The cervical vertebrae are the smallest of the moveable vertebrae. The 1st, 2nd and 7th have special features and will be considered separately.
The typical cervical vertebra runs from C3 to C6. It has a small but relatively broad body. The body’s anterior surface is convex transversely. The cranial surface of the body is concave transversely, convex A-P, with marked bilateral lips. The inferior surface is convex transversely and concave A-P.
Uncinate processes grow upwards from the upper aspects of the lateral parts of each vertebra (C3 to T1). Between its tip and the lower lateral surface of the vertebral body above they form the uncovertebral joints. The uncovertebral joints are present from C2-3-C7-T1. The most prominent uncinate process is found at C2-3. They start to develop at 6-9 years and are fully developed at 18 years. The medial border is formed by the disc, the lateral border by ligaments. The joint surfaces are covered with hyaline cartilage. The uncovertebral joints enhance the stability of the cervical spine. They act as a “rail” to guide flexion and extension. It limits sidebending. They are frequently affected by spondylotic changes.
The vertebral foramen is large and roughly triangular. The laminae are long and narrow.
The spinous processes are short and bifid, with the terminal tubercles often unequal in size. The transverse processes face lateral, anterior and inferior. They have a gutter on top, through which the nerve root runs. Each cervical vertebra has a transverse foramen through which the vertebral artery runs.
The superior and inferior articular processes form (when articulated), the articular pillar. The superior articular facet faces posterior and cranial, the inferior articular facet faces anterior and caudal.
It is unique in that it lacks a body. It is a bony ring, made up of 2 lateral masses connected by a short anterior and a longer posterior arch. The anterior arch is slightly convex. The anterior tubercle serves as an attachment for the ALL. On the posterior side of the anterior arch is a small facet where the dens articulates with C1. The posterior tubercle is a rudimentary spinous process functioning as an attachment for the ligamentum nuchae. The transverse processes are very long, up to 90 mm. in males. The superior articular facets are concave and face in a medial, cranial direction. The inferior articular facets are convex and face medial and caudal.
C2 is a transitional vertebra. The dens projects vertically. It functions as an axis for C1-2 rotation. The transverse processes are small and blunt at their tips with single tubercles. The spinous processes are still bifid. The superior articular facets are concave in their bony configuration, but covered with cartilage, they are convex. The inferior articular facets are like in the mid cervical spine, facing anterior and caudal.
C7 is a transitional vertebra as well, connecting the mobile cervical spine with the much more stable thoracic spine. It has a long spinous processes (although T1 is usually just as prominent), with a single tubercle at its end.
The cervical disc should not be regarded as a smaller version of the lumbar disc. It has less soft nuclear material, and the nucleus only really exists in childhood and young adulthood. By 40 years of age, there is no gelatinous nucleus anymore; rather the central region of the disc is composed of fibrocartilage. Therefore, nuclear prolapse is less likely, except in severe traumatic incidents. The annulus fibrosis is not a ring-like structure of lamellae. Rather, it is a discontinuous structure, which is made up of 2 distinct portions. The anterior annulus is crescent shaped and runs between the uncinate processes. It is well developed and thick at the midline, tapering as it approaches the anterior margin of the uncinate processes. The posterior annulus is a small structure represented by a few vertically oriented fibers located close to the median plane at the posterior aspect of the disc. It is thin, not more than 1 mm in depth. The posterolateral aspect of the disc therefore lacks the support of the annulus fibrosis.
Horizontal fissures or clefts begin developing between 9-14 years of age, until they completely transect the posterior two-thirds of the disc. This is considered to be normal anatomy of a cervical disc, which together with the absence of a substantial posterior annulus, facilitate axial rotation. The cervical disc bears less weight then the lumbar disc. As a degenerative phenomenon, lumbar discs usually herniate posterolateral. For the fissured cervical annulus it’s more common to show a generalized bar-like, posterior bulge.
The vertebral artery arises from the first part of the subclavian artery and passes upward on the longus colli to enter the foramen transversarium of C6. Occasionally it may enter the bone at the 5th, 4th or 7th cervical transverse foramen. It then ascends from C6 to C1. After emerging through the transverse foramen of C1, it winds around the articular pillar and together with the 1st cervical nerve and veins pierces the posterior atlanto-occipital membrane to enter the cranium through the foramen magnum. On the anterior side of the brainstem it joins its fellow to form the basilar artery. The vertebral arteries contribute about 11 percent of the total cerebral blood flow, the remaining 89 percent being supplied by the carotid system.
Ligaments cervical spine
Atlanto occipital joint ligaments
Thin and loose. Surrounds the condyles of the occipital bones, connects them with the articular processes of the atlas.
Anterior atlanto occipital membrane
Connects the anterior part of the foramen magnum to the anterior arch of C1. It is thought to be a continuation of the ALL. May provide some A-P stability when both anterior and posterior A-O membranes are intact.
Posterior atlanto occipital membrane
Connects the posterior ring of C1 to the occiput at the foramen magnum. Broad and thin.
The anterior and posterior membranes prevent anterior and vertical displacement of C1 and C2.
Ligaments connecting C2 with occiput
Continuation of PLL. Runs from the body of C2 up over the posterior portion of the dens and then makes a 45-degree angle in the anterior direction as it attaches to the anterior edge of the foramen magnum. It limits flexion, extension and vertical translation. Unable to prevent any anterior dislocation.
A pair of ligaments attached to the dorsolateral surfaces of the tip of the dens. Each runs obliquely to the medial surfaces of the occipital condyles. They primarily limit rotation. The left one limits rotation of C1 and the head to the right, and vice versa.
Connects the apex of the dens to the anterior edge of the foramen magnum. It is a fairly strong structure of elastic consistency. It contributes little to upper cervical spine stability.
Ligaments of the atlanto axial joint
Anterior atlanto axial membrane
Connects C1 to C2 anteriorly. Strengthened at mid line by a rounded cord
Posterior atlanto axial ligament
Broad thin membrane. Attaches to the posterior ring of the atlas and the axis. The posterior A- O and A-A membrane are anatomically analogous to the yellow ligament. However they are considerably different in physical properties. The yellow ligament is first present between C2-3. If present higher up, the highly elastic but still rather stiff yellow ligament would never allow the considerable amount of rotation currently present in the upper cervical spine (80 degrees). So stability is sacrificed for ROM.
The major portion of this ligament is the transverse ligament, which is the most important ligament in the upper cervical spine. There is an ascending and a descending part, which are triangular shaped. The ascending portion attaches to the anterior edge of the foramen magnum, the descending part attaches to the body of C2. They are 3-4 mm thick. The ascending and descending part have little importance in controlling physiological motion, but they do check inferior/superior displacement of the transverse ligament.
Most important ligament in upper cervical spine, it is the number one stabilizer. It’s 7-8 mm thick. It attaches on the medial surface of the lateral mass of the atlas. It keeps the dens in contact with the anterior arch of C1. Anterior dislocation of C1 on C2 can only occur with insufficiency of the transverse ligament.
Remaining cervical spine ligaments
Distinct band that runs from the posterior border of the occiput to the SP of C7. Anteriorly it attaches to the SP’s of the cervical vertebrae and the interspinous ligaments. Its precise role has not been identified yet. It may play an important role in the clinical biomechanics of the neck. One hypothesis is that it plays a major proprioceptive role in the functioning of the erector spinae muscles. Another hypothesis is that it provides A-P stability at C1-4 due to specific fiber attachment.
Anterior longitudinal ligament
Continuation of the ligament that runs the entire length of the spine. Well developed in the thoracic and lumbar regions. Described as a thin, translucent structure in the cervical spine. Little is known about the mechanical properties of this structure in this region of the spine.
Anatomic considerations regarding upper cervical spine stability
The O - A joint is relatively unstable. The anatomical structures providing stability are the cup shaped joints and the capsules, along with the A-O membranes. The role of the ligamentum nuchae as a stabilizer is controversial. Additional stability is gained from the tectorial membrane, the alar and apical ligaments. Dislocations of this joint are usually fatal. At C1 - 2 the facet joints are bi convex and are held together by a loose capsule designed to permit a large range of motion. Consequently, joint congruency and the joint capsules contribute little to the stability of the joint. The mechanical stability is provided through the dens and the ring formed by the anatomic structures surrounding it. These consist of the bony portion of the dens anteriorly and laterally and the transverse ligament posteriorly. All the other anatomic structures play a secondary role in the stability of this joint.
Mercer, Sue. Comparative anatomy of the spinal disc. Grieve’s modern manual therapy, 3rd edition. Elsevier, 2004
Williams P, editor. Gray’s Anatomy, 38th edition 1998. Churchill Livingstone, London.
External occipital protuberance
Bony prominence at the middle of the occiput. Easily palpable and its size varies greatly. From here the lateral bony ridge of the occiput (linea nuchae) can be felt.
Lies beind the ear at each side of the occiput. Insertion of the SCM.
C1 transverse process
Can be palpated 1cm distal and slightly anterior to the mastoid process.
Palpable right below the earlobe, between the mastoid process and the angle of the mandible. Normally very tender on palpation, so be gentle.
Palpable in the lateral neck region. Located more anterior than what you would expect. Place your palpating fingers in the lateral neck region, just in front of the trapezius, and exert pressure in a medial direction.
Spinous processes C 2 - C 7
C1 does not have a spinous process. The first SP is C2. The C3-5 SP’s are difficult to palpate. C6-7 are easy to palpate. The latter two can be identified during neck extension: the SP of C6 “disappears”. It is often said that C7 has the most prominent SP, but often T1 can be more prominent. So don’t use the “most prominent SP” argument as the only reference point in identifying C7 SP.
Start by palpating the SP of C2. Move one fingerswidth laterally. Gently palpate in a cranial/caudal direction, and you should feel “peaks and valleys”. The peaks are the facet joints.
Attaches to the anterior surface of the vertebrae from C 1 - T 3. Three - layered muscle. In the upper cervical area, start your palpation on the medial side of the SCM, in the mid/lower cervical are, start lateral from the SCM and deflect the muscle as you move medially. Be gentle when palpating the longus colli. Make sure not to compress the carotid artery when palpating. You need to palpate the muscle more medially than what you would expect at first.
Palpable in the lateral cervical area between the upper trapezius and the SCM
Winkel, D. Diagnosis and Treatment of the Spine. Aspen Publishers, Gaithersburg MD 1996
Biomechanics and arthrokinematics
Approximate ROM for the Cervical Spine
Data are compiled from multiple sources. Because of the large range and variability in the data presented in the literature, the actual values listed in this table are more useful for appreciating the relative kinematics among joints, and less as a strict objective guide for evaluating movement in patients.
Flexion and Extension
Total C- Spine
The upper cervical joints allow the head to move on the neck. The mid cervical joints position the head in space.
Sidebending and rotation are coupled opposite in C 0 - C 1. In the mid cervical spine they are coupled to the same side.
C0 - C1
The articular surfaces of the occipital condyles are bi-convex. The superior articular surfaces of C 1 are bi - concave and face superior and medial. The long axes of the superior facets of the atlas converge anteriorly.
The joint has 2 degrees of freedom: flexion/extension in the sagittal plane and sidebending in the frontal plane. Rotation is conjunct to the opposite side of sidebending.
During flexion, both convex occipital condyles glide in the opposite direction of the movement of the occiput (posterior).
During extension, both occipital condyles glide in the opposite direction of the movement of the occiput (anterior).
During right side bending, the right C 0 moves in medial / inferior / anterior direction. The left C 0 moves in lateral / posterior / superior direction. This creates a conjunct left rotation at this level as well.
“ MIA has nice LPS “
C 1 - 2
The inferior articular facets of C 1 are convex, as are the superior articular facets of C 2. Due to this shape, no side bending is possible. Rotation is the main movement, while flexion / extension is fairly minor. The axis of movement during rotation of C 0 - 2 is through the dens.
A synovial joint is present between the posterior surface of the anterior arch at atlas and the anterior surface of the dens. There is also an articulation between the posterior surface of the dens and the anterior surface of the transverse ligament.
On right rotation, the right facet of C1 glides in posterior direction. The left facet glides in anterior direction. On left rotation, the opposite occurs.
During flexion, both facet surfaces of C1 roll anterior and glide posterior. The anterior arch of C1 glides in a caudal direction on the anterior surface of the dens. During extension, the opposite occurs.
C 2 - 3
C 2 is a transitional vertebra. The superior articular joint surfaces are part of the upper cervical spine, whereas the lower articular surfaces are of the mid - cervical variety.
C 2 - C 7
The articular surfaces of the superior articular facet are slightly convex and face cranial and posterior. The articular surfaces of the inferior articular facet are slightly concave and face caudal and anterior. The facet orientation in the mid cervical spine is approximately 45 degrees to the horizontal.
Flexion: the facets move up and forward
Extension: the facets move down and back
Sidebending: during right sidebending, the right facet moves down and back, the left facet up and forward.
Rotation: during right rotation, the right facet moves down and back, the left up and forward.
White AA, Panjabi MM. Clinical Biomechanics of the Spine, 2nd edition. Philadelphia, 1990, Lippincott
Neuman D. Kinesiology of the musculoskeletal system, 2nd edition. 2010. Mosby Elsevier
Taking patients on referral even if they have been X rayed is no guarantee that there is not a fracture present. The problem is of course compounded in a direct access environment. Apart from direct trauma, there is the possibility of stress- and pathological fractures. The clinical recognition of a fracture can be very difficult and great care must be taken with patients with complaints of deep sharp pain. Among some of the clinical indicators of a fracture are the following:
Immediate posttraumatic onset of severe pain
Cracking noise at time of injury
Strong multidirectional spasm
Severe pain on compression
Pain on vibration
Painful weakness on isometric testing
Loss of normal contour
Is there an evidence based way to determine if a patient needs a radiograph? The Canadian cervical spine CPR (JAMA 2001) helps to determine if the patient actually needs radiography.
1. Does the patient display any high risk factors that mandate radiography?
Dangerous injury mechanisms: fall from > 1 meter or 5 stairs; axial load to the head; MVA >100km/hr; bike collision.
Paresthesiae in the extremities
2. If that is the case, radiographs are warranted. If this is not present, proceed to ROM testing. Keep in mind the following low risk factors:
Simple rear end MVA
Delayed onset of neck pain
Absence of midline C spine tenderness
Patient is ambulatory
Patient is able to sit in the waiting room
If that is not the case, radiographs are warranted. If this is the case though, proceed to seated ROM testing.
3. Is the patient able to actively rotate the head 45 degrees to the left and to the right? If that is not the case, radiographs are warranted.
Cervical Spinal Stenosis
Prevalence of neck pain increases in a linear fashion from age 20-60
Spondylosis, DJD is seen in 10% of 25 yrs old, and 95% of 65 yrs old
Spinal stenosis is a narrowing of the spinal canal, either central or lateral. It is associated with spondylosis. It is the most common cause of spinal cord disorders in patients >55 yrs
There are three forms of cervical spinal stenosis:
Degenerative: osteophyte formation, degenerative disc, hypertrophy of the ligamentum flavum
Congenital: present due to spinal development
Traumatic: single incident
Spinal canal mechanics
In flexion the spinal canal widens by 31%
In extension the spinal canal diameter decreases and narrows by 20%. The cord and roots can become pinched between disc anteriorly, and by buckling ligamentum flavum and facet osteophytes posteriorly
In rotation there is ipsilateral neuroforaminal narrowing, and contralateral neuroforaminal widening
Chronic and slowly progressing
May have focal radicular type symptoms
May present with spondylotic myelopathy
Treatment options for spinal stenosis
NSAIDs, help reduce inflammation and are more effective than placebo in back pain. Opioids should be used for patients with moderate to severe persistent pain. Neuropatic pain may be opioid resistant. Muscle relaxers are shown to reduce pain and improve function spinal pain patients. Epidural steroid injections provide up to 6 months of pain reduction.
Anterior approaches report a success rate as high as 67%, 55% long term. Increased stability is noted.
Posterior approaches report significant immediate neurologic improvement in up to 97%, 60% long teerm success. Long term adjacent segment deterioration is noted in 40%. There is decreased success with advanced cases.
Factors negatively impacting surgical improvement: age>50, duration of symptoms> 1 year, involvement of multiple levels, smoking
Cervical collars: no available long term evidence, some short term improvement
Acupuncture: lack of evidence, may provide short term pain relief
Physical therapy: limited quality evidence. Treat the effects of immobilization and movement restriction. Functional improvement with neuromuscular control exercises. Improved outcome measures have been reported in a case series with treatment consisting of ICT and thoracic manipulation. Traction was performed for 15-20 min at 16-24# in 24 degrees of cervical flexion. Treat the impairments within the limits of symptom exacerbation. Based on the fact that flexion increases the diameter of the spinal canal and widens it by 31%, it stands to reason to emphasize a flexion biased protocol.
Conservative treatment vs surgery
1 and 10 year follow up: no significant difference
Recommended 3 months trial of non-operative treatment
Surgery recommended for moderate to severe cases with progression of neurologic symptoms
Cervical myelopathy is spinal cord compression in the spinal canal caused by osteophytes or disc degeneration.
Sensory disturbance of the hands
Muscle wasting of hand intrinsic muscles
Positive Hoffman’s and/or Babinski
Bowel and bladder disturbances
Bilateral or quadrilateral limb paresthesiae and/or weakness
Cervical myelopathy is classified on the basis of gait dysfunction. Patients with a grade 1 CCM have upper motor neuron signs with a normal gait. Grade 1 is considered mild CCM. Grade 2-5 are characterized by worsening gait disturbances and are considered to be moderate to severe CCM. Moderate to severe CCM has a poor prognosis and is generally treated surgically. Conservative management has been recommended for patients with mild CCM.
Cook et al identified a cluster of findings useful in identifying patients with this complex diagnosis in similar patient populations. This study found clustered combinations of clinical findings that could rule in and rule out CSM
Inverted supinator sign
Age >45 years
When 3/5 positve, CSM could be ruled in (+LR 30.9). When 1/5 positive, CSM could be ruled out (-LR 0.18)
Many PT’s look for negative findings during testing of Hoffman’s, Babinski, clonus and hyperreflexia to rule out myelopathy. However, these tests by themselves demonstrate low sensitivity and are not appropriate for ruling out myelopathy. The findings in this study are unique, as it is the first to identify a cluster of findings that not only function as a screening tool, useful for ruling out the condition of myelopathy, but also provide combinations that are confirmatory, ruling in conditions of myelopathy.
Traditionally, very little has been done in PT for cervical myelopathy management. In 2004, a case series was published (Browder et al. JOSPT), where mild cervical compressive myelopathy was treated with a combination of intermittent cervical traction and thoracic manipulation. All patients improved, although it was not quite clear if it was time, or the intervention that made the difference. However, this is a step in the right direction.
Browder D et al. (2004) Intermittent cervical traction and thoracic manipulation for management of mild cervical compressive myelopathy attributed to a cervical herniated disc: a case series. JOSPT
Cook C et al. (2010) Clustered clinical findings for diagnosis of cervical spine myelopathy. JMMT Vol 18 No 4
Age> 50 years
Previous history of cancer
Inflammatory or systemic disease
Temperature> 100 F
BP > 160/95 mmHg
Resting pulse >100
Resting respiration >25 bpm
The whiplash can be either in flexion or extension. Not a diagnosis by itself. The hyperextension injury is the most disabling. Causes include MVA’s, sports injuries, direct trauma to head, neck or body, falls landing on head, trunk or shoulder. Likely lesions following a whiplash incident in the C spine include tears to the ligaments, muscles and discs, damage to the neurological, vestibular and vascular systems, occult fractures and facet joint injuries.
The main concern with treatment is with the recognition of severe damage, fractures or CNS involvement. The vertebral artery should not be tested for the first 4-6 weeks and therefore, no treatment that might threaten the artery should be given during this period.
In the early stage proceed carefully. Meadows advocates the use of a soft collar. This can be taken off when the capsular pattern disappears. This is usually after about 3 weeks. Once the capsular pattern is gone, and the vertebral artery tested, you can proceed with treating specific dysfunctions with more direct techniques.
You might consider delaying PT during the first 10 days to help settle down irritation in the CNS/sympathetic nervous system.
Whiplash recovery: 40% does well, 40% does moderately well, and 20% does poorly.
Ritchie et al. developed a whiplash clinical prediction rule to consolidate previously established prognostic factors for poor recovery from a whiplash injury. The CPR predicted 2 recovery pathways. Prognostic factors for full recovery were being less then 35 years of age and having an initial NDI score of <32%. Prognostic factors for ongoing moderate/severe pain and disability were being >35 years of age, having an initial NDI score >40%, and the presence of hyperarousal symptoms.
The median time for average person to get better is 31 days. Two percent is still disabled 1 year after injury. They present with varying degrees of pain, motion loss, headaches and emotional disturbances in the form of anxiety and depression. Management: adequate early pain management; specific rehab of motor deficits (non pain provoking); psychological intervention (decrease in psychological distress parallels decreasing pain and disability). A multidisciplinary approach seems warranted. In the presence of widespread mechanical and cold hyperalgesia, PT alone is insufficient. To reduce burnout and frustration, remember that much of the damage suffered is either irreversible or very slow to heal and essentially invulnerable to PT, at least directly.
Ritchie C, Hendrikz J, Jull G, El;iott J and Sterling M. (2015) External Validation of a clinical prediction rule to predict full recovery and ongoing moderate/severe disability following acute whiplash injury. Journal of Orthopedic and Sports Physical Therapy. Vol 45 No 4 242-251
Scientific monograph of the Quebec Task Force on whiplash-associated disorders: redefining “whiplash” and its management. Spine Vol. 20, No.8S, 1995
Cervical radiculopathy is a disorder of the nerve root regardless of the cause (arthritic conditions, discogenic disorders, space occupying lesions, inflammation of the nerve root) Peak incidence is between the 4th and 5th decade. The C6-7 nerve root is most frequently involved. Ninety percent of the afflicted patients improve with conservative management. Twenty-six percent of those having surgery have a decline in status at one year follow up.
The following cluster of tests has been found to be most useful to identify cervical radiculopathy (Wainner et al. Spine 2003): ULTT +, cervical rotation to involved side< 60 degrees, Spurlings +, distraction relieves symptoms.
When two of these tests are positive there is a 21% probability of cervical radiculopathy.
Three positive tests: 65% probability, 4 positive tests: 90% probability.
Evidence for appropriate management is not great. A study by Cleland et al (JOSPT 2005) shows that a combined approach of cervical lateral glides, T spine manipulation, deep neck flexor strengthening and intermittent cervical traction is helpful. It showed that 91% of patients had decreased pain and improved function. A multimodal approach seems to work best.
Cleland J et al. (2005) Manual therapy, cervical traction and strength exercises in patients with cervical radiculopathy: a case series. JOSPT
Wainner et al. (2003) Reliability and diagnostic accuracy of a clinical exam and patient self report measures for cervical radiculopathy. Spine Vol 28
Posterolateral disc prolapses as they happen in the lumbar spine are relatively rare in the cervical spine. The nucleus takes up only 15% of the available space in the disc. According to Grieve it’s more common that nerve root irritation/compression is caused by spondylotic and arthritic changes. Disc prolapses causing root signs is usually limited to the lower cervical region due to the more developed uncinate processes higher in the spine. Flexion usually limited. At times there will be a torticollis. Pain is intense and may be scapular or radiating in the arm. Traction relieves symptoms. Compression, especially in flexion will reproduce local pain and likely peripheralization. X rays are usually negative.
Central herniation: over 45 years. Bilateral and upper extremity pain with multisegmental paresthesiae, especially in the hands, which is later felt in the feet as the condition progresses. Neck flexion reproduces paresthesiae. May cause cord compression and upper motor neuron signs. Traumatic posterior prolapse following MVA is probably a fairly common condition with as many as 25-40% of these patients showing evidence of one
Twomey, L and Taylor, J. (1989) Joints of the middle and lower cervical spine: age changes and pathology. MTAA
Four known causes for acute torticollis:
Disc derangement. Patient usually wakes up in AM with deformity. Mobilization will worsen symptoms. Traction techniques with extension will help. Analogous to lateral shift in low back.
Facet joint dislocation
Spasm of sternocleidomastoid
Acute C2-7 facet joint impingement, with C2-3 being mostly affected, as this is a transitional vertebra. Mobilizations are highly effective.
Greenman P. Priniciples of Manual Medicine, 3rd edition, 2002. Lippincott, Williams and Wilkins. Philadelphia PA
Goals of history taking
To determine the kind of disorder present. Is this patient an appropriate candidate for PT?
To determine whether there are any contra indications present to further physical examination and treatment techniques
To form a baseline against which progress can be measured
To obtain a detailed description of all patients symptoms
To obtain a chronological history:
of the present episode. Are symptoms static/worsening/improving? Has the patient had prior treatment, and if so what kind, and what were the effects?
of previous episodes
of related medical/family history
To make an assessment of:
the area/structure involved
the nature of the problem and the stage of the problem
the irritability of the condition
the behavior of symptoms
aggravating /easing factors
the patient as a person
Recent weight fluctuation? Reason?
Recent X rays? Results?
Medication for this and/or other conditions
Systemic vs. musculoskeletal signs and symptoms
Clinical signs and symptoms of systemic pain
Does not present as a chronic problem
Knife like, stabbing, boring, deep, deep aching
Cutting, gnawing, throbbing
Related to the degree of noxious stimuli
Constant, no change, nightpain
Although constant, may come in waves
Symptoms not relieved by rest or change in positions
Depends on the organ involved
Usually none, but also depends on the specific problem
Associated signs and symptoms:
Unusual vital signs
GI symptoms (nausea, vomiting, anorexia, unexplained weight loss, diarrhea)
Painless weakness of muscles, more often proximal, but may occur distally
Breathlessness at rest or after mild exertion
Skin lesions, rashes or itches not related to musculoskeletal lesions
Assistive devices collars, braces
Pain behavior hand over painful area
slow cautious movements
verbal and facial clues
Head tilt, rotation
Forward head posture
Performed if subjective examination suggests any possibility of craniovertebral instability or vertebral basilar insufficiency
Should be performed on every patient who presents with spinal problems.
Determines what part of the nervous system is involved
Upper vs. lower motor neuron
Nerve root vs. peripheral entrapment
Are nerve root signs increased or decreased
Hyper vs. hypo
Indicates type of pathology: compression
Does not indicate exact level of pathology
Cardinal plane movements
Purpose: Establish pattern of pain and limitation
Develop baseline for improvement
Look for patients willingness to do movements
Most painful movement done last. Try not to do residual pain carry over
Over pressure may be applied, but carefully and only if motion appears to be full and painfree.
Usually do rotation first. Chin should nearly reach plane of shoulder.
Sidebend next. Ear to shoulder.
Flexion next. Chin to chest without opening mouth, or at least within 2 fingers.
May be limited by: CT junction or upper thoracic spine problems
Extension last. Face should get close to horizontal plane.
Eliminates contractile tissue
Assess strength and pain behavior
Check for worsening/improving pain or increasing decreasing pain
Repeat up to 10 times
Cervical distraction and compression
Compression gradually load cervical spine
pressure through top of skull
test in neutral, flexion, extension
Distraction gradually unload cervical spine
lift up under occiput
test in neutral, flexion, extension
Assess signs and symptoms by using combined movement of rotation, sidebending, flexion or extension.
Quadrants: posterior left and right
anterior left and right
Anterior quadrant: flexion with sidebending and rotation to the same side. This opens up the IVF on the opposite side.
Posterior quadrant: extension with sidebending and rotation to the same side. This closes the IVF on the same side and puts the facet on the same side in close packed position.
Perform posterior quadrant test passively. If this is negative for reproduction of symptoms, carefully add vertical compression.
Valuable when relevant signs and symptoms are not reproduced with active/passive/resisted movements.
Assess pain behavior with prolonged posture in flexion and extension.
Segmental mobility testing
Shoulder abduction test
Patient seated or lying. Put hand on top of head. Decrease of symptoms is indicative of C5-6 nerve root compression.
Patient seated. Passively rotate head left, right. Then hold head still, while patient turns his trunk left, right. If dizziness occurs in both cases, suspect vertebral artery insufficiency. If dizziness only occurs with passive rotation of the head, suspect inner ear problems.
C1 Vertex of head
C2 Posterior auricular
C3 Lateral neck
C4 Shoulder/shawl area
C5 Lateral arm
C6 Posterior thumb
C7 Posterior aspect of middle finger
C8 Posterior aspect of little finger
T1 Medial forearm
Level Resisted movement Muscles
C1 Head flexion Rectus capitis anterior and lateralis
C2 Head extension Rectus capitis posterior
C3 Sidebend neck Scaleni
C4 Elevation shouldergirdle Levator, upper trapezius
C5 Shoulder abduction Deltoid, supraspinatus
C6 Elbow flexion Biceps
Wrist extension Extensor carpi radialis longus/brevis
C7 Elbow extension Triceps
Wrist flexion Flexor carpi radialis
C8 Thumb extension Extensor pollicis longus and brevis
T1 Finger ab/adduction Interosseous muscles
Neural tension test
Quick test for: median nerve
Cervical root syndromes
Level C 4 - C 5
Pain distribution: Extends outward from scapular area to anterolateral area and forearm as far as the radial side of the hand.
Cutaneous innervation: lateral arm
Myotome: deltoid, biceps
Level C 5 - C 6
Pain distribution: spreads down from the front of arm to radial side of the hand, thumb and index finger
Cutaneous innervation: posterior thumb
Myotome: wrist extensors, biceps
Level C 6 - C 7
Pain distribution: from scapula down back of arm and forearm to index, middle and ring finger
Cutaneous innervation: posterior middle finger
Myotome: wrist flexors and triceps
Level: C 7 - T 1
Pain distribution: lower scapular area, back or inner side of arm and forearm, 4th and 5th finger
Cutaneous innervation: ulnar aspect of 5th finger
Myotome: thumb extension and finger flexion
Level: T 1 - T 2
Pain distribution: medial arm and forearm
Cutaneous innervation: medial arm
Myotome: hand intrinsic musculature
The craniovertebral region is a critical area that may be the site of serious pathology. An acute cervical patient may have a life threatening injury requiring emergency medical attention. Before attempting to mobilize the cervical spine, two factors need to be taken into consideration. Ruling out the presence of cardinal signs and symptoms is a priority. They are considered to be extremely important as they suggest either vertebral/basilar artery insufficiency, or cervical cord compression. If such symptoms can be initiated, reproduced or aggravated by stressing the vertebral artery or by passive linear motions to the craniovertebral joints, then it’s reasonable to assume that there is possible insufficiency of the vertebral artery or that instability exists within the craniovertebral joint complex.
We think it’s prudent to test for upper cervical instability prior to testing the vertebral artery, as this involves sustained endrange rotation, which can possibly compromise the spinal cord if there would be underlying instability.
Cardinal signs and symptoms
Signs/symptoms suggestive of cervical cord compression:
Bilateral or quadrilateral limb paresthesiae, either constantly or reproduced/aggravated by head or neck movements.
Positive Babinski or Hoffman’s
Arm and leg weakness
Lack of coordination bilaterally
The vertebral artery arises from the first part of the subclavian artery and passes upward on the longus colli to enter the transverse foramen of C6. Occasionally it may enter the bone at the 5th, 4th or 7th cervical transverse foramen. It then ascends from C6 to C1. After emerging through the transverse foramen of C1, it winds around the articular pillar and together with the 1st cervical nerve and veins pierces the posterior atlanto-occipital membrane to enter the cranium through the foramen magnum. On the anterior side of the brainstem it joins its fellow to form the basilar artery, before entering the foramen magnum.
The vertebral arteries contribute about 11 percent of the total cerebra blood flow, the remaining 89 percent being supplied by the carotid system. Asymmetry in the size of the two VA’s is common. Indeed, complete interruption of blood flow in one VA may be asymptomatic as long as there is a normal configuration in the circle of Willis and adequate flow through the other VA. Symptoms will occur when the blood supply to an area is critically reduced. This will depend ultimately on a balance between compensatory and compromising factors.
Provocative positional testing is frequently used in practice. It is intended to provide a challenge to the vascular supply to the brain, and the presence of signs or symptoms of cerebrovascular ischaemia during or immediately post testing is interpreted as a positive test.
Despite endorsement by guidelines and common clinical usage, current research does not support the contention that provocative positional testing can accurately identify patients at risk for cervical artery disease. Vertebral artery testing procedures have a sensitivity and specificity that approximates zero. This indicates a high likelihood of false negative findings.
Test procedures for the vertebral artery also hold a certain risk, and screening tests will not identify all patients at risk of suffering adverse reaction to cervical manipulation. There is also disagreement on what constitutes a clinically meaningful change in blood flow on cervical movement. It should be reiterated that there is no known method for testing the intrinsic anatomy of the vertebral artery. Doppler studies (Arnold, 2004) have shown that only full range cervical rotation and a pre-manipulative hold at C1-2 stresses the vertebral artery sufficiently to demonstrate reduction of bloodflow. Therefore the Clinical Guidelines of the Australian Physiotherapy Association recommend that only rotation be used to test for VBI.
Risk factors associated with cervical arterial dysfunction
History of trauma to cervical spine / cervical vessels
History of migraine-type headache
High cholesterol levels
Cardiac disease, vascular disease, previous cerebrovascular accident or transient ischaemic attack
Blood clotting disorders
Long-term use of steroids
History of smoking
Immediately post partum
Trivial head or neck trauma
Absence of a plausible mechanical explanation for the patient’s symptoms.
Signs/symptoms suggestive of vertebral/basilar artery insufficiency:
Mid-upper cervical pain
Pain around ear and jaw
Head pain (front- temporo-parietal)
Acute onset of pain described as "unlike any other”
Dysphagia (difficulty swallowing)
Dysarthria (speech change, either slurred or slowed)
Diplopia (double vision)
Facial lip paresthesiae/ facial numbness
Cranial nerve dysfunction
Vertebral artery insufficiency
Alar ligament insufficiency
Transverse ligament insufficiency
C 1 - 2 instability
Balance difficulty, due to loss of proprioception secondary to immobilization of cervical spine
Scan performed with patient seated, minimal hands on required.
Upper cervical sidebending
Upper cervical flexion
Upper cervical extension
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Patient sitting. Palpate C 2 with index finger while sidebending head to the right. Normal: should feel immediate movement of C 2 to the opposite side of sidebending.
Patient supine. Anterior movement of occiput and C 1 on C 2. Normal: C 2 should follow immediately.
Transverse plane stability.
Medial pressure on TP of C 1 while stabilizing the opposite TP. Should be no movement or crepitus (Jefferson fracture).
Upper motor neuron tests
Hoffman’s. Flick patient’s middle finger. Positive when there is a flexion pattern of thumb and index finger.
Performed when stability tests are negative and there are no upper motor neuron signs
Minimal testing recommended includes the following:
Sustained end range cervical rotation to the left and the right. Maintain each position with overpressure for 10 seconds 9 or less if symptoms are provoked) and on release, a period of 10 seconds should elapse to allow for any latent response to the sustained position. The patient is asked about dizziness during each test, and the eyes are observed for the presence of nystagmus
The position or movement that provokes symptoms as described by the patient.
Sustained mobilization position
Specific questioning re. production of symptoms suggestive of VBI is essential and should be done
Immediately before and after a cervical manipulation
During and immediately after a technique involving endrange rotation
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