulation, http://yalejreg.com/what-is-regulation/

People hold strong views about regulation, but do they know what “regulation” means? National Federation of Independent Business (NFIB) is a landmark in regulation jurisprudence, yet the NFIB Court was divided over the meaning of the term “to regulate.” Long ago, John Stuart Mill observed that “we do not [always] understand the grounds of our opinion. But when we turn to . . . morals, religion, politics, social relations, and the business of life, three-fourths of the arguments for every disputed opinion consist in dispelling the appearances which favor some opinion different from it.” The controversy and confusion about regulation illustrate the phenomenon. This Essay explores the meaning of the term “regulation.”

People hold strong views about regulation, but do they know what “regulation” means? National Federation of Independent Business (“NFIB”)1 is a milestone in regulation jurisprudence, yet the NFIB Court was divided over the meaning of the term “to regulate.” Disagreeing on whether Congress has authority to mandate minimum health insurance coverage, the Justices presented two opposite, yet firm views about whether the phrase “to regulate” can mean to require activities.2 This fundamental disagreement led the Justices to a debate about the question whether a health insurance mandate is equivalent to “address[ing] the diet problem by ordering everyone to buy vegetables.”3

During the past century, substantial resources have been invested in the politics and scholarship of regulation (see Figure 1).4 Nonetheless, the term “regulation” appears to escape a clear definition. 5 Although regulation has been one of the most controversial topics in law and politics, it has also been one of the most misunderstood concepts in modern legal thinking.

The evasive nature of the term “regulation” is largely a product of confusion between two unrelated matters—the abstract concept of regulation and opinions about the desirable scope of regulatory powers or desirable regulatory policies. People intuitively understand the word “regulation” to mean government intervention in liberty and choices—through legal rules that define the legally available options and through legal rules that manipulate incentives. But too often, ideologies and preexisting beliefs dictate perceptions as to what intervention means and whether intervention is needed. This pattern results in inconsistent preferences for regulation and obscures the understanding of the term. It is not uncommon that individuals who express contempt of government regulation are proponents of intrusive regulation that serves their values,8 while individuals who advocate for government regulation reject notions of regulatory tradeoffs.9 The Supreme Court’s debate over the meaning of the phrase “to regulate” in NFIB illuminates the phenomenon.10 Scholars who grappled with the meaning of the term “regulation” produced various definitions for the meaning of intervention or followed the path of using their own personal beliefs to explain the concept, indirectly creating informal definitions.

A few examples of the confusion between perceptions of regulation and the understanding of the concept as government intervention may be helpful.


Regulation = Not Incentives

1NC General

Regulation is categorically distinct from incentives


Whiteford 15 - Ph.D., is a graduate student in the Joint Master of Public Administration program at the University of Manitoba and the University of Winnipeg, and a sessional instructor with the Department of Political Studies, University of Manitoba (Sarah, “Beyond Instrument Choice: Micro-Level Policy Design in Manitoba's Child Care System, 38 Man. L.J. 260, Lexis)//BB

Regulations are employed by government to compel or prohibit activities in a variety of sectors, including economic, social, environmental, and health fields. Within the policy design literature, regulation is generally defined in terms of a mutually exclusive categorization alongside other policy instruments. Within this frame, regulation has been variously described as coercive (Doern and Phidd 1983), punitive (Balch 1980), economically inefficient (Lemaire 2007) and characterized as government's "stick" (Bemelmans-Videc et al. 2007). In the toolbox of policy instruments, regulation frequently appears as among the most interventionist, an expression of the full extent of government's legitimate use of power.

Regulation, as an instrument, can be defined both broadly and quite narrowly. In the broad sense, regulation is understood to be a mechanism for compelling action, in contrast to other strategies such as information, [*265] facilitation or incentives (Balch 1980). Regulation consists of "rules of behaviour backed by the direct sanctions and penalties of the state" (Doern and Phidd 1983:306), and can be used both to limit or promote activities (Lemaire 2007). Broad definitions of regulation as a policy instrument can also encompass other rule-like levers that involve government sanctions, including 'guidelines' or 'standards' (Doern and Phidd 1983:307). In this way, regulation is defined as a distinct category of policy instrument: the stick and not the carrot of policy design.



Violation – the affirmative is uses an incentive

Vote neg:

Limits and ground – the topic gets multiplied by every incentive and every possible regulation mechanism – it also makes the aff conditional because states can say no to the incentive which eliminates negative ground

2NC Reg = Not Incentives

Regulation requires a penalty for non-compliance


Babacan 11 – PhD, former fellow @ CASR (Alpheran, “Counter Terrorism and Social Cohesion,” p. 21)//BB

The term "regulation" has many different meanings, In an abstract a regulation is a rule or norm that is designed to influence a change in an actor's behaviour More technically, a regulation is often defined as a form of subordinate legislation. However, more recently, regulation has become synonymous with a phenomenon known as the delegation of governance powers to specialised institutional bodies, both within and beyond the nation state, that administer specialised bodies of rules. In this chapter, the term "regulation" is used to describe a discrete "system of law" (Feaver 2006). Several criteria define What constitutes a specialised law system With regulatory characteristics. These criteria Include: a specific or specialised body of substantive and procedural rules; an organisational framework and construct that is given the responslbility and delegated governance powers to administer those rules, some form of in-built mechanism to compel compliance with the rules; provision for enforcement and penalty in the case of non-compliance.


Regulation = Broad



C/I Includes Courts

Courts can do regulations


Orbach, 12 – Professor of Law @ the University of Arizona(Barak, “What Is Regulation?”, Yale Journal on Regulation Online, 10 September 2012, https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2143385,//SL)

Lawyers frequently use the word “regulation” in reference to rules of administrative agencies. This habit tracks the executive branch’s terminology.14 For example, Executive Order 12,866, which requires federal agencies to engage in cost-benefit analysis when “deciding whether and how to regulate,” defines “regulation” as “an agency statement of general applicability and future effect, which the agency intends to have the force and effect of law, that is designed to implement, interpret, or prescribe law or policy or to describe the procedure or practice requirements of an agency.”15 This meaning of the word mirrors another common perception of the term “regulation,” but surely does not capture the entire spectrum of regulatory instruments. Much of our regulatory landscape does not originate in administrative agencies.1



Another common perception of “regulation,” or at least a popular reference to regulation, equates the concept with laws that serve interest groups. 17 Economist George Stigler popularized this view, arguing that “regulation is acquired by the industry and is designed and operated primarily for its benefit.”18 Richard Posner offered a more refined version of this perception: “[R]egulation [is] a product allocated in accordance with basic principles of supply and demand . . . [and] we can expect a product to be supplied to those who value it the most.”19 But, of course, not all regulations serve industries.20 Even when the regulator is captured by industries, it is far from clear that lack of regulation would be better for the public.

So what does regulation mean? We return to the starting point—the intuitive understanding of the word “regulation”: government intervention in the private domain or a legal rule that implements such intervention. The implementing rule is a binding legal norm created by a state organ that intends to shape the conduct of individuals and firms. 22 The state organ, the regulator, may be any legislative, executive, administrative, or judicial body that has the legal power to create a binding legal norm. This general definition is broader than “restrictions,” “rules promulgated by administrative agencies,” “laws that serve interest groups,” and related common perceptions of the word “regulation.”

C/I Includes Guidance



“Regulation” includes guidance documents


Guggenheim 17 – Miriam Guggenheim, JD and Lawyer at Covington & Burling LLP, et al., “The “Regulatory Freeze”: What it Means for Key Food Regulatory Initiatives”, 1-23, https://www.cov.com/-/media/files/corporate/publications/2017/01/the_regulatory_freeze_what_it_means_for_key_food_regulatory_initiatives.pdf

The regulatory freeze applies to “new or pending regulations,” which, with some exceptions described in more detail below, include regulations ready to be sent to the Office of the Federal Register for publication, regulations already sent to the Office of the Federal Register but not yet published, and regulations that have been published in the Federal Register but are not yet effective.

The term “regulation” includes any regulatory action as defined in Executive Order 12866: “any substantive action by an agency (normally published in the Federal Register) that promulgates or is expected to lead to the promulgation of a final rule or regulation, including notices of inquiry, advance notices of proposed rulemaking, and notices of proposed rulemaking.” It also includes guidance documents and any other agency statement “that sets forth a policy on a statutory, regulatory, or technical issue or an interpretation of a statutory or regulatory issue.”

“Regulation” includes internal agency guidance


Hahn 2k – Robert W. Hahn, Director of the AEI-Brookings Joint Center for Regulatory Studies, Resident Scholar at the American Enterprise Institute, and Research Associate at the Kennedy School of Government, Harvard University, “State and Federal Regulatory Reform: A Comparative Analysis”, The Journal of Legal Studies, June, 29 J. Legal Stud. 873, Lexis

n1 There is no widely accepted definition of regulation. The Office of Management and Budget (OMB) defines regulation as a statement by an agency to implement, interpret, or prescribe law or policy or to describe the procedure or practice of an agency. See OMB, Report to Congress on the Costs and Benefits of Federal Regulation 24 (1997). The federal government and the states use similar definitions to establish requirements for the analysis and review of administrative rule making. Therefore, although regulations are generally perceived as agency rules that constrain the behavior of individuals or business, the legal definition of regulation also includes internal agency management. In this paper, the terms "regulation" and "rule" are used interchangeably.


“Regulations” can be created internally without notice-and-comment


Grewal 6 – Amandeep S. Grewal, * B.A., Williams College. J.D., cum laude, University of Michigan. Contributing Editor, The University of Michigan Law Review. Richard Katcher Senior Tax Prize. LL.M, with distinction, Georgetown University Law Center, “SUBSTANCE OVER FORM? PHANTOM REGULATIONS AND THE INTERNAL REVENUE CODE”, Houston Business & Tax Law Journal, 7 Hous. Bus. & Tax L.J. 42, Lexis

n108. References to "regulations" in Subtitle A of the Code are commonly understood to trigger the procedural notice-and-comment requirements of § 553. See infra note 112. The word "regulation," by itself, might not necessarily require an agency to prescribe rules through the notice-and-comment process. For example, various statutes in Subtitle F of the Code instruct the Secretary to issue "regulations" pertaining to agency organization, and the Secretary can fulfill the statutory mandate without observing the notice-and-comment process. See discussion supra note 99 (noting the limited exceptions of § 553). Although some statutory contexts use "rules" and "regulations" interchangeably, this probably is not true of the Internal Revenue Code - the Treasury does attach some significance to the word "regulations." See 26 C.F.R. § 601.601(a)(1) (2006) ("Internal revenue rules take various forms. The most important rules are issued as regulations and Treasury decisions prescribed by the Commissioner and approved by the Secretary or his delegate."). Thus, the statutory term "regulation," when found in Subtitle A of the Code, will almost always indicate that the Secretary must proceed by notice-and-comment rulemaking, although the analytical underpinning of this conclusion is not totally clear. See also infra note 112.


C/I Interpreting Law

Regulation includes any definition used to interpret the law


Chin, 96 – California legal document(J., “TIDEWATER MARINE WESTERN, INC., et al., Plaintiffs and Respondents, v. VICTORIA L. BRADSHAW, as Labor Commissioner, etc., et al., Defendants and Appellants”, Supreme Court of California, 19 December, 1996)//SL

Moreover, even if we were to agree with Professor Asimow that the Legislature did not consider interpretive regulations to be "quasi-legislative," an agency would arguably still have to adopt these regulations in accordance with the rulemaking procedures of the APA. Government Code section 11346 states that APA rulemaking procedures apply "to the exercise of any quasi-legislative power"; however, the statute does not state the opposite, i.e., that the rulemaking procedures do not apply when an agency adopts rules that are not quasi-legislative. On the other hand, Government Code section 11340.5 makes clear that the rulemaking procedures of the APA apply to any "regulation," and the definition of regulation includes "every rule ... adopted ... to ... interpret ... the law ..." (i.e., interpretive regulations). (Gov. Code, § 11342, subd. (g), italics added.) If the Legislature did not intend the APA to apply to interpretive regulations, we do not think it would have expressly included interpretive regulations in this definition. Furthermore, when the Legislature wanted to create exceptions to the formal rulemaking requirements of the APA, it did so expressly and in separate sections. (Gov. Code, §§ 11346.1, subd. (a), 11343, subds. (a), (b); see also Gov. Code, § 11351; Lab. Code, § 1185.)


C/I Includes Self-Regulation



“Regulation” includes non-state self-regulation


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

2.3 Nature of the regulator



Scholars assessing the concept have also addressed the question of whether regulation is solely carried out by state actors (see also Ogus 1994, pp. 257–261). This question is at the heart of discussions of whether self-regulation by industry can be regarded as a form of regulation. This question distinguishes the first two conceptions identified by Baldwin et al. from their third conception – that is, regulation as “all mechanisms of social control” (1998, p. 4) – which explicitly includes the possibility of self-regulation.11 Some earlier studies associate regulation with state actors. For Noll (1980), for instance, regulation constitutes one of the tools that governments can use to control the economy. For Selznick, regulation is exercised by “a public agency” (1985, p. 363). For Ogus, regulation is “a politico-economic concept [which] can best be understood by reference to different systems of economic organization and the legal forms which maintain them” (1994, p. 1). Regulation would normally refer to the legal means through which market deficiencies are corrected, thus, having a directive and state-centered public law character (Ogus 1994, pp. 2–3).

Finally, Mitnick indicates that although his study mainly focuses on regulation by government, private actors may also regulate (1985, p. 14). Black also explicitly includes self-regulation and other forms of non-state regulation – for instance, transnational regulatory regimes, such as the Forest Stewardship Council – arguing that “[i]f ‘regulation’ remains a concept tied inherently to the state, then in trying to analyse it, we will find contemporary forms of rule hard to understand, if indeed, we recognise them at all” (2002, p. 22).


C/I Includes All Targets



“Regulation” can be broader than just economic issues and includes control of government


Koop 17 – Christel Koop, Department of Political Economy, King’s College London, and Martin Lodge, Department of Government & Centre for Analysis of Risk and Regulation, London School of Economics and Political Science, “What is Regulation? An Interdisciplinary Concept Analysis”, Regulation & Governance, Volume 11, Issue 1, Wiley Online Library

2.4 Nature of the regulated activity

Disagreement can also be found when it comes to the question of which activities are subject to regulation. Little disagreement exists in terms of the nature of regulation – it is believed to involve economic, social, and environmental regulation. Economic regulation traditionally involves aspects of competition and utilities regulation (such as price-setting), but can be extended to product licensing and the inspection of business activities. Non-economic regulation may be defined as interventions that seek to reshape social relationships that are not directly characterized by an economic exchange relationship. The main debate centers on the question whether only private-sector activities, or even only economic activities, are subject to regulation. In his analysis, Noll (1980) only refers to the regulation of business activities and, in particular, the regulation of utilities. Mitnick focuses on “the policing of private activity” – that is, activities that may be economic or social in nature – but points out that regulation may also target intra-governmental activities (1980, p. 6). Selznick, in turn, argues, “most regulated enterprise is private, but nominally public agencies, such as colleges, hospitals, or utility companies, are also subject to regulation (1985, p. 364).

Elsewhere, the study of regulation has included both public and private activities. For example, Hood et al. have focused on the regulation of government by government (Hood et al. 1999, 2004; Lodge & Hood 2010; cf. Wilson & Rachal 1977). These studies highlight that regulatory activity involves relationships ranging from traditional public regulation of private activities to private-private, public-public, and even private-public relationships (see Scott 2002).


AT: Binding Control



“Regulation” are standards that influence conduct


Orbach 12 – Barak Orbach, Professor of Law at the University of Arizona College of Law, “What Is Regulation?”, Yale Journal on Regulation, http://yalejreg.com/what-is-regulation/

The legal concept of “regulation” is often perceived as control or constraint. For example, the definitive legal dictionary, Black’s Law Dictionary, defines “regulation” as “the act or process of controlling by rule or restriction.”11 Similarly, The Oxford English Dictionary defines “regulation” as “the action or fact of regulating,” and “to regulate” as “to control, govern, or direct.”12 To many people, “control” connotes “restrictions,” although control may have other meanings.

Regulation often imposes no restrictions, but enables, facilitates, or adjusts activities, with no restrictions. Examples of such regulations include the supply of roads, health and emergency services, public education and public libraries, welfare benefits, reliefs to victims of natural disasters and bailouts to failed institutions. Such services directly influence (or “adjust”) conduct of individuals and firms. In the abstract, all government actions supposedly influence conduct of individuals and firms, but not necessarily directly. For example, activities related to national defense and foreign policy tend to have only indirect influence on conduct of individuals and firms.13

“Regulation” is the setting standards---it doesn’t have to be binding


Abbott 9 – Kenneth W. Abbott* and Duncan Snidal+, * Professor of Law and Global Studies, Willard H. Pedrick Distinguished Research Scholar, Arizona State University, + Associate Professor of Political Science, University of Chicago, “Strengthening International Regulation Through Transnational New Governance: Overcoming the Orchestration Deficit”, Vanderbilt Journal of Transnational Law, March, 42 Vand. J. Transnat'l L. 501, Lexis

I. Introduction



Regulation of transnational business has become a dynamic area of international governance. n1 Nongovernmental organizations (NGOs) have demanded stricter regulation of international firms and their suppliers, n2 especially with regard to worker rights, human rights, and the environment - the areas addressed in this Article. n3 Revelations of politically salient problems such as sweatshops and child labor, and high-profile crises such as the Bhopal disaster and Exxon Valdez oil spill, n4 have stimulated significant public support for [*504] these demands. Yet business has, for the most part, vigorously resisted mandatory (and even less than mandatory n5) regulation in these areas, even as an increasing number of large firms n6 have responded to public demand, reputational concerns, and the possibility of "win-win" innovations n7 to embrace corporate social responsibility, n8 self-regulation, n9 and stronger requirements for suppliers. n10 In addition, the evolving structures of global [*505] production - multinational enterprises and global supply chains n11 - pose major challenges for conventional "regulation": action by the state or, at the international level, by groups of states, acting primarily through treaty-based intergovernmental organizations (IGOs) to control the conduct of economic actors through mandatory legal rules with monitoring and coercive enforcement. n12 As these opposing forces have collided, actors on all sides have established a plethora of innovative institutions, n13 with the expressed goal of controlling global production n14 through transnational norms n15 that apply directly to firms and other economic operators. n16

The new regulatory initiatives have two particularly striking features. n17 The first is the central role of private actors, operating singly and through novel collaborations, and the correspondingly modest and largely indirect role of "the state." n18 Unlike traditional inter-state treaties and IGOs, n19 and unlike transgovernmental networks of state officials, n20 most of these arrangements are governed by (1) firms and industry groups whose own practices or those of supplier firms are the targets of regulation; (2) NGOs and other civil society groups, including labor unions and socially responsible [*506] investors; n21 and (3) combinations of actors from these two categories. n22 States and IGOs support and even participate in some largely private schemes, yet the state is not central to their governance or operations. n23 Other arrangements resemble public-private partnerships, with states or IGOs collaborating on a more or less equal footing with private actors. Finally, a few IGOs - including the United Nations, through its Global Compact, and the Organization for Economic Cooperation and Development (OECD), through its Guidelines for Multinational Enterprises - have adopted norms for business conduct that aim to influence firms directly (as opposed to indirectly, through rules governing states). n24 Many of these initiatives also engage private actors in the regulatory process. Thus, even traditional international regulatory modalities have begun to take new forms.

The second striking feature is the voluntary rather than state-mandated nature of the new regulatory norms. n25 It is natural for private institutions formed by firms or NGOs to adopt voluntary norms, as they lack the authority to promulgate binding law. But even the new public-private arrangements and IGO initiatives such as the UN Global Compact operate through "soft law" approaches rather than the traditional "hard law" of treaties.

We refer to these novel private, public-private, and IGO initiatives as forms of "regulatory standard-setting" (RSS), n26 defined [*507] as the promulgation and implementation of nonbinding, voluntary standards of business conduct in situations that reflect "prisoner's dilemma" externality incentives (the normal realm of regulation), rather than coordination network externality incentives n27 (the realm of voluntary technical "standards" such as those set by the International Organization for Standardization). n28 RSS potentially involves all of the functions of administrative regulation in domestic legal systems: rule making, rule promotion and implementation, monitoring, adjudication of compliance, and the imposition of sanctions. n29 The rapid multiplication of RSS schemes is creating a new kind of transnational regulatory system, one that demands a broader view of regulation and a more nuanced view of the state as regulator. n30

[FOOTNOTE 30]

n30. Some definitions of "regulation" attempt to encompass such developments. For example, Errol Meidinger, Beyond Westphalia: Competitive Legalization in Emerging Transnational Regulatory Systems, in Law and Legalization in Emerging Transnational Relations 121, 121 (Christian Brutsch & Dirk Lehmkuhl eds., 2007) [hereinafter Meidinger, Beyond Westphalia], defines "regulation" as "a purposive, organized and sustained effort to establish a general and consistent order in a field of human activity." It "typically centres on rules defined in terms of rights and duties, with differentiated official roles and normative justifications ... characterized by a reliance on credentialed experts." Id. Similarly, Julia Black, Enrolling Actors in Regulatory Systems: Examples from UK Financial Services Regulation, Pub. L., Spring 2003, at 63, 65, defines "regulation" as "the sustained and focused attempt to alter the behaviour of others according to defined standards or purposes with the intention of producing a broadly identified outcome or outcomes, and which may involve mechanisms of standard-setting, information-gathering and behaviour-modification." Even more broadly, Stepan Wood defines "regulation" as "all calculated efforts at social control, whether undertaken by state agents or not." Wood, supra note 15, at 229.

“Regulation” is broader than restriction and includes policies that influence or guide actors


Krajewski 3 – Markus Krajewski, Associate Professor of Media History of Science at the Faculty of Media at Bauhaus University Weimar, National Regulation and Trade Liberalization In Services : The Legal Impact of the General Agreement on Trade in Services (GATS) on National Regulatory Autonomy, p. 4

More fundamentally, in some situations regulation enhances all choices or even enables choice in the lira place, for example, a market economy cannot function without the provision of a legal or monetary system or without basic infrastructure. Unless the law defines and allocates property rights, exchange activities are not possible. As JtinJit points out. an understanding of regulation can be based on the notion that "regulation could be designed to enable and assure the existence of a market rather than to impede its natural operation".12 A definition of regulation should therefore not focus solely on the concept of restricting private choices for a collective good. Regulation is more adequately understood as a process of guiding and influencing economic actors. Regan defines regulation as "a process or activity in which government requires or proscribes certain activities or behaviour on the parit of individuals and institutions, mostly private, but sometimes public"." This definition is a useful approach to the concept of regulation, which is broad enough to include regulation in most systems. Regulation in its broadest sense should be understood as the process of influencing, controlling and guiding economic or other private activities with impacts on others through various governmental policies and measures. This raises the question, why and how governments regulate, i.e. which regulatory goals are pursued and which instruments are used. Both questions will be analyzed in chapter 2.


AT: Agencies



“Regulation” does not exclusively refer to agencies


Orbach 12 – Barak Orbach, Professor of Law at the University of Arizona College of Law, “What Is Regulation?”, Yale Journal on Regulation, http://yalejreg.com/what-is-regulation/

Lawyers frequently use the word “regulation” in reference to rules of administrative agencies. This habit tracks the executive branch’s terminology.14 For example, Executive Order 12,866, which requires federal agencies to engage in cost-benefit analysis when “deciding whether and how to regulate,” defines “regulation” as “an agency statement of general applicability and future effect, which the agency intends to have the force and effect of law, that is designed to implement, interpret, or prescribe law or policy or to describe the procedure or practice requirements of an agency.”15 This meaning of the word mirrors another common perception of the term “regulation,” but surely does not capture the entire spectrum of regulatory instruments. Much of our regulatory landscape does not originate in administrative agencies.16

[FOOTNOTE 16]



For example, law made by courts—common law—is a traditional form of regulation. See Andrew P. Morrisss et al., Regulation by Litigation (2008); Regulation Through Litigation (W. Kip Viscusi ed., 2002); Richard A. Posner, Regulation (Agencies) Versus Litigation (Courts): An Analytical Framework, in Regulation vs. Litigation 11 (Daniel P. Kessler ed., 2010); see also Freedom Holdings, Inc. v. Spitzer, 358 F.3d 205 (2d Cir. 2004); Sanders v. Brown, 504 F.3d 904 (9th Cir. 2007); The T.J. Hooper v. Northern Barge, 60 F.2d 737 (2d Cir. 1932). ↩

[END OF FOOTNOTE]

Another common perception of “regulation,” or at least a popular reference to regulation, equates the concept with laws that serve interest groups.17 Economist George Stigler popularized this view, arguing that “regulation is acquired by the industry and is designed and operated primarily for its benefit.”18 Richard Posner offered a more refined version of this perception: “[R]egulation [is] a product allocated in accordance with basic principles of supply and demand . . . [and] we can expect a product to be supplied to those who value it the most.”19 But, of course, not all regulations serve industries.20 Even when the regulator is captured by industries, it is far from clear that lack of regulation would be better for the public.21

So what does regulation mean? We return to the starting point—the intuitive understanding of the word “regulation”: government intervention in the private domain or a legal rule that implements such intervention. The implementing rule is a binding legal norm created by a state organ that intends to shape the conduct of individuals and firms.22 The state organ, the regulator, may be any legislative, executive, administrative, or judicial body that has the legal power to create a binding legal norm. This general definition is broader than “restrictions,” “rules promulgated by administrative agencies,” “laws that serve interest groups,” and related common perceptions of the word “regulation.”


AT: Not Incentives

Regulation just has to be direct influence


Orbach, 12 – Professor of Law @ the University of Arizona(Barak, “What Is Regulation?”, Yale Journal on Regulation Online, 10 September 2012, https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2143385)

Regulation often imposes no restrictions, but enables, facilitates, or adjusts activities, with no restrictions. Examples of such regulations include the supply of roads, health and emergency services, public education and public libraries, welfare benefits, reliefs to victims of natural disasters and bailouts to failed institutions. Such services directly influence (or “adjust”) conduct of individuals and firms. In the abstract, all government actions supposedly influence conduct of individuals and firms, but not necessarily directly. For example, activities related to national defense and foreign policy tend to have only indirect influence on conduct of individuals and firms.13


Funding

Funding = Legislative

1NC General

“Funding” must be done by congress


Saturno et. al, 16 - *Specialist on congress and Legislative Process, **Analyst on Congress and the Legislative Process,**Specialist on Congress and the Legislative Process(*James V. Saturno, **Bill Heniff, ***Megan S., “The Congressional Appropriations Process: An Introduction”, Congressional Research Service, 30 November 2016, https://www.senate.gov/CRSpubs/8013e37d-4a09-46f0-b1e2-c14915d498a6.pdf,//SL)

Congress annually considers several appropriations measures, which provide discretionary funding for numerous activities—for example, national defense, education, and homeland security—as well as general government operations. Congress has developed certain rules and practices for the consideration of appropriations measures, referred to as the congressional appropriations process. The purpose of this report is to provide an overview of this process.

Appropriations measures are under the jurisdiction of the House and Senate Appropriations Committees. In recent years these measures have provided approximately 35% to 39% of total federal spending. The remainder of federal spending comprises direct (or mandatory) spending, controlled by House and Senate legislative committees, and net interest on the public debt.

Violation – the aff doesn’t use congressional action



Vote neg:

Limits – there are thousands of courts cases related to education

Ground – courts debates have different disad/cp scenarios which limit out core generics



2NC Funding = Legislative

Only congress has the power of the purse to provide funding


Sith, 88 – I AM THE SENATE Professor of Law at Yale and formerly Assistant United States Attorney for the Southern District of New York(Kate, “Congress’ Power of the Purse”, The Yale Law Journal Company, Inc, June 1988, JSTOR)

The Constitution places the power of the purse in Congress: "No Money shall be drawn from the Treasury, but in Consequence of Appropriations made by Law . . This empowerment of the legislature is at the foundation of our constitutional order. Yet there has been virtually no sustained legal scholarship that addresses the constitutional function and significance of Congress' power of the purse, explains how Congress' exclusive power of appropriation relates to other constitutional powers of Congress and the President, or considers the proper arenas in which the appropriations requirement might be construed and enforced.4 Nor has it previously been proposed that Congress itself might viotions clause by failing to exercise effective control over federal expenditures

The present inquiry may be summarized as follows. The Constitution presupposes a distinction between the public sphere and the private sphere and permits expansion of the public sphere only with legislative approval. The appropriations requirement both reflects and implements these fundamental constitutional choices. In specifying the activities on which public funds may be spent, the legislature defines the contours of the federal government

From this understanding of the structural function of appropriations, we may derive two governing principles: first, a Principle of the Public Fisc, asserting that all monies received from whatever source by any part of the government are public funds, and second, a Principle of Appropriations Control, prohibiting expenditure of any public money without legislative authorization. The two principles are complementary: The Public Fisc principle defines all federal receipts, while the Appropriations Control principle defines all lawful federal expenditures.



These two principles impose powerful limitations on the executive branch. Agencies and officials of the federal government may not spend monies from any source, private or public, without legislative permission to do so. Even where unauthorized spending by the Executive would impose no additional obligation on the Treasury because it is made with private or other non-governmental funds the Constitution prohibits such spending if it is not authorized by Congress. All federal receipts must be "deposited," at least figuratively, into the Treasury, and all spending in the name of the United States must be pursuant to legislative appropriation.

The Principles of the Public Fisc and of Appropriations Control also impose an obligation on Congress itself. Congress has not only the power but also the duty to exercise legislative control over federal expenditures. If Congress permits the Executive access to the public fisc without effective appropriations control, then the Executive alone defines the scope and character of the public sphere, especially in areas that inherently require significant executive discretion. Congress abdicates, rather than exercises, its power of the purse if it creates permanent or other open-ended spending authority that effectively escapes periodic legislative review and limitation. Accordingly, I propose that not every legislative grant of spending authority necessarily qualifies as an "Appropriation[ ] made by Law" under the Constitution.

Funding = Formula Grants

1NC General

Interpretation: Funding refers to school improvement grants


Leachman et al 16 (Michael Leachman, Director of State Fiscal Research with the State Fiscal Policy division of the Center on Budget and Policy Priorities, Former policy analyst at the Oregon Center for Public Policy; Kathleen Masterson, Research Associate for the State Fiscal Project of the Center on Budget and Policy Priorities; Marlana Wallace, Research Associate & Project Manager with the Center’s State Fiscal Policy division of the Center on Budget and Policy Priorities, Former Policy Analyst & Public Interest Fellow for the Colorado Fiscal Institute; “After Nearly a Decade, School Investments Still Way Down in Some States”; Center on Budget and Policy Priorities; October 20, 2016; http://www.cbpp.org/sites/default/files/atoms/files/10-20-16sfp.pdf)

Pennsylvania began using a formula to distribute classroom funding in fiscal year 2015. In order to construct a consistent time series, classroom funding is defined as including the following line items: basic education funding, school improvement grants, education assistance program, reimbursement of charter schools, the Pennsylvania accountability block grant, and the Ready to Learn grant.



Violation – the aff does not use school improvement grants

Limits and ground – there are an infinite number of mechanisms and sources that could provide funding which eviscerates predictable limits and negative ground

2NC Interp Ext



“Funding” means money for a particular purpose


Jacob 14 – Egberibin Igboroye Jacob, Department of Educational Foundations at the University of Nigeria, “MODALITIES FOR IMPROVING THE FUNDING OF PRIMARY SCHOOLS BY LOCAL GOVERNMENT EDUCATION AUTHORITIES IN BAYELSA STATE”, January, http://www.unn.edu.ng/publications/files/JACOB%20PROJECT.pdf

Funding according to Ogbonnaya, (2012), refers to a sum of money saved or made available for a particular purpose. It can be called money or financial resources. In other words, funding is the amount of money needed to fund an on-going project or programme for future development. Investment in primary education has become internationally recognized as instrument per excellence for development. Primary education requires adequate public financing support more than any other of the other levels in education since it is the foundation level of any educational system. Gidado, (2000) asserts that primary education has suffered tremendously in Nigeria from 16 poor finances, inappropriate allocation of funds and a host of other problems.

This means it must be a formula grant distributed exclusively by the DOE to the states towards a predetermined area


TI Education 6 (“National Funding Guide,” The Office of Education Policy at Texas Instruments, July-December 2006, https://education.ti.com/sites/US/downloads/pdf/nationalfundingguide_janjun06.pdf) AAB

Formula Grant Several listings in the Federal Grants section use the term “formula grant”. A formula grant is funding from specific programs at the US Department of Education that is distributed to state departments of education based upon a formula that usually includes the number of students in the state that fit into a certain category, e.g. the number of students in the state that receive free or reduced-price lunches. Formula grants to states can be distributed to local school districts through a competitive application process or a formula determined by the state.

Funding = Money

1NC Funding = Money

“Funding” means money or financial resources in the context of education


Jacob 14 – Egberibin Igboroye Jacob, Department of Educational Foundations at the University of Nigeria, “MODALITIES FOR IMPROVING THE FUNDING OF PRIMARY SCHOOLS BY LOCAL GOVERNMENT EDUCATION AUTHORITIES IN BAYELSA STATE”, January, http://www.unn.edu.ng/publications/files/JACOB%20PROJECT.pdf

Funding according to Ogbonnaya, (2012), refers to a sum of money saved or made available for a particular purpose. It can be called money or financial resources. In other words, funding is the amount of money needed to fund an on-going project or programme for future development. Investment in primary education has become internationally recognized as instrument per excellence for development. Primary education requires adequate public financing support more than any other of the other levels in education since it is the foundation level of any educational system. Gidado, (2000) asserts that primary education has suffered tremendously in Nigeria from 16 poor finances, inappropriate allocation of funds and a host of other problems.

Violation – the affirmative doesn’t provide money



Voting issue – to protect limits and ground – all government resources become T and we lose every link based on large federal spending which is the topic’s core controversy



2NC Interp Ext



“Funding” means money or cash


Dorsey 91 – J. Bonner Dorsey, Justice, Court of Appeals of Texas, Thirteenth District, Corpus Christi, “EX PARTE: INEZ GUERRERO, Appellant”, 811 S.W.2d 726; 1991 Tex. App. LEXIS 1562, 6-18, Lexis

The term "funds" is [**6] defined as "money" or "cash." Another dictionary supplies similar definitions of these terms. See Richardson v. State, 789 S.W.2d 643, 646 (Tex. App.--Dallas 1990, pet. granted). Applying the definitions in the context of the Controlled Substances Act, § 481.126 quite clearly proscribes a person from supplying money which the person knows or believes is intended to further the possession of more than fifty pounds of marihuana. The statute clearly provides that the person must intend to further the commission of an unlawful act, i.e., the possession of more than fifty pounds of marihuana. In the present case, the indictment specifically alleged that the "funds" were United States currency, which the defendant must have used to "invest" or "finance" the possession of more than fifty pounds of marihuana. "Invest" and "finance" are terms which can be readily understood by a person of common intelligence. We find that a person of common intelligence can determine with reasonable precision what conduct is prohibited. We also find that the statute provides sufficient notice to law enforcement personnel to prevent arbitrary or discriminatory enforcement.

“Funding” means money


Oxford 17 – Oxford Online Dictionary, “funding”, https://en.oxforddictionaries.com/definition/us/funding

funding


NOUN

1 Money provided, especially by an organization or government, for a particular purpose.

Example sentencesSynonyms

1.1 The action or practice of providing money for a particular purpose.

Example sentences

“Funding” refers only to money or financial resources


Jacob 14 – Egberibin Igboroye Jacob, Department of Educational Foundations at the University of Nigeria, “MODALITIES FOR IMPROVING THE FUNDING OF PRIMARY SCHOOLS BY LOCAL GOVERNMENT EDUCATION AUTHORITIES IN BAYELSA STATE”, January, http://www.unn.edu.ng/publications/files/JACOB%20PROJECT.pdf

Funding according to Ogbonnaya, (2012), refers to a sum of money saved or made available for a particular purpose. It can be called money or financial resources. In other words, funding is the amount of money needed to fund an on-going project or programme for future development. Investment in primary education has become internationally recognized as instrument per excellence for development. Primary education requires adequate public financing support more than any other of the other levels in education since it is the foundation level of any educational system. Gidado, (2000) asserts that primary education has suffered tremendously in Nigeria from poor finances, inappropriate allocation of funds and a host of other problems.

“Funding” refers solely to money


Butler 5 – Louis B. Butler, Jr., Judge on the Supreme Court of Wisconsin, “Joan Solie and Ann Baxter, Plaintiffs-Respondents, v. Employee Trust Funds Board and The Department of Employee Trust Funds, Defendants-Appellants”, 2005 WI 42; 279 Wis. 2d 615; 695 N.W.2d 463; 2005 Wisc. LEXIS 150, 4-19, Lexis

The pertinent statutes do not define the terms "fund" or "credit." However, if these terms are accorded their common, ordinary meaning when read in the context in which they appear in chapter 42, it is clear that the retirement deposit "fund" is comprised solely of money and that a "credit" refers to a positive balance in a teacher's retirement deposit fund account. See Wis. Citizens Concerned for Cranes and Doves, 2004 WI 40, 270 Wis. 2d 318, P6, [**649] 677 N.W.2d 612 (unless specifically defined, nontechnical words in a statute are accorded their common everyday meaning and are read in the context of the statute in which they appear) (citing Wis. Stat. § 990.01(1) (1999-2000)).

[*P60] The ordinary definition of "fund" is "[a] sum of money or other resources set aside for a specific purpose: a pension fund." The American Heritage Dictionary of the English Language 735 (3d. ed. 1992)(emphasis in original). See also Black's Law Dictionary 682 (7th ed. 1999)(defining "fund" as "[a] sum of money or other liquid assets established for a specific purpose"). This definition of "fund" comports with the context in which the term is utilized in chapter 42. The retirement deposit fund is a sum of money set aside for teachers' retirement.

[***480] [*P61] Chapter 42 indicates that the term "fund" is utilized in a financial context. Wisconsin Stat. § 42.33(1) provides, in pertinent part: "The state teachers retirement board shall at all times maintain assets: . . . (b) In the 'Retirement Deposit Fund' equal to the liabilities for member deposits and for state deposits for members of the separate group and the combined group and interest accretions[.]" See also Wis. Stat. § 42.243(5)(c); Wis. Stat. § 42.243(6)(c); Wis. Stat. § 42.45(1)(d); Wis. Stat. § 42.46(1); Wis. Stat. § 42.475 (all describing a member's account in the state retirement fund being credited with member contributions, state deposits, and interest and discussing the withdrawal, payment, and maintenance of such monies).

[*P62] In addition, Schmidt, 153 Wis. 2d at 46, explicitly stated that a teacher who signed a combined group waiver "only waived his right to money which accumulated in his retirement fund through state deposits." (Emphasis added.) Likewise, Wis. Admin. Code § TR 4.01 [**650] (Sept., 1964) specifically distinguishes between "years of teaching experience" being "counted as within the system" and "required deposits" being "paid into the fund," by stating that years of teaching experience are not to be counted within the system until any required deposits plus interest are paid into the fund.

[*P63] In short, the "retirement deposit fund" is a fund comprised of monetary deposits established for the purpose of teacher retirement.

[*P64] Given that § 42.33(1) specifically states that the retirement deposit fund's assets are teacher deposits, state deposits, and accrued interest, the majority's conclusion that "it is reasonable to construe the retirement deposit fund as encompassing more than simply a lockbox for money[]" is entirely unfounded and anything but reasonable. Majority op., P36. The majority's conclusion that a repository of money earmarked for a particular purpose (a fund) can be comprised of something other than money is inexplicable in light of the statutory language. Notably, the majority cites to no statute, administrative rule, or case for the proposition that the "retirement deposit fund" may contain something other than money. It simply declares it to be so. Simply put, nowhere does chapter 42 speak of the retirement deposit fund being credited with, consisting of, or containing anything other than money.


2NC Limits

Broad definitions of “funding” ruin limits---it includes all kinds of transfers


Connecticut 79 – Superior Court of Connecticut, Judicial District of New Haven, “Knights of Columbus v. City of New Haven”, 36 Conn. Supp. 63; 1979 Conn. Super. LEXIS 182; 411 A.2d 50, 11-6, Lexis

The word "funds" has been defined as a generic term which is all embracing and which in its broad meaning includes property of every kind. Thus, under Conn. Gen. Stat. § 38-215 all property of every kind of a fraternal benefit society is exempt from all state and municipal taxation with two exceptions -- real estate and office equipment. Since no courts have defined "office equipment" as used in § 38-215, it is necessary to look to other areas of the law to ascertain whether the courts distinguish equipment from other similar fungible items consumed in the course of operation.

Limiting it to only “money” solves this


Speer 2k – Richard L. Speer, Chief Bankruptcy Judge, United States Bankruptcy Court for the Northern District of Ohio, “In Re: Walter Collins, Jr., Debtor(s); MPC Cash-Way Lumber Co., Plaintiff(s) v. Walter E. Collins, Jr., Defendant(s)”, 266 B.R. 123; 2000 Bankr. LEXIS 1834, 10-25, Lexis

The term "fund," is, in its common legal usage, given a broad interpretation. For example, it is sometimes defined as a generic term and all-embracing as compared with the term "money," etc., which is specific.

2NC Violation – Excludes Tax Credits



“Funding” refers to money in hand


Spector 69 – Spector, Judge, Court of Appeal of Florida, First District, “Ruth F. SEAMAN, Appellant, v. STATE of Florida, Appellee”, 225 So. 2d 418; 1969 Fla. App. LEXIS 5419, 8-5, Lexis

The sufficiency of the evidence is also questioned by appellant's contention that no showing of conversion was made nor that there was proof the property taken was in cash or checks. We think this contention is amply refuted by appellant's own written statement by which she admitted she took funds and spent them for her own purpose. The indictment charges that appellant took "dollars, currency of the United States of America" as was the case in Craig v. State, 95 Fla. 374, 116 So. 272 (Fla.1928). In Craig the court held that evidence of embezzled dollars was the equivalent of evidence of embezzled currency of the United States. The court there simply took judicial notice that currency of this country is expressed in dollars. In the instant case, appellant raises the [**8] point because the witnesses could not tell whether the missing funds were in cash or checks. We do not consider this to be a fatal defect because the appellant supplied the missing description, if any, of the property taken by referring to it in her statement as being "funds" which she took and spent. The word "funds" is defined as including money in hand and pecuniary resources. Random House Dictionary of the English Language, Unabridged Edition. We think the proofs submitted to the jury were sufficient to make a prima facie case of embezzlement under Section 812.10, Florida Statutes, F.S.


Funding = Broad

2AC Counter-Interp



“Funding” is a broad term that includes all money and financial resources given---attempting to arbitrarily limit it wrecks predictability


Casper 17 – Denise J. Casper, United States District Judge, “TERUMO AMERICAS HOLDING, INC. V. TURESKI”, Civil Action No. 14-13838-DJC (D. Mass. May. 1, 2017), https://casetext.com/case/terumo-americas-holding-inc-v-tureski-1

The term "funding" as used in Section 1.6—or otherwise—is not defined in the Agreement. "Under well-settled case law, Delaware courts look to dictionaries for assistance in determining the plain meaning of terms which are not defined in a contract." Lorillard Tobacco Co. v. Am. Legacy Found., 903 A.2d 728, 738 (Del. 2006). "This is because dictionaries are the customary reference source that a reasonable person in the position of a party to a contract would use to ascertain the ordinary meaning of words not defined in the contract." Id. "There may be more than one dictionary definition, and parties may disagree on the meaning of the definition as applied to their case, but if merely applying a definition in the dictionary suffices to create ambiguity, no term would be unambiguous." Id. at 740 (internal quotation marks and citation omitted).

Neither party asserts that "funding" has a "'gloss' in the [relevant] industry" and thus under Delaware law the term "should be construed in accordance with its ordinary dictionary meaning." See Lorillard Tobacco Co., 903 A.2d at 740 (internal quotation mark and citation omitted). While Tureski argues that he and "others were well aware, through personal experience and general industry knowledge, that the total all-inclusive costs for a clinical trial from start to completion was typically tens (or even hundreds) of millions of dollars," D. 140 at 17-18, this does indicate that the term "funding," as used in the Agreement, has a specific meaning in the industry.



According to Black's Law Dictionary, funding is defined as "3. The provision or allocation of money for a specific purpose, such as for a pension plan, by putting the money into a reserve fund or investments" and "4. The provision of financial resources to finance a particular activity or project, such as a research study." Funding, Black's Law Dictionary (10th ed. 2014). The Oxford English Dictionary defines funding as "1. Money provided, especially by an organization or government, for a particular purpose." Funding, Oxford English Dictionary, https://en.oxforddictionaries.com/definition/funding (last accessed on May 1, 2016). The Cambridge American Content Dictionary defines funding as "money made available for a particular purpose," funding, Cambridge American Content Dictionary, http://dictionary.cambridge.org/us/dictionary/english/funding (last accessed on May 1, 2017) and the Cambridge Business English Dictionary defines it to mean "money given by an organization or a government for a particular purpose," funding, Cambridge Business English Dictionary, http://dictionary.cambridge.org/us/dictionary/english/funding (last accessed on May 1, 2017). Likewise, the Business Dictionary, defines funding as "1. Providing financial resources to finance a need, program, or project. In general, this term is used when a firm fills the need for cash from its own internal reserves, and the term 'financing' is used when the need is filled from external or borrowed money." Funding, Business Dictionary, http://www.businessdictionary.com/definition/funding.html (last accessed on May 1, 2017).

The Supreme Court has considered and described this source as a "colloquial business authorit[y]." See Vance v. Ball State Univ., ___ U.S. ___, 133 S. Ct. 2434, 2444 & n.5 (2013); see also In re Filene's Basement, No. 11-13511-KJC, 2014 WL 172137, at *5 (Bankr. D. Del. Jan. 15, 2014) (considering the source).



These broad definitions lead the Court to conclude that an objective, reasonable third party would read the term "funding" in the clause "funding for the CLI Development Plan" as including the monies and financial resources Terumo expended for, or made in provision of, the CLI Developmental Plan. That is, considering the dictionary definitions of "funding," those monies and financial resources—whether in the form of the salaries of Harvest personnel working full-time on the CLI Pivotal Clinical Trial and their incurred travel and entertainment expenses, or the costs of "external" third parties such as InVentiv and their expenses, see, e.g., D. 127 ¶¶ 78-83, 118-22; D. 131 ¶¶ 78-83, 118-22—are properly included towards Terumo's $6 million funding obligation as "funding for" the CLI Developmental Plan. Notably, Tureski's proposed interpretation—the four categories of funding—is not supported by any of the dictionary definitions and, therefore, it is difficult to conclude, as he urges, that a reasonable third party would not read the term in such a way. Cf. Seaford Golf & Country Club v. E.I. duPont de Nemours & Co., 925 A.2d 1255, 1261-62 (Del. 2007) (finding term ambiguous where dictionary definitions supported both parties' respective interpretations).

Reading the Agreement as a whole, see In re Viking Pump, Inc., 2016 WL 4771312, at *8, Tureski's interpretation of "funding" is also not reasonable given that there is no part of the Agreement that includes or alludes to the four categories of funding he proposes such that an objective third party would not read them into the term. The parties otherwise defined the scope or excluded specific costs and expenses where certain broad terms are used in the Agreement. D. 128-1 (e.g., Sections 1.6(b)(x), 5.7(a), 8.2(a)); 128-2 (e.g., Schedule 3.9 ¶ 195); D. 126 at 17-18; see 2009 Caiola Family Trust v. PWA, LLC, No. C.A. 8028-VCP, 2014 WL 1813174, at *11 (Del. Ch. Apr. 30, 2014) (rejecting plaintiff's interpretation of the section at issue where, among other things, it was inconsistent with other sections of the agreement). As such, if the parties had intended to limit "funding," they could have done so as they had in other parts of the Agreement.


2AC W/M Includes Tax Credits



“Funding” includes tax credits


Maryland 11 – Maryland General Assembly, Department of Legislative Services, “FISCAL AND POLICY NOTE – HB 1282”, 3-16, http://mgaleg.maryland.gov/2011rs/fnotes/bil_0002/hb1282.pdf

This bill requires a vehicle parking facility to allow a motorcycle to park in the facility on payment of any applicable charges if the facility is owned, operated, leased, or receives funding from the State or a political subdivision. The bill defines “funding” as any form of assurance, guarantee, grant payment, credit, tax credit, or other assistance.


2AC W/M Resources/Services



“Funding” includes both money and services


Rao 13 – Jonnah Owen Rao, Master of Business Administration in Finance School of Business, University of Nairobi, “EFFECT OF FUNDING SOURCES ON FINANCIAL SUSTAINABILITY OF WATER SECTOR INSTITUITIONS IN KENYA”, October, http://erepository.uonbi.ac.ke/bitstream/handle/11295/58807/Rao_Effect%20of%20funding%20sources%20on%20financial%20sustainability%20of%20water%20sector%20instituitions%20in%20Kenya.pdf?sequence=3

1.1.1 Funding Sources

The oxford dictionary 2013 defines funding as an act of providing resources, usually in form of money (financing), or other values such as effort or time (sweat equity), for a project, a person, a business, or any other private or public institutions. Funds are injected into the market as capital by lenders and taken as loans by borrowers. There are two ways in which the capital can end up at the borrower. The lender can lend the capital to a financial intermediary against interest. These financial intermediaries then reinvest the money against a higher rate. The use of financial intermediaries to finance operations is called indirect finance. Lender can also go the financial markets to directly lend to a borrower. This method is called direct finance (Mishkin, 2012).

It includes money or other resources


Webster’s 17 – Merriam-Webster’s Online Dictionary, “funding”, https://www.merriam-webster.com/dictionary/funding

Definition of fund

1 a : a sum of money or other resources whose principal or interest is set apart for a specific objective

b : money on deposit on which checks or drafts can be drawn —usually used in plural

c : capital

d funds plural : the stock of the British national debt —usually used with the

2 : an available quantity of material or intangible resources : supply

3 funds plural : available pecuniary resources

4 : an organization administering a special fund

“Funding” is more than just money and includes both provision of resources and subsidization


French 5 – Bradley T. French, JD Candidate at University of Detroit Mercy School of Law, “FREEDOM OF INFORMATION ACT - Public Body - The MHSAA is Not a "Public Body" as Defined by Section 15.232(d) of Michigan Compiled Laws and Therefore is Not Subject to the Freedom of Information Act's Disclosure Requirements. Breighner v. Michigan High School Athletic Ass'n, Inc., 683 N.W.2d 639 (Mich. 2004)”, University of Detroit Mercy Law Review, Fall, 83 U. Det. Mercy L. Rev. 19, Lexis

In Breighner, the court examined three parts of the plaintiff's claim that the MHSAA is a state actor. n17 First, it adopted the reasoning of the court of appeals, holding that the MHSAA was not funded by state authority. n18 This court expressly denied the trial court's interpretation of the statutory language, holding that the MHSAA was neither funded "by" nor "through" state authority. n19 The court next turned to the term "funded," and because it was not defined in the statute, the term must be given its plain meaning. n20 The court then held that the plain meaning of the term "funded" meant more than plain receipt of money in exchange for services by examining its definition and those of synonymous words such as "subsidized." n21

[FOOTNOTE 21]

n21. Breighner, 683 N.W.2d at 645 n.2 (concluding that to "fund" under this statute required some type of receipt of an allocation of government resources or subsidization).


2AC W/M Includes Valuable Assets



“Funding” includes the provision of valuable assets---it’s not limited to only monetary instruments


Cote 15 – Denise Cote, United States District Judge, United States District Court for the Southern District of New York, “UNITED STATES OF AMERICA -v- ARTHUR BUDOVSKY, Defendant”, 2015 U.S. Dist. LEXIS 127717, 9-23, Lexis

Budovsky's argument fails for several reasons. First, he argues that virtual currencies are not "monetary instruments" and thus transactions in virtual currencies are not "financial transactions." This argument ignores the statutory definition of "financial transaction," which includes not only monetary instruments, but also "funds." Giving effect to every clause in the statutory definition, the term funds has a separate meaning and is not coterminous with the term monetary instrument. See In re Barnet, 737 F.3d 238, 247 (2d Cir. 2013) ("Statutory enactments should . . . be read so as to give effect, if possible, to every clause and word of a statute." (citation omitted)).

Next, Budovsky appears to argue that virtual currencies cannot [*36] be included within the term "funds." This precise argument was rejected recently in a case applying § 1956 to the owner and operator of the website Silk Road, a marketplace for illegal drugs that used the virtual currency Bitcoin. United States v. Ulbricht, 31 F. Supp. 3d 540, 568-70 (S.D.N.Y. 2014). Addressing a pretrial motion to dismiss an indictment, the Ulbricht court found that since the term "funds" is not defined under § 1956, it must be given its ordinary meaning: assets that "can be used to pay for things in the colloquial sense." Id. at 570; see also United States v. Day, 700 F.3d 713, 725 (4th Cir. 2012) (defining funds under § 1956 to include gold since it is an asset of monetary value that is susceptible to ready financial use). The Ulbricht court's reasoning is adopted here.

2AC W/M Includes One-Off Payment



“Funding” includes single payments


Curtin 11 – John T. Curtin, United States District Judge, United States District Court For The Western District Of New York, “PRIVATE CAPITAL INVESTMENTS, LLC, Plaintiff, -vs- JOSEPH V. SCHOLLARD and JEROME J. SCHENTAG, Defendants”, 2011 U.S. Dist. LEXIS 82287, 7-27, Lexis

In addition, the record presented on summary judgment clearly reveals that Emerald Shares provided express written authority in the brokerage agreement for Trinity Capital to act as its agent "for the limited purpose of procuring funding approval from a bona fide lender or investor or purchaser" to finance the development project. Item 23-7, at 2. The term "funding" is defined in the agreement as:



any transaction or series or combination of transactions whereby (a) a loan is made to [Emerald Shares]; or (b) directly or indirectly, control of a material interest in the [Destin] property . . . is transferred for consideration, including without limitation, a cash purchase, lease with or without a purchase option, merger or consolidation of entities, a tender or exchange offer, the [*22] formation of a joint venture, minority investment or partnership, or any similar transaction.

Misc

Fair Funding Incentive Grants are funding


CAP 15 (CAP Education Policy Team, Independent nonpartisan policy institute, “A Fresh Look at School Funding,” Center for American Progress, May 18, 2015, https://www.americanprogress.org/issues/education/reports/2015/05/18/113397/a-fresh-look-at-school-funding/)

CAP’s proposal would make the $1 billion available in new funding under Title I for Fair Funding Incentive Grants to be distributed to states; states would then distribute the funds to districts via the existing Title I formula. The grants would provide additional administrative funds for states to develop and implement progressive funding systems. To be eligible to receive a grant under this new funding stream, states would need to commit to match their grant amount with state funds that are directed at inequitably funded low-income districts in order to close across-district funding gaps. This match requirement would be waived for states that can demonstrate that all low-income districts spend more state and local funds than all high-income districts. All states would be required to either continue to match the grant amount with state funds on an annual basis or implement fully progressive funding systems that provide more resources to low-income districts than high-income districts. If this requirement were not met, the state would lose access to the additional funding. States would also publicly report on gaps in actual expenditures between high- and low-income districts and disclose whether these gaps are closing. In addition to receiving a Fair Funding Incentive Grant, states that do not yet have progressive funding systems but commit to develop and implement such systems within five years would receive the authority to reserve an additional 1 percent of their total Title I funding for state-level activities to support these systems. These states would need to demonstrate progress toward increasing funding equity in order to continue to receive these additional funds.


Title I spending is funding


Leachman et al 16 (Michael Leachman, Director of State Fiscal Research with the State Fiscal Policy division of the Center on Budget and Policy Priorities, Former policy analyst at the Oregon Center for Public Policy; Kathleen Masterson, Research Associate for the State Fiscal Project of the Center on Budget and Policy Priorities; Marlana Wallace, Research Associate & Project Manager with the Center’s State Fiscal Policy division of the Center on Budget and Policy Priorities, Former Policy Analyst & Public Interest Fellow for the Colorado Fiscal Institute; “After Nearly a Decade, School Investments Still Way Down in Some States”; Center on Budget and Policy Priorities; October 20, 2016; http://www.cbpp.org/sites/default/files/atoms/files/10-20-16sfp.pdf)

Adding to states’ struggles, federal policymakers have cut ongoing federal funding for states and localities, thereby worsening state fiscal conditions. For example, federal spending for Title I — the major federal assistance program for high-poverty schoolsis down 8.3 percent since 2010, after adjusting for inflation. Federal spending on education for disabled students is down 6.4 percent. 8 (See Figure 6.)


Donations count as funding


Stephen Chukwunenye Anyamele, 2004, Doctorate degree in Educational Management from the University of Helsinki, Master’s degree in Education from the University of Helsinki, Bachelor’s degree in Foreign Literatures and Linguistics from BenGurion University of the Negev, “INSTITUTIONAL MANAGEMENT IN HIGHER EDUCATION: A Study of Leadership Approaches to Quality Improvement in University Management – Nigerian and Finnish Cases”, UNIVERSITY OF HELSINKI, DEPARTMENT OF EDUCATION, RESEARCH REPORT 195, https://helda.helsinki.fi/bitstream/handle/10138/19772/institut.pdf;jsessionid=F84F34E3570398D7CDCDF521470A22C2?sequence%3D1

In Finland universities mobilize financial resources through research project funding, external funding such as donations (referring to private and public funding of research), rationalization, private companies research and naming classrooms after companies that pay for them. Finnish informants, with scores of 4 each, often mention these research mobilization techniques. These techniques are followed by state subventions with score 3. Furthermore, increased graduation rate, savings from other services, foundations, knowledge sales (CD-databases), university own companies constitute resource mobilization strategies in Finnish universities, though with low scores of 1 each. Although the respondents mentioned “rationalization” but this strategy is not a resource mobilization strategy, but a cost saving mechanism. Also, external funding in form of donations as a kind of resource mobilization techniques is not a long-term but a short-term gift. However, donations are not known in Finland as a major resource mobilization technique because nobody in Finland is willing to donate large sum of money to the university. Therefore, this may be taken to be industrial cooperation. These findings from the Finnish data are consistent with Clark’s (1998) work on ‘diversified funding base’ as one of the pathways of organizational transformation. Also the works of many researchers, for example Watson 1992; Onokerhoraye and Nwoye 1995; Yeguo and Yukun 2000, Alewell 2990 subscribe to funding higher education through other means.

Grants count as funding


DOE 10 (U.S. Department of Education, Office of Communications and Outreach, Guide to U.S. Department of Education Programs, Washington, D.C., August 2010. https://www2.ed.gov/programs/gtep/gtep2010.pdf)

Scale-up grants provide funding to “scale up” practices, strategies, or programs for which there is strong evidence that the proposed practice, strategy, or program will have a statistically significant effect on improving student achievement or student growth, closing achievement gaps, decreasing dropout rates, increasing high school graduation rates, or increasing Guide to Programs | FY 2010 7 college enrollment and completion rates, and that the effect of implementing the proposed practice, strategy, or program will be substantial and important.  Validation grants provide funding to support practices, strategies, or programs that show promise, but for which there is currently only moderate evidence that the proposed practice, strategy, or program will have a statistically significant effect on improving student achievement or student growth, closing achievement gaps, decreasing dropout rates, increasing high school graduation rates, or increasing college enrollment and completion rates and that, with further study, the effect of implementing the proposed practice, strategy, or program may prove to be substantial and important. Development grants provide funding to support high-potential and relatively untested practices, strategies, or programs whose efficacy should be systematically studied. An applicant must provide evidence that the proposed practice, strategy, or program, or one similar to it, has been attempted previously, albeit on a limited scale or in a limited setting, and yielded promising results that suggest that more formal and systematic study is warranted. An applicant must provide a rationale for the proposed practice, strategy, or program that is based on research findings or reasonable hypotheses, including related research or theories in education and other sectors.

Funding includes to adult education grants


DOE 10 (U.S. Department of Education, Office of Communications and Outreach, Guide to U.S. Department of Education Programs, Washington, D.C., August 2010. https://www2.ed.gov/programs/gtep/gtep2010.pdf)

Awards are made to eligible state agencies that under state law are solely responsible for administering or supervising statewide policy for adult education and literacy, including such entities as state education agencies (SEAs), postsecondary agencies, or workforce agencies. The Department provides grants to these eligible state agencies, which, in turn, fund local projects. The following types of entities are eligible to apply to eligible state agencies for funds: • Local education agencies (LEAs); • Community-based organizations (CBOs) of demonstrated effectiveness; • Volunteer literacy organizations of demonstrated effectiveness; • Institutions of higher education (IHEs); • Public or private nonprofit agencies; • Libraries; • Public housing authorities; • Other nonprofit institutions that have the ability to provide literacy services to adults and families; and • Consortia of the agencies, organizations, institutions, libraries, or authorities listed above. Formula Grants Fiscal Year 2008 $554,122,000 Fiscal Year 2009 $554,122,000 Fiscal Year 2010 $628,221,000 Continued top of next page 18 U.S. Department of Education Note: The FY 2010 appropriation includes a $67,896,000 set-aside for English literacy and civics education formula grants to states. The FY 2010 appropriation includes $45,907,000 for distribution to states in order to remedy an administrative error in prior years. Note: The Department is not bound by any estimates in this notice. Number of New Awards Anticipated: 57 Average New Award: $10,841,022 Range of New Awards: $28,244–$91,321,511 Adult Education and Family Literacy Act (AEFLA), which is Title II of the Workforce Investment Act of 1998 (WIA); 20 U.S.C. 9201 et seq. EDGAR; 34 CFR 462 This program provides grants to states to fund local programs of adult education and literacy services, including workplace literacy services; family literacy services; and English literacy programs and integrated English literacy-civics education programs. Participation in these programs is limited to adults and out-of-school youths age 16 and older who do not have a high school diploma or equivalent and who are not enrolled or required to be enrolled in a secondary school under state law.


Primary/secondary

Elementary and High School

1NC General

Primary education is elementary school while secondary education is high school


Coleman, 10 – founding partner of the law firm Coleman, Chambers, Rogers, & Williams, LLP and is a well-respected lawyer throughout the state of Georgia(Bob, “What is the Meaning of ‘Secondary Education?’”, OPEN PRACTICE, 4 August 2010, http://www.colemanchambers.com/Articles/What-is-the-Meaning-of-Secondary-Education.shtml,//SL)

While the Georgia statutes on child support do not explicitly define what "secondary education" means, the courts have interpreted it as a high school education. Generally:

•- Primary Education = Elementary School

•- Intermediate Education = Middle School

•- Secondary Education = High School


Violation – the affirmatives increase doesn’t apply to elementary or high school



Vote Neg

Limits and ground – education debates are radically different from primary, to secondary, to post-secondary education – each one carries its own lit base and controversies which dodge links



Excludes Vocational

1NC General

Primary education is elementary school while secondary education is high school


Coleman, 10 – founding partner of the law firm Coleman, Chambers, Rogers, & Williams, LLP and is a well-respected lawyer throughout the state of Georgia(Bob, “What is the Meaning of ‘Secondary Education?’”, OPEN PRACTICE, 4 August 2010, http://www.colemanchambers.com/Articles/What-is-the-Meaning-of-Secondary-Education.shtml,//SL)

While the Georgia statutes on child support do not explicitly define what "secondary education" means, the courts have interpreted it as a high school education. Generally:

•- Primary Education = Elementary School

•- Intermediate Education = Middle School

•- Secondary Education = High School



Violation - Vocational training is post-secondary education

The CHOP Research Institute,14 – leading institute for medical and student research (“EDUCATION AFTER HIGH SCHOOL: WHAT ARE THE OPTIONS?”, The Children’s Hospital of Philadelphia Research Institute, 2014, https://www.carautismroadmap.org/education-after-high-school-what-are-the-options/,//SL)

More and more students with Autism Spectrum Disorder (ASD) are deciding to pursue education beyond high school. One reason for this is the recognition by post-secondary institutions that students with ASD can be not only qualified, but also successful students, particularly when given needed supports. As a result, there are more and more postsecondary programs to choose from.

Most people think of traditional college when they think of post-secondary education, but there are other options, ranging from pre-college programs to vocational training to personal development classes offered in the community. The paragraphs below outline some of the most popular programs. Accommodations (known as “academic adjustments”), which may be required under Titles II and III of the Americans with Disabilities Act of 1990 (ADA) or Subpart E of Section 504 of the Rehabilitation Act of 1973 (Section 504), as well as any additional supports that may be available to college students, are discussed in separate articles

Vote neg:

Limits and ground – education debates are radically different when it comes to vocational training – it has a different lit base and controversies which change direction of links



Elementary K—8

First 8 Years



“Elementary” education is K-8


Education Degree 17 – “Elementary Education Programs”, http://www.educationdegree.com/programs/elementary-education/

Elementary Education Degrees Online

Are you a generalist or a specialist?

The term "elementary education" broadly refers to the teaching of students in grades K-8. But, within the field, there is opportunity for a wide variety of specialization in areas such as reading, special education, English as a second language and more.

First 6-8 years of education


Collins 17 – Collins English Dictionary, “elementary education”, https://www.collinsdictionary.com/dictionary/english/elementary-education

noun


education

the first six to eight years of a child's education

Excludes Early Childhood



It excludes early childhood education


Flavin 16 – Brianna Flavin, MFA, Freelance Writer for Collegis Education, “Early Childhood Education vs. Elementary Education: Which Environment is Right for You?”, Rasmussen 5-23, http://www.rasmussen.edu/degrees/education/blog/early-childhood-education-vs-elementary-education/

Early childhood education (ECE) focuses on the academic, social and cognitive skills that develop in children from birth through preschool. Elementary education refers to the primary education that comes after preschool but before middle school (typically kindergarten through fifth or sixth grade.)

There are definite distinctions between the two sectors that are important to understand. We’re here to help you make an informed decision about early childhood education versus elementary education. We combined government information, real-time job market data and expert insight to provide you a side-by-side comparison below.

Maintaining a strict distinction is key to precision and topic education


MEG 17 – Master of Education Degree Guide, “What Grades Can You Teach With an Early Childhood Education Degree?”, http://www.master-of-education.org/faq/what-grades-can-you-teach-with-an-early-childhood-education-degree/

What is the Primary Focus of an Early Childhood Education Program?



It is very important to understand the distinctions between the focus of an Early Childhood Education program and an Elementary Education program. While each program has some subject area overlap, the focus of each program is very different. When you study for an Elementary Education degree, the primary focus will be on primary education that is needed after preschool and before middle school.

What is Student Teaching?



The primary focus of an Early Childhood Education program is on developing the academic, cognitive, and social skills that infants, toddlers, and young children in preschool need. Once you complete your ECE degree program, you will have the training and skills that you need to work in a preschool setting.

What Are the Core Courses That You Will Take When You Study For a Your ECE Degree?

It is crucial to be a patient person at heart when you work with children in preschools, Montessori schools and kindergartens. Unfortunately, patience is not the only skill that you need. To really succeed at teaching students who are in preschool, you need to complete a formal education program that touches on concepts in each of the subjects you need to know. Here are some of the core courses that you will complete in an ECE degree program:

* Language and literacy development

* Cognitive development

* Creative expression

* Social and emotional development

* Executive function

* Physical development and wellness

* Motor development

* Approaches to learning

* Basic subject matter areas like social studies, math, science, and the arts


Elementary Education---Schools



“Elementary education” is formal education in a school


UNESCO 7 – “OPERATIONAL DEFINITION OF BASIC EDUCATION”, December, http://www.unesco.org/education/framework.pdf

6.2 Elementary Education



The term ‘elementary education’ was less ambiguous as it was better known internationally when the Universal Declaration of Human Rights was proclaimed. It referred to the first level of formal education. While the duration and contents of elementary education varied greatly among countries, it was broadly accepted as primary schooling aiming to provide for more than just the simple acquisition of literacy and numeracy.

“Elementary education” must be in schools


USDA 17 – United States Department of Agriculture, National Agricultural Library Thesaurus and Glossary, https://agclass.nal.usda.gov/mtwdk.exe?s=1&n=1&y=0&l=60&k=glossary&t=2&w=elementary+education

Definition



Education of students from kindergarten through grades 6, 7, or 8 (which is dependent on the school system).

Elementary Education---Country-Specific Definitions Key



Prefer U.S.-specific definitions---the term varies by country


Salceda 14 – Juan C. Ripoll Salceda, Universidad de Navarra, Departamento de Educación, Pamplona, Spain, “The Simple View of Reading in Elementary School: A Systematic Review”, Revista de Logopedia, Foniatría y Audiología, Vol. 34. Núm. 1. Enero - Marzo 2014, http://www.elsevier.es/es-revista-revista-logopedia-foniatria-audiologia-309-articulo-the-simple-view-reading-in-S0214460313000557

Method


This systematic review will examine elementary school pupils whose mother tongue is English. The term “elementary education” is not equal in all countries, so for the purposes of this systematic review we defined elementary education as a stage in which the first grade begins when the students are 6 years old and the last grade ends when they are 11 years old. Although the process of learning to read began in the preschool years, we chose the elementary education stage for this meta-analysis to avoid the effect of low competence in decoding for younger readers, which would otherwise make it difficult to assess actual reading comprehension ability. We limited the study to English-speaking students for two reasons. First, decoding in English seems to place higher importance on reading comprehension than decoding in languages with shallower orthographies (Florit & Cain, 2011; Share, 2008). Second, most research on the SVR model has been conducted in English. Subsequent research might benefit from the results on English-speaking children in cross-linguistic investigations. It is assumed that educational research frequently assesses whole classes, and so studies were ruled out if the description of the sample allowed us to establish or suspect that the proportion of children with a mother tongue other than English exceeded 5% of the sample.

Secondary Education---Grades



“Secondary education” is schooling in grade levels 6-12


Laws 17 – “Secondary Education Explained”, http://education.laws.com/secondary-education

In the most basic sense, education refers to any act or experience that yields a formative effect on the character, mind or physical ability of an individual, particularly a child. In a technical sense, education refers to the process by which social functions deliberately transmit an accumulated knowledge, skill-set and system of values from one generation to another.

The foundation of the educational system is built by teaching professionals. Teachers in educational institutions are responsible for directing the education of students through the delivery of various educational resources as well as knowledge concerning a wide array of subjects including: reading, writing, science, history, health, mathematics etc.

The process of teaching a particular subject, which is commonly found at the non-elementary levels of education and carried-out by teachers or professors at institutions of higher learning, is referred to as schooling. Furthermore, there are also educational fields and institutions for those who want a more specific vocational skill-set or who would like to be educated in an informal setting. These institutions, such as museums, libraries and the Internet space can be an effective and more personal experience regarding the ability to obtain knowledge.

What is Secondary Education?

Secondary education refers to a specific stage of education; although the definitions vary regarding location, in the most general of definitions, secondary education refers to the stage of learning that directly follows primary school. In the majority of jurisdictions throughout the world, secondary education is the final stage of compulsory education. That being said, in some developed nations, secondary education can also refer to a period of compulsory and a period of non-compulsory (college or university work) education.

This level of education is typically characterized by the transition from the compulsory, comprehensive educational system offered to minors, to the optional or selective tertiary “higher” education for adults. With that in mind, secondary education, in the majority of developed nations, will include university and vocational schools, but depending on the systems, high schools, middle schools and prepatory schools may also be grouped in the secondary classification.



Secondary Education in the United States of America:

Based on the education program of the United States, secondary education is formally defined and comprised of grades 6, 7, 8, and 9 through 12. As a result of this classification system, secondary education will typically denote high school learning—although many jurisdictions will offer grades 6-8 in a middle school and 9-12 in a high school. Regardless of the jurisdictional system of schools, secondary education in the United States incorporates all learning achieved at grade levels 6 through 12.

Secondary Education---Age



Education for 11-18 year olds


Collins 17 – Collins Online Dictionary, “secondary education”, https://www.collinsdictionary.com/dictionary/english/secondary-education

noun


education

education for pupils between the ages of 11 and 18

These examinations are taken after five years of secondary education.


Secondary Education---Excludes Post-HS



Education beyond 12th Grade is postsecondary---that explodes limits


Lee 17 – Christina Lee, Leaf Group, “Difference Between Secondary and Postsecondary Education”, Synonym, http://classroom.synonym.com/difference-between-secondary-postsecondary-education-1288.html

Together, secondary and postsecondary education comprise the education that a student receives after fifth grade. Before that point, students receive primary or elementary education from kindergarten through fifth grade. Secondary education, along with postsecondary education for some, propels students into adulthood and aims to give them necessary career skills.

Secondary Education

Secondary education refers to schooling that takes place during the middle and high school years, between sixth and twelfth grade. It is divided into courses in English, mathematics, social studies, science and foreign language. For some, secondary education includes electives such as music or drama. In the U.S., public secondary education is free and available to all. Secondary education is compulsory in the U.S. through the age of 16.

Postsecondary



Postsecondary, or tertiary, education includes any educational program that takes place after you complete your secondary education. This includes community college, professional certification, undergraduate education and graduate school. Postsecondary education is more advanced and specialized than secondary education. Postsecondary education is also broad, allowing students to pursue the subjects that most interest them. Students can receive a wide range of degrees, from a broad liberal arts degree that deepens critical-thinking skills, to a more hands-on business degree.

Purposes of Secondary and Postsecondary Schooling

The purpose of secondary education is to ready students to either pursue a postsecondary education or enter into a vocational career that does not require further formal study. Postsecondary education helps students develop skills and expertise they can apply in later professional careers. For example, a student who studies English may pursue a career as an editor. A medical student studies to become a doctor. A computer engineering student may become a computer scientist. The goals are twofold: to help students develop independent reasoning skills and to prepare them for the job market.

Education beyond high school is post-Secondary


DHHS 9 – Department of Health and Human Services, July, http://www.dhhs.nh.gov/fam_htm/html/post_secondary_education_(fam).htm

Post Secondary Education is defined as a program of study beyond high school or its equivalent leading to an associate’s degree or higher. The activity can only be counted as a core activity for a lifetime maximum of 12 months. An extension beyond the limits may be granted for a maximum of 3 months if deemed necessary in order to provide for successful transition to employment. Any extension beyond the 12 months is counted as a secondary activity.

Education beyond the 12th grade is not “Secondary”


IFAP 97 – Information for Financial Aid Professionals, 12-31, https://ifap.ed.gov/regcomps/doc0597_bodyoftext.htm

(o) Secondary school: (1) A school that provides secondary education, as determined by--

(i) State law; or

(ii) The Secretary, if the school is not in a State.

(2) However, State laws notwithstanding, secondary education does not include any education beyond grade 12.

Secondary Education---Schools



“Secondary education” must be in schools


USDA 17 – United States Department of Agriculture, National Agricultural Library Thesaurus and Glossary, https://agclass.nal.usda.gov/mtwdk.exe?s=1&n=1&y=0&l=60&k=glossary&t=2&w=secondary+education

Definition



Education of students from grade 7, 8, or 9 through grade 12 (which is dependent on the school system).

Secondary Education---Country-Specific Definitions Key



Prefer U.S.-specific definitions---the term varies by country


Lippman 1 – Laura Lippman, Project Officer at the National Center For Education Statistics, “Cross-National Variation in Educational Preparation for Adulthood: From Early Adolescence to Young Adulthood”, National Center For Education Statistics Working Paper Series, p. 3

End of Secondary School

Twenty-four countries participated (and twenty-one reported data) in the TIMSS assessment of mathematics and science achievement in the final year of secondary school—intended as an assessment of the yield of education systems. The end of upper secondary education is defined differently across countries, and students vary by average age, enrollment rates in any educational program, as well as by the type and length of programs or tracks in which they are enrolled (academic, technical, or apprenticeship). The Appendix describes the structure of the upper secondary systems in the six countries of interest that participated in this assessment.

Elementary Excludes Kindergarten

Primary means elementary


Harry Brighouse, 2006, Professor of Philosophy, the Carol Dickson-Bascom Professor of the Humanities, and Affiliate Professor of Educational Policy Studies at University of Wisconsin—Madison, Carnegie Scholar, Fellow of the Human Development and Capability Association, On Education, Routledge, May 2, 2006, https://books.google.com/books?id=HgLWHhpFPlsC&pg=PT20&lpg=PT20&dq=%22primary+school+is+elementary%22&source=bl&ots=RmfAolPqYi&sig=4kMqAIiXrZlpDfWm6S2ZPbxK6fE&hl=en&sa=X&ved=0ahUKEwip-fvT_ObUAhUBxoMKHdL3DZUQ6AEIPTAF#v=onepage&q=%22primary%20school%20is%20elementary%22&f=false

Because I have drawn my examples and issues from the US and the UK, I should make the obligatory comment on linguistic preferences. Where American and British English differ, I have usually preferred American usage; so ‘pupils’ are ‘students’, ‘state schools’ are ‘public schools’ and ‘primary school’ is ‘elementary school’. The one exceptions is that I use ‘secondary school’ to refer to secondary school or, in American terms, the grades that are included in middle and high schools. I've done this not out of any general preference for American usage, but because the American terms in each case fit better with the ordinary language meanings of the terms, and are gaining currency in other Anglophone countries, including the UK.


Primary doesn’t include kindergarten—the plan violates because its [funding and/or regulation] is for kindergarten


NCES, No Date (National Center for Education Statistics; Primary federal entity for collecting and analyzing data related to education in the U.S. and other nations. NCES is located within the U.S. Department of Education and the Institute of Education Sciences. NCES fulfills a Congressional mandate to collect, collate, analyze, and report complete statistics on the condition of American education; conduct and publish reports; and review and report on education activities internationally; “ISCED levels of education”; No Date; https://nces.ed.gov/Pubs/eiip/eiip1s01.asp)

In order to define levels of education uniformly across all countries, this publication uses terms that were developed by the United Nations Educational, Scientific, and Cultural Organization (UNESCO) and have been agreed upon by all participating countries, but which might be unfamiliar to readers from the United States. These levels, called the International Standard Classification of Education (ISCED) levels, are used to compile internationally comparable statistics on education.

The classification distinguishes between seven levels of education ranging from preprimary to tertiary. International definitions of preprimary, primary, and tertiary education are similar to the definitions used in the United States; however, lower and upper secondary education have slightly different meanings.

Preprimary education (level 0), also called early childhood education, usually includes education for children aged 3-5, although in some countries, it starts as early as age 2 and in others continues through age 6. In the United States, preprimary education includes kindergarten. Primary education (level 1) runs from about ages 6-11, or about first through sixth grades in the United States. Specialization rarely occurs in any country before secondary education.

Secondary education covers ages 11 or 12 through 18 or 19 and is divided into two levels: lower and upper secondary (levels 2 and 3). For the purposes of statistical comparability, the United States has defined lower secondary education as grades 7 through 9 and upper secondary as grades 10 through 12. In the United States, lower secondary education is the loose equivalent of intermediate school, middle school, or junior high school; however, in many other countries lower secondary education ends with an examination and constitutes the completion of compulsory education. Upper secondary education immediately follows lower secondary education and includes general (academic), technical, and vocational education, or any combination thereof, depending on the country. An upper secondary attainment level is roughly equivalent to a U.S. high school diploma.

Higher education, also referred to as tertiary education, includes three ISCED levels and is the equivalent of postsecondary education in the United States. Nonuniversity higher education includes education beyond the secondary school level involving programs (e.g., vocational, community

NOTE: For the attainment indicators, a person is classified in the highest level for which they completed the last grade or degree for the level. For example, a U.S. student must complete grade 9 in order to attain a lower secondary education and 2 years of higher education (associate's degree) in order to attain a nonuniversity higher education.

college, and junior college programs) that terminate in less than a 4-year degree. This type of education is at ISCED level 5. ISCED level 6 comprises education programs that lead to a 4-year undergraduate degree. These programs are typically located in universities and other 4-year institutions. The highest level, ISCED level 7, includes graduate and professional degree programs.

ISCED level Definition U.S. equivalent

0 Preprimary Kindergarten and below

1 Primary 1st-6th grades

2 Lower secondary 7th-9th grades

3 Upper secondary 10th-12th grades or first 3 years of

vocational education

5 Higher education Community or junior colleges or vocational

technical institutes (non-university) leading to

an associate's degree

6 Higher education University or other 4-year education institution

(university) leading to a bachelor's degree

7 Higher education A University or professional institute leading to

(university) leading to a master's or doctor's degree

Vote neg:


Limits – Early childhood education is a different literature base with unique benefits that create unpredictable offense

Elementary Includes Kindergarten

Elementary includes kindergarten


Teacher.org, No Date (Teacher.org; Website for teachers by teacher to inform, empower, and encourage aspiring, new, and veteran teachers; “Elementary Education Degree”; No Date; http://www.teacher.org/degree/elementary-education/)

Most who choose to study elementary education move into a career of teaching students at the elementary level. Those with a master's or doctorate may even choose to teach at the college or university level - they would most likely teach courses in teacher preparation programs. Elementary education is typically a general education career path in which all subjects will have to be taught to students in grades kindergarten through five or six (depending on district). In elementary education, degrees can be gained at the bachelor's, master's, or doctorate level. Bachelor's Degree Programs Grand Canyon University Bachelor's in Early Childhood Education: Elementary Education Master's Degree Programs American InterContinental University Master of Education - Elementary Education Grand Canyon University Master of Education - Elementary Education with Licensure Liberty University Master of Education - Elementary Education History of the Field At one point, elementary education encompassed first through eighth grade, which changed to include kindergarten. With the introduction of junior high school, elementary education was lowered to include kindergarten through sixth grade. Those with a degree in elementary education are expected to teach all subjects in grades kindergarten through fifth or sixth grade, depending on the region. Some schools may require elementary school teachers to teach subjects like PE, art, and music as well.


Elementary includes kindergarten, but not preschool


Brianna Flavin, 2016, Writer for Collegis Education for Rasmussen College, “Early Childhood Education vs. Elementary Education: Which Environment is Right for You?”, Rasmussen College, 5/23/2016, http://www.rasmussen.edu/degrees/education/blog/early-childhood-education-vs-elementary-education/

Early childhood education (ECE) focuses on the academic, social and cognitive skills that develop in children from birth through preschool. Elementary education refers to the primary education that comes after preschool but before middle school (typically kindergarten through fifth or sixth grade.) There are definite distinctions between the two sectors that are important to understand. We’re here to help you make an informed decision about early childhood education versus elementary education. We combined government information, real-time job market data and expert insight to provide you a side-by-side comparison below.


Includes Homeschool

General


Secondary Education

https://www.thsc.org/home-school-resources/high-school-and-beyond/graduate-homeschool-student/



In 1999, the Texas Administrative Code that directs the Texas Workforce Commission (TWC) and admission into proprietary schools {Section 807.2(21)} was modified to include home school students. The code now defines secondary education as “successful completion of public, private or home schooling at the high school level or obtainment of a recognized high school equivalency credential.”

Broad

Primary Education is Compulsory


Primary Education = Compulsory

UN 2012 (United Nations. Statistics by United Nations Educational, Scientific and Cultural Organization (UNESCO). December 2012. https://unstats.un.org/unsd/demographic/products/socind/Dec.%202012/4b.xls)

The 1997 International Standard Classification of Education (ISCED 97) defines primary education as programmes that are normally designed on a unit or project basis to give students a sound basic education in reading, writing and mathematics along with an elementary understanding of other subjects such as history, geography, natural science, social science, art and music. The customary or legal age of entrance to this level of education ranges between ages 5 to 7 years, and is the start of compulsory education where it exists. This level covers in principle six years of full-time schooling.

Includes Pre-Schools


Primary education includes pre-schools

InterNations No Date (https://www.internations.org/usa-expats/guide/16294-family-children-education/schools-in-the-us-16283)



US primary education includes all preschools your children may attend, such as nursery schools for the younger ones and kindergartens for kids up to six years of age. At the age of six, children begin to attend the first grade and receive some basic education in writing, reading, math, and sciences. Primary education usually lasts until fifth or sixth grade; afterwards, your child will enter middle school or junior high.


Increase

Increase ≠ Conditions

1NC Sex Ed

Increase means to make something greater


Cambridge Dictionary, No Date(“Definition of “increase” - English Dictionary,http://dictionary.cambridge.org/us/dictionary/english/increase)//SL

to become or make something larger or greater:

[ T ] They’ve increased the price of gas by two cents a gallon.



[ I ] Pressure is increasing to make health insurance more widely available.

The plan says that federal funding is contingent on the funding meeting a criteria – funding itself cant meet education criteria

Vote neg on presumption and

Ground – we lose all links based on the outcome of the plan while the aff gets to defend itself as a symbolic gesture

1NC Increase ≠ Conditions

Interpretation – “should increase” means to certainly make something greater

“Should” means certain and immediate


Nieto 9 – Judge Henry Nieto, Colorado Court of Appeals, 8-20-2009 People v. Munoz, 240 P.3d 311 (Colo. Ct. App. 2009)

"Should" is "used . . . to express duty, obligation, propriety, or expediency." Webster's Third New International Dictionary 2104 (2002). Courts [**15] interpreting the word in various contexts have drawn conflicting conclusions, although the weight of authority appears to favor interpreting "should" in an imperative, obligatory sense. HN7A number of courts, confronted with the question of whether using the word "should" in jury instructions conforms with the Fifth and Sixth Amendment protections governing the reasonable doubt standard, have upheld instructions using the word. In the courts of other states in which a defendant has argued that the word "should" in the reasonable doubt instruction does not sufficiently inform the jury that it is bound to find the defendant not guilty if insufficient proof is submitted at trial, the courts have squarely rejected the argument. They reasoned that the word "conveys a sense of duty and obligation and could not be misunderstood by a jury." See State v. McCloud, 257 Kan. 1, 891 P.2d 324, 335 (Kan. 1995); see also Tyson v. State, 217 Ga. App. 428, 457 S.E.2d 690, 691-92 (Ga. Ct. App. 1995) (finding argument that "should" is directional but not instructional to be without merit); Commonwealth v. Hammond, 350 Pa. Super. 477, 504 A.2d 940, 941-42 (Pa. Super. Ct. 1986). Notably, courts interpreting the word "should" in other types of jury instructions [**16] have also found that the word conveys to the jury a sense of duty or obligation and not discretion. In Little v. State, 261 Ark. 859, 554 S.W.2d 312, 324 (Ark. 1977), the Arkansas Supreme Court interpreted the word "should" in an instruction on circumstantial evidence as synonymous with the word "must" and rejected the defendant's argument that the jury may have been misled by the court's use of the word in the instruction. Similarly, the Missouri Supreme Court rejected a defendant's argument that the court erred by not using the word "should" in an instruction on witness credibility which used the word "must" because the two words have the same meaning. State v. Rack, 318 S.W.2d 211, 215 (Mo. 1958). [*318] In applying a child support statute, the Arizona Court of Appeals concluded that a legislature's or commission's use of the word "should" is meant to convey duty or obligation. McNutt v. McNutt, 203 Ariz. 28, 49 P.3d 300, 306 (Ariz. Ct. App. 2002) (finding a statute stating that child support expenditures "should" be allocated for the purpose of parents' federal tax exemption to be mandatory).

Increase means to make something greater


Cambridge Dictionary, No Date(“Definition of “increase” - English Dictionary,http://dictionary.cambridge.org/us/dictionary/english/increase)//SL

to become or make something larger or greater:

[ T ] They’ve increased the price of gas by two cents a gallon.

[ I ] Pressure is increasing to make health insurance more widely available.

Violation – the affirmative is conditional



Voting issue – to protect ground--- giving states the option to accept the plan avoids core DAs like spending and politics



Increase = 20-30%

1NC General

Substantial means significant


Oxford English Dictionaries 2015, http://www.oxforddictionaries.com/us/definition/american_english/substantially

To a great or significant extent: For the most part; essentially:

A significant increase is defined as between 20% and 30%


EQAO 9 (Education Quality and Accountability Office 2009 Annual Report, http://www.eqao.com/en/about_eqao/about_the_agency/mandate/communication-docs/auditor-general-followup-report-2011.pdf) AB

In August 2009, the EQAO began identifying schools with significant increases in the previous year in the percentage of students achieving level 3 or above on any one assessment. A significant increase is defined as between 20% and 30%, depending on the previous year’s results; a sliding scale is applied because it is expected that schools with a high percentage of students achieving the provincial standard are less likely to achieve a large gain in the following year. For the 2009/10 school year, 39 school boards were contacted regarding schools with increases that met the criteria for investigation. The responsibility for investigation lies with school superintendents, who involve school principals and central board staff in their information search. Most investigations concluded that improved student performance was due to education programs and other initiatives. The quality assurance report prepared by EQAO noted that, in all cases, the schools with significant increases were able to provide rationales that supported the increases, and there was no evidence of irregularities. For its 2011 reporting, the EQAO has started to include guidance to help principals interpret and explain their school results.


Violation – the affirmative doesn’t constitute a significant increase



Voting issue – to protect limits and grounds – there are an infinite number of tiny modifications that are unpredictable and arent significant enough controversies for core generics to link



Increase ≠ Reallocation

1NC Increase ≠ Reallocation

Funding requires a net-increase---that’s distinct from reducing oversight, streamlining regs, or devolution


Lips and Watkins 08 (Dan and Shanea, *senior policy analyst at the Heritage Foundation and **Policy Analyst in Empirical Studies at the Heritage Foundation, “Does Spending More on Education Improve Academic Achievement?”, http://www.heritage.org/education/report/does-spending-more-education-improve-academic-achievement, 9/8/2008, NRG)

What Federal and State Policymakers Should Do Federal and state policymakers should resist proposals to increase funding for public education. Historical trends and other evidence suggest that simply increasing funding for public elementary and secondary Education has not led to corresponding improvement in academic achievement. Instead of simply increasing funding for Education, policymakers and school leaders should implement education reforms that improve resource allocation. Members of Congress and federal policymakers should embrace reforms that reduce bureaucracy, streamline regulations, and transfer greater authority over funding to the state and local levels.


Violation – they reallocate resources for implementation



Voting issue – for ground – no net increase in spending means we don’t get any da links for core generics since the aff just moves the money around



2NC Limits

Narrow definitions of increase are preferable and avoid confusion


Coats, 06 – Judicial official (“Douglas BRUCE, Plaintiff-Appellee, V. CITY OF COLORADO SPRINGS and Kathryn Young, City Clerk, in her official capacity as election officer for the city, defendants-Appelants.”, Supremer Court of Colorado, 27 February 2006)//SL

After examining the various arguments for an expanded reading of "increase," we reject these arguments in favor of the plain language of section (3). We are not persuaded by Bruce's suggestion that section (4)(a) serves as a definitional provision for section (3), nor by his assertion that the plain meaning of "increase" should be liberally construed in place of its plain and ordinary meaning. In sum, we find no compelling reason to deviate from the plain language of Amendment 1 entailing the adoption of an expansive definition of the term "increase" to encompass "extension."

The election notice provisions serve to inform the voters, and an unnecessarily broad definition of "increase" would lead to potential confusion in contravention of that purpose. *997 Accordingly, we reject the trial court's legal determination that an extension of an expiring tax is equivalent to a tax increase. Consistent with this finding, the additional ballot title requirements of section (3) that apply to tax increases do not apply to Issue 1A. Therefore, we reverse the order of the trial court granting summary judgment for Bruce.


Increase = Broad

2AC C/i

Increase means to make something greater


Cambridge Dictionary, No Date(“Definition of “increase” - English Dictionary,http://dictionary.cambridge.org/us/dictionary/english/increase)//SL

to become or make something larger or greater:

[ T ] They’ve increased the price of gas by two cents a gallon.

[ I ] Pressure is increasing to make health insurance more widely available.

"Substantial" means of real worth or considerable value --- this is the USUAL and CUSTOMARY meaning of the term


Words and Phrases 2 (Volume 40A, p. 458)

D.S.C. 1966. The word “substantial” within Civil Rights Act providing that a place is a public accommodation if a “substantial” portion of food which is served has moved in commerce must be construed in light of its usual and customary meaning, that is, something of real worth and importance; of considerable value; valuable, something worthwhile as distinguished from something without value or merely nominal


“Substantial” means considerable or to a large degree --- this common meaning is preferable because the word is not a term of art


Arkush 2 (David, JD Candidate – Harvard University, “Preserving "Catalyst" Attorneys' Fees Under the Freedom of Information Act in the Wake of Buckhannon Board and Care Home v. West Virginia Department of Health and Human Resources”, Harvard Civil Rights-Civil Liberties Law Review, Winter,
37 Harv. C.R.-C.L. L. Rev. 131)

Plaintiffs should argue that the term "substantially prevail" is not a term of art because if considered a term of art, resort to Black's 7th produces a definition of "prevail" that could be interpreted adversely to plaintiffs. 99 It is commonly accepted that words that are not legal terms of art should be accorded their ordinary, not their legal, meaning, 100 and ordinary-usage dictionaries provide FOIA fee claimants with helpful arguments. The Supreme Court has already found favorable, temporally relevant definitions of the word "substantially" in ordinary dictionaries: "Substantially" suggests "considerable" or "specified to a large degree." See Webster's Third New International Dictionary 2280 (1976) (defining "substantially" as "in a substantial manner" and "substantial" as "considerable in amount, value, or worth" and "being that specified to a large degree or in the main"); see also 17 Oxford English Dictionary 66-67 (2d ed. 1989) ("substantial": "relating to or proceeding from the essence of a thing; essential"; "of ample or considerable amount, quantity or dimensions"). 101



In



In = Throughout

1NC Sex Ed

“In” means “throughout”


Words and Phrases 8 (Permanent Edition, vol. 20a, p. 207)

Colo. 1887. In the Act of 1861 providing that justices of the peace shall have jurisdiction “in” their respective counties to hear and determine all complaints, the word “in” should be construed to mean “throughout” such counties. Reynolds v. Larkin, 14, p. 114, 117, 10 Colo. 126.


“United States” means all of the states


EPA 6 – EPA, US Environmental Protection Agency Terminology Reference System, 2-1-2006, http://iaspub.epa.gov/trs/trs_proc_qry.alphabet?p_term_nm=U

United States

When used in the geographic sense, means all of the States. Office of Pollution Prevention and Toxics : Commercial Chemical Control Rules Term Detail

Violationthe aff only effects states with sex ed programs – has no effect on other states

That’s only 24 states

Guttmacher 2017 (Gutmacher Institute. July 1 2017. The Guttmacher Institute is a research and policy organization committed to advancing sexual and reproductive health and rights in the United States and Globally https://www.guttmacher.org/state-policy/explore/sex-and-hiv-education)

24 states and the District of Columbia mandate sex education. 22 states and the District of Columbia mandate both sex education and HIV education. 2 states only mandate sex education. 34 states and the District of Columbia mandate HIV education; of these states, 12 mandate only HIV education. 27 states and the District of Columbia mandate that, when provided, sex and HIV education programs meet certain general requirements. 13 states require that the instruction be medically accurate. 26 states and the District of Columbia require that the information be appropriate for the students' age. 8 states require that the program must provide instruction that is appropriate for a student’s cultural background and not be biased against any race, sex or ethnicity. 2 states prohibit the program from promoting religion. 38 states and the District of Columbia require school districts to involve parents in sex education, HIV education or both. 22 states and the District of Columbia require that parents be notified that sex education or HIV education will be provided. 3 states require parental consent for students to participate in sex education or HIV education. 36 states and the District of Columbia allow parents to remove their children from instruction.

Voting issue for limits and ground---debating individual state changes multiples every aff and dodges core DAs to national-level change---makes preparation impossible



1NC General

“In” means “throughout”


Words and Phrases 8 (Permanent Edition, vol. 20a, p. 207)

Colo. 1887. In the Act of 1861 providing that justices of the peace shall have jurisdiction “in” their respective counties to hear and determine all complaints, the word “in” should be construed to mean “throughout” such counties. Reynolds v. Larkin, 14, p. 114, 117, 10 Colo. 126.


“United States” means all of the states


EPA 6 – EPA, US Environmental Protection Agency Terminology Reference System, 2-1-2006, http://iaspub.epa.gov/trs/trs_proc_qry.alphabet?p_term_nm=U

United States

When used in the geographic sense, means all of the States. Office of Pollution Prevention and Toxics : Commercial Chemical Control Rules Term Detail

Violationthe aff only effects certain states

Voting issue for limits and ground---debating individual state changes multiples every aff and dodges core DAs to national-level change---makes preparation impossible



2NC Interp Ext

“United States” means all of the states


EPA 6 – EPA, US Environmental Protection Agency Terminology Reference System, 2-1-2006, http://iaspub.epa.gov/trs/trs_proc_qry.alphabet?p_term_nm=U

United States

When used in the geographic sense, means all of the States. Office of Pollution Prevention and Toxics : Commercial Chemical Control Rules Term Detail

“The” refers to a group as a whole


Webster’s 5 (Merriam Webster’s Online Dictionary, http://www.m-w.com/cgi-bin/dictionary)

4 -- used as a function word before a noun or a substantivized adjective to indicate reference to a group as a whole


2NC Limits Ev



There are over 89,000 local governments


Katsuyama 12 – Byron Katsuyama, Public Policy Consultant with Municipal Research and Service Center, “Do We Have Too Many Local Governments in Washington?”, MRSC Insight, 10-1, http://insight.mrsc.org/2012/10/01/do-we-have-too-many-local-governments-in-washington/

How Do We Compare with the Rest of the Country?

To see how Washington compares with other states, I looked at the state rankings provided by the Census Bureau’s 2007 Census of Governments. They haven’t provided these yet for the 2012 census. I’m guessing, though, that the overall rankings have not shifted that much in the last five years. In 2007, Washington State ranked 19th in the country with respect to overall numbers of general and special purpose governments (1,845), 33rd in the number of counties (39), 28th in the number of cities and towns (281), and 10th in the number of special purpose districts (1,229). By the way, in 2007, Washington ranked 14th overall in population.

Among the more interesting findings from the 2012 Census of Governments preliminary counts:

There are 89,004 local governments in the U.S., down from 89,476 in 2007

Illinois leads the country in overall units of local government (6,968)

Illinois has the most special purpose districts (4,137)

Illinois also has the most municipal and township governments (2,729)

Texas has the most county governments (254)

Texas also has the most school districts (1,079)

Hawaii has the fewest local governments of any state (21) with three county governments, 17 special districts, and one municipal government

16 territories


Brain 9 – Marshall Brain, “How Many U.S. Territories Exist, And How Do Their Governments Work?”, HowStuffWorks, 6-4, http://blogs.howstuffworks.com/keep-asking/how-many-u-s-territories-exist-and-how-do-their-governments-work/

You Asked:



How many U.S. territories exist, and how do their governments work? — Darcy, Rosenberg, Texas

Marshall Answered:

Everyone knows that the United States has 50 states. But the U.S. also has a number of territories that have various relationships with the United States.

Puerto Rico is probably the best known of these territories.

View Larger Map

It is not a state, in that it does not have any voting representation in the U.S. house or senate. But residents of Puerto Rico are United States citizens. They do participate in United States payroll taxes like social security, but they don’t have to pay United States income tax. Instead, they pay Peurto Rican income tax. Most U.S. laws apply in Puerto Rico, but Puerto Rico also has its own laws. For more info on the government see: this article. See also: Puerto Rico.

The other U.S. territories are: The U.S. Virgin Islands, American Somoa, Guam, the Northern Mariana Islands and eleven other small islands in the pacific ocean. Many of these small islands have not fared so well under U.S. sovereignty. For example, the Johnson Atoll has been the site of twelve thermonuclear bomb blasts.

2NC Grammar



“United States” is capitalized---referring to the collective, not individual states


Chicago 10 – Chicago Manual of Style Online, “Capitalization, Titles”, http://www.chicagomanualofstyle.org/qanda/data/faq/topics/CapitalizationTitles.html

Q. Should I capitalize “the states” when used alone (referring to the United States)? I’m copyediting a novel in which the author capitalizes “the States” when used alone. I think it would be lowercased.

A. Actually, “the States” is capped when it means the United States. It’s only when referring to individual states collectively that you should lowercase: “Each of the states elects two senators,” as opposed to “I’m going back to the States.”

It’s a singular noun


Zimmer 9 – Ben Zimmer, Executive Producer of the Visual Thesaurus and Vocabulary.com and Language Columnist for The Wall Street Journal and Former Language Columnist for The Boston Globe and The New York Times Magazine, “The United States Is... Or Are?”, Visual Thesaurus, 7-3, http://www.visualthesaurus.com/cm/wordroutes/the-united-states-is-or-are/

We're coming up on the Fourth of July, when the United States is full of barbecues, fireworks, parades, and competitive hot dog eating. But why do we say "the United States is full of..." instead of "the United States are"? On Independence Day, there's no better time to reflect on how the rise of America's national unity was mirrored by its grammatical unity, as "the United States" turned into a singular noun.

The late historian Shelby Foote repeated an oft-told tale for the popular documentary series The Civil War (first broadcast on PBS in 1990):

Before the war, it was said "the United States are." Grammatically, it was spoken that way and thought of as a collection of independent states. And after the war, it was always "the United States is," as we say today without being self-conscious at all. And that sums up what the war accomplished. It made us an "is."

Foote's tidy narrative is just a little too tidy, reiterating conventional wisdom that has been floating around since a couple of decades after the end of the Civil War. In 1887, a Washington Post writer declared that the Civil War "settled forever the question of grammar... The surrender of Mr. Davis and Gen. Lee meant a transition from the plural to the singular." Four years later, clergyman G. H. Emerson wrote that "the change from the plural to the singular was vital, though it has taken a War of Rebellion to make the difference unmistakable." And in 1909, classics scholar and former Confederate soldier Basil Lanneau Gildersleeve stated, in a widely quoted lecture, "It was a point of grammatical concord which was at the bottom of the Civil War — 'United States are,' said one, 'United States is,' said another."

Rather than just accepting such sweeping claims, one writer sought to track the actual shift in usage from "the United States are" to "the United States is." In 1901, former secretary of state John W. Foster contributed an article to the New York Times finding that the transformation from plural to singular was a slow and messy one. In the Constitution, for instance, "the United States" is treated as plural, but so is "the House of Representatives," "the Senate," and "Congress." Over time, usage changed in American English, so that these collective nouns became construed as singular. (In British English, collective nouns can still take plural verb forms.) "The United States" also went the singular route, but its path was complicated by the plural ending -s at the end of "States."

Foster shoots down the popular notion that the Civil War was wholly responsible for the change in thinking. Before the war, there were writers and statesmen who preferred the singular, and afterwards there were still many who held on to the old plural usage. You can see the persistence of the traditional plural treatment of "the United States" in the 13th Amendment, ratified at war's end in 1865:

Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.

In fact, the "United States is/are" debate raged for decades and was hardly settled by the surrender of the Confederacy. An 1895 column in the Indianapolis Journal defended the usage of Secretary of State Richard Olney, who preferred "the United States are." The writer insisted that this was correct usage on grammatical grounds: "Thoroughly as one may believe in the idea of nationality, one cannot ignore the structural principles of the English language." As late as 1909, Ambrose Bierce was clinging to this grammatical defense of "the United States" as plural. In his peevish compendium Write it Right, Bierce griped, "Grammar has not a speaking acquaintance with politics, and patriotic pride is not schoolmaster to syntax."

But Bierce was on the losing side of that argument. Already, as a result of Secretary Foster's careful historical research on the subject, the House of Representative's Committee on Revision of the Laws had ruled in 1902 that "the United States" should be treated as singular, not plural. The tide had finally turned — four decades after the Civil War.


Grammar outweighs --- it determines meaning, making it a pre-requisite to predictable ground and limits – and, without it, debate is impossible


Allen 93 (Robert, Editor and Director – The Chambers Dictionary, Does Grammar Matter?)

Grammar matters, then, because it is the accepted way of using language, whatever one’s exact interpretation of the term. Incorrect grammar hampers communication, which is the whole purpose of language. The grammar of standard English matters because it is a codification of the way using English that most people will find acceptable.

In = Within

2AC C/I



“In” means within --- this is the core meaning


Encarta 7 – Encarta World English Dictionary, 7 (“In (1)”, 2007, http://encarta.msn.com/encnet/features/dictionary/DictionaryResults.aspx?refid=1861620513)

in [ in ] CORE MEANING: a grammatical word indicating that something or somebody is within or inside something.

1. preposition indicates place: indicates that something happens or is situated somewhere



He spent a whole year in Russia.

2. preposition indicates state: indicates a state or condition that something or somebody is experiencing

The banking industry is in a state of flux.

3. preposition after: after a period of time that will pass before something happens

She should be well enough to leave in a week or two.

4. preposition during: indicates that something happens during a period of time

He crossed the desert in 39 days.

5. preposition indicates how something is expressed: indicates the means of communication used to express something

I managed to write the whole speech in French.

6. preposition indicates subject area: indicates a subject or field of activity

She graduated with a degree in biology.

7. preposition as consequence of: while doing something or as a consequence of something

In reaching for a glass he knocked over the ashtray.

8. preposition covered by: indicates that something is wrapped or covered by something

The floor was covered in balloons and toys.

9. preposition indicates how somebody is dressed: indicates that somebody is dressed in a particular way

She was dressed in a beautiful suit.

10. preposition pregnant with: pregnant with offspring

The cows were in calf.

11. adjective fashionable: fashionable or popular

always knew which clubs were in

12. adjective holding power or office: indicates that a party or group has achieved or will achieve power or authority

voted in overwhelmingly

1AR C/I



“In” means within the limits of


Webster’s 6 – Merriam Webster Online Dictionary, 06 (http://www.m-w.com/cgi-bin/dictionary?book=Dictionary&va=in)

Main Entry: 1in

Pronunciation: 'in, &n, &n

Function: preposition

Etymology: Middle English, from Old English; akin to Old High German in in, Latin in, Greek en

1 a -- used as a function word to indicate inclusion, location, or position within limits


Being enclosed by


OED 8 – Compact Oxford English Dictionary, 8 (“in”, 2008, http://www.askoxford.com/concise_oed/inxx?view=uk)

in

preposition 1 expressing the situation of being enclosed or surrounded. 2 expressing motion that results in being within or surrounded by something. 3 expressing a period of time during which an event takes place or a situation remains the case. 4 expressing the length of time before a future event is expected to take place. 5 expressing a state, condition, or quality. 6 expressing inclusion or involvement. 7 indicating a person’s occupation or profession. 8 indicating the language or medium used. 9 expressing a value as a proportion of (a whole).



adverb 1 expressing movement that results in being enclosed or surrounded. 2 expressing the situation of being enclosed or surrounded. 3 present at one’s home or office. 4 expressing arrival at a destination. 5 (of the tide) rising or at its highest level.

Inclusion within a place


Dictionary.com 6 (“in”, 2006, http://dictionary.reference.com/search?q=in&r=66)

1. (used to indicate inclusion within space, a place, or limits): walking in the park.

2. (used to indicate inclusion within something abstract or immaterial): in politics; in the autumn.

3. (used to indicate inclusion within or occurrence during a period or limit of time): in ancient times; a task done in ten minutes.

4. (used to indicate limitation or qualification, as of situation, condition, relation, manner, action, etc.): to speak in a whisper; to be similar in appearance.

5. (used to indicate means): sketched in ink; spoken in French.

6. (used to indicate motion or direction from outside to a point within) into: Let's go in the house.

7. (used to indicate transition from one state to another): to break in half.

8. (used to indicate object or purpose): speaking in honor of the event.

AT: Throughout



“In” means within, not “throughout”


Cullen 52 – Cullen, Court of Appeals of Kentucky, 52, Commissioner, Court of Appeals of Kentucky, November 13, 1952 Riehl et al. V. Kentucky unemployment compensation commission; the judgment is affirmed. Rehearing denied; COMBS, J., and SIMS, C. J., dissenting. http://ky.findacase.com/research/wfrmDocViewer.aspx/xq/fac.19521113_0040095.KY.htm/qx

We do not find any ambiguity in KRS 341.070(1). It is our opinion that the key word in the statute is the word 'in,' preceding the words 'each of three calendar quarters', and if the word is accorded its ordinary and common meaning, the statute does not require simultaneous employment. According to Webster's New International Dictionary, the word 'in,' used with relation to a period of time, means 'during the course of.' The same meaning, expressed in another way, would be 'within the limits or duration of.' Employing this meaning, the statute says that an employer is subject to the Act if, during the course of, or within the limits or duration of each of three calendar quarters, he had in covered employment four or more workers, to each of whom the required amount of wages was paid. This clearly means that the employment need not be simultaneous. Obviously, the word 'in' does not mean 'throughout' or 'for the entire period of,' because then there would be no point in adding the requirement of the payment of a minimum of $50 in wages. In these times, no worker employed for a full calendar quarter would be paid less than $50 in wages. The appellant seeks to read into the statute the words 'at the same time,' following the words 'had in covered employment'. There is no justification for this, unless the word 'in' means 'during any one period of time in.' We are not aware of any authority for ascribing such a meaning to the word 'in'.


“The” means all parts


Encarta 9 (World English Dictionary, “The”, http://encarta.msn.com/encnet/features/dictionary/DictionaryResults.aspx?refid=1861719495)

2. indicating generic class: used to refer to a person or thing considered generically or universally


Exercise is good for the heart.
She played the violin.
The dog is a loyal pet.

More Definitions---United States



All of the states


U.S. Code 6 – United States Code, 2006, V. 3, Title 7, Sections 701-End, p. 1227

(20) UNITED STATES.—The term ‘‘United States’’ means all of the States.


“United States” refers to all areas of U.S. jurisdiction


Rainey, 95 - US District Judge (John, DONALD RAY LOOPER, INDIVIDUALLY AND ON BEHALF OF HIS FIRM'S CLIENTS, Plaintiff, v. WILLIAM C. MORGAN, DEPARTMENT OF THE TREASURY UNITED STATES CUSTOMS SERVICE, AND ALL UNKNOWN INDIVIDUALS AND AGENCIES INVOLVED IN THE SEARCH OF A BRIEFCASE AT INTER-CONTINENTAL AIRPORT IN HOUSTON, TEXAS, Defendants.

1995 U.S. Dist. LEXIS 10241, lexis)



The term "United States" means the United States and all areas under the jurisdiction or authority thereof.

More Definitions---In



“In” means throughout


Oxoden 1866

(Ashton, Reverend and Honorary Canon of Canterbury, “Our Church and Her Services”, p. 67, Google Books)



Thirdly, that His will may be done by us here on earth, as it is done by saints and angels in the world above. We say "in earth," and not on earth; for the word in means throughoutthat is to say, in every part of the earth.




Download 1.87 Mb.

Share with your friends:
1   2   3   4




The database is protected by copyright ©ininet.org 2024
send message

    Main page