Submission of proposals
Phase II Proposal Guidelines
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Phase II Proposal GuidelinesPhase II proposals are invited by the Army from Phase I projects that have demonstrated the potential for commercialization of useful products and services. The invitation will be issued in writing by the Army organization responsible for the Phase I effort. Invited proposers are required to develop and submit a commercialization plan describing feasible approaches for marketing the developed technology. Fast Track participants may submit a proposal without being invited, but the application must be received NLT 120 days after the Phase I contract is signed or by the Phase II submission date indicated later, whichever date is earliest. The Fast Track technical proposal is due by the Phase II proposal submission date indicated later. Cost-sharing arrangements in support of Phase II projects and any future commercialization efforts are strongly encouraged, as are matching funds from independent third-party investors, per the SBIR Fast Track program (see section 4.5 at the front of this solicitation) or the Phase II Plus program. Commercialization plans, cost-sharing provisions, and matching funds from investors will be considered in the evaluation and selection process, and Fast Track proposals will be evaluated under the Fast Track standard discussed in section 4.3 at the front of this solicitation. Proposers are required to submit a budget for the entire 24 month Phase II period. During contract negotiation, the contracting officer may require a cost proposal for a base year and an option year, thus, proposers are advised to be mindful of this possibility. These costs must be submitted using the Cost Proposal format (accessible electronically on the DoD submission site), and may be presented side-by-side on a single Cost Proposal Sheet. The total proposed amount should be indicated on the Proposal Cover Sheet, Proposed Cost. At the Contracting Officer’s discretion, Phase II projects may be evaluated after the base year prior to extending funding for the option year. The Army is committed to minimizing the funding gap between Phase I and Phase II activities. All Army Phase II proposals will receive expedited reviews and be eligible for interim funding (refer to top for information on the Phase I Option). Accordingly, all Army Phase II proposals, including Fast Track submissions, will be evaluated within a single two-tiered evaluation process and schedule. Phase II proposals will thus typically be submitted within 5 months from the scheduled DoD Phase I award date (the scheduled DoD award date for Phase I, subject to the Congressional Budget process, is 4 months from close of the DoD Solicitation). The Army typically funds a cost plus fixed fee Phase II award, but may award a firm fixed price contract at the discretion of the Contracting Officer. Submission of Army SBIR Proposals All proposals written in response to topics in this solicitation must be received by the date and time indicated in Section 6.2 of the introduction to this solicitation. Submit your proposal(s) well before the deadline. The Army does not accept late proposals. All Phase I proposals must be submitted electronically via the DoD SBIR/STTR Proposal Submission Site. Each proposal must include the Proposal Cover Sheets along with the full Technical Proposal, Cost Proposal and Company Commercialization Report. The Army will NOT accept proposals which are improperly submitted. A confirmation of receipt will be sent via e-mail shortly after the closing of the solicitation. Selection and non-selection letters will also be sent electronically via e-mail. Electronic Submission of Proposals Using the DoD SBIR Proposal Submission SystemYour entire proposal must be submitted using the online submission system. This site allows your company to come in any time (prior to 14 August 2002) to upload an updated Technical Proposal or edit your Cover Sheets, Cost Proposal and Company Commercialization Report. The Army WILL NOT accept any proposals which are not submitted through the on-line submission site (http://www.dodsbir.net/submission). The submission site does not limit the overall file size for each electronic proposal submission. However, file uploads may take a great deal of time depending on your internet providers connection speed. If you experience problems uploading your proposal, call the help desk (toll free) at 866-724-7457. You are responsible for performing a virus check on each proposal to be uploaded electronically. The detection of a virus on any submission may be cause for the rejection of the proposal. The Army will not accept e-mail submissions. Key DatesPhase I Phase II02.2 Solicitation Open 1 July - 14 August 2002 Phase II Invitation April 2003+ Phase I Evaluations August - November 2002 Phase II Proposal Receipt May 2003+ Phase I Selections November 2002 Phase II Evaluations June – July 2003 Phase I Awards December 2002* Phase II Selections July 2003 Phase II Awards November 2003* *Subject to the Congressional Budget process. + Subject to change; Consult ARO-W web site listed above
Small Businesses are encouraged to suggest ideas that may be included in future Army SBIR solicitations. These suggestions should be directed to the SBIR points-of-contact at the respective Army research and development organizations (detailed below). InquiriesInquiries of a general nature should be addressed in writing to: MAJ Janice M. Baker Army SBIR Program Manager U.S. Army Research Office - WashingtonRoom 8N31 5001 Eisenhower Avenue Alexandria, VA 22333-0001 (703) 617-7425 FAX: (703) 617-8274
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