The Resolution


Surveillance---Doesn’t Require Intent



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Surveillance---Doesn’t Require Intent

“Surveillance” is gathering data---it doesn’t require preventive intent


Rule 12 – James B. Rule, Distinguished Affiliated Scholar at the Center for the Study of Law and Society at the University of California, Berkeley, Routledge Handbook of Surveillance Studies, Ed. Lyon, Ball, and Iaggerty, p. 64-65

For many people, the term “surveillance” conjures up images of the systematic tracking of individuals’ lives by distant and powerful agencies. These pop-up cartoon images are not entirely misleading. To be sure, surveillance takes many different forms. But since the middle of the twentieth century, the monitoring of ordinary people’s affairs by large institutions has grown precipitously. Such direct intakes of detailed information on literally millions of people at a time—and their use by organizations to shape their dealings with the people concerned—represent one of the most far-reaching social changes of the last 50 years. These strictly bureaucratic forms of surveillance, and their tensions with values of privacy, are the subject of this chapter.

Surveillance



Surveillance is a ubiquitous ingredient of social life. In virtually every enduring social relationship, parties note the actions of others and seek to influence future actions in light of information thus collected. This holds as much for intimate dyads—mutually preoccupied lovers, for example, or mothers and infants—as for relations among sovereign states. Surveillance and concomitant processes of social control are as basic to the life of neighborhoods, churches, industries and professions as they are to relations between government or corporate organizations and individuals.

But whereas the ability of communities, families, and local associations to track the affairs of individuals has widely declined in the world's "advanced" societies, institutional surveillance has lately made vast strides. Throughout the world's prosperous liberal societies, people have come to expect their dealings with all sorts of large organizations to be mediated by their "records." These records are ongoing products of past interactions between institutions and individuals—and of active and resourceful efforts by the institutions to gather data on individuals. The result is that all sorts of corporate and state performances that individuals expect—from allocation of consumer credit and social security benefits to the control of crime and terrorism—turn on one or another form of institutional surveillance. Perhaps needless to say. the outcomes of such surveillance make vast differences in what Max Weber would have called the "life chances" of the people involved.

No twenty-first-century society, save perhaps the very poorest, is altogether without such large-scale collection, processing and use of data on individuals' lives. Indeed, we might arguably regard the extent of penetration of large-scale institutions into the details of people's lives as one measure of modernity (if not post-modernity). The feet that these activities are so consequential—for the institutions, and for the individuals concerned—makes anxiety and opposition over their repercussions on privacy values inevitable.

Despite the slightly foreboding associations of the term, surveillance need not be unfriendly in its effects on the individuals subjected to it. In the intensive care ward at the hospital, most patients probably do not resent the intrusive and constant surveillance directed at them. Seekers of social security benefits or credit accounts will normally be quick to call attention to their recorded eligibility for these things—in effect demanding performances based on surveillance. Indeed, it is a measure of the pervasiveness of surveillance in our world that we reflexively appeal to our "records" in seeking action from large institutions.

But even relatively benevolent forms of surveillance require some tough-minded measures of institutional enforcement vis-a-m individuals who seek services. Allocating social security payments to those who deserve them—as judged by the letter of the law—inevitably means hoi allocating such benefits to other would-be claimants. Providing medical benefits, either through government or private insurance, means distinguishing between those entitled to the benefits and others. When the good things of life are passed around, unless everyone is held to be equally entitled, the logic of surveillance demands distinctions between the deserving, and others. Ami this in turn sets m motion requirements for positive identification, close record-keeping, precise recording of each individual case history, and so on (see also Webster, this volume).


“Surveillance” includes routine data collection---they exclude the majority of contemporary activity and over-focus on dramatic manifestations


Ball 3 – Kirstie Ball, Professor of Organization at The Open University, and Frank Webster, Professor of Sociology at City University, London, The Intensification of Surveillance: Crime, Terrorism and Warfare in the Information Age, p. 1-2

Surveillance involves the observation, recording and categorization of information about people, processes and institutions. It calls for the collection of information, its storage, examination and - as a rule - its transmission. It is a distinguishing feature of modernity, though until the 1980s the centrality of surveillance to the making of our world had been underestimated in social analysis. Over the years surveillance has become increasingly systematic and embedded in everyday life, particularly as state (and, latterly, supra-state) agencies and corporations have strengthened and consolidated their positions. More and more we are surveilled in quite routine activities, as we make telephone calls, pay by debit card, walk into a store and into the path of security cameras, or enter a library through electronic turnstiles. It is important that this routine character of much surveillance is registered, since commentators so often focus exclusively on the dramatic manifestations of surveillance such as communications interceptions and spy satellites in pursuit of putative and deadly enemies.

In recent decades, aided by innovations in information and communications technologies (ICTs), surveillance has expanded and deepened its reach enormously. Indeed, it is now conducted at unprecedented intensive and extensive levels while it is vastly more organized and technology-based than hitherto. Surveillance is a matter of such routine that generally it escapes our notice - who, for instance, reflects much on the traces they leave on the supermarkets' checkout, and who worries about the tracking their credit card transactions allow? Most of the time we do not even bother to notice the surveillance made possible by the generation of what has been called transactional information (Burnham, 1983) - the records we create incidentally in everyday activities such as using the telephone, logging on to the Internet, or signing a debit card bill. Furthermore, different sorts of surveillance are increasingly melded such that records collected for one purpose may be accessed and analysed for quite another: the golf club's membership list may be an attractive database for the insurance agent, address lists of subscribers to particular magazines may be especially revealing when combined with other information on consumer preferences. Such personal data are now routinely abstracted from individuals through economic transactions, and our interaction with communications networks, and the data are circulated, as data flows, between various databases via 'information superhighways'. Categorizations of these data according to lifestyle, shopping habits, viewing habits and travel preferences are made in what has been termed the 'phenetic fix' (Phillips & Curry, 2002; Lyon, 2002b), which then informs how the economic risk associated with these categories of people is managed. More generally, the globe is increasingly engulfed in media which report, expose and inflect issues from around the world, these surveillance activities having important yet paradoxical consequences on actions and our states of mind. Visibility has become a social, economic and political issue, and an indelible feature of advanced societies (Lyon, 2002b; Haggerty & Ericson, 2000).

Broad interpretations of “surveillance” are key to advance discussion of the topic beyond a limited fixation on overt monitoring---that’s critical to capture the essence of modern, bureaucratic information gathering


Ericson 6 – Richard V. Ericson, Principal of Green College, University of British Columbia, and Kevin D. Haggerty, Doctoral Candidate in sociology at the University of British Columbia, The New Politics of Surveillance and Visibility

p. 3-4


Surveillance involves the collection and analysis of information about populations in order to govern their activities. This broad definition advances discussion about surveillance beyond the usual fixation on cameras and undercover operatives. While spies and cameras are important, they are only two manifestations of a much larger phenomenon.

The terrorist attacks of September 11, 2001 (hereafter 9/11) now inevitably shape any discussion of surveillance (Lyon 2003). While those events intensified anti-terrorist monitoring regimes, surveillance against terrorism is only one use of monitoring systems. Surveillance is now a general tool used to accomplish any number of institutional goals. The proliferation of surveillance in myriad contexts of everyday life suggests the need to examine the political consequences of such developments.

Rather than seek a single factor that is driving the expansion of surveillance, or detail one overriding political implication of such developments, the volume is concerned with demonstrating both the multiplicity of influences on surveillance and the complexity of the political implications of these developments. Contributors to this volume are concerned with the broad social remit of surveillance - as a tool of governance in military conflict, health, commerce, security and entertainment - and the new political responses it engenders.

“Surveillance” doesn’t require intent


Bowers 3 – Jeremy Bowers, Master's Degree in Computer Science from Michigan State University, “Traditional Privacy Broken Down”, 8-24, http://www.jerf.org/iri/blogbook/communication_ethics/privacy

I define "surveillance" as "collecting information about people". I deliberately leave out any considerations of "intent". When you accidentally look into your neighbor's window and happen to see them, for the purposes of this essay, that's "surveillance", even though I'd never use the term that way normally. I'd like a more neutral term but I can't think of one that doesn't introduce its own distortions.

Surveillance---Systematic---1NC

“Surveillance” must be systematic---one-shot, random recording isn’t topical


Stefanick 11 – Lorna Stefanick, Associate Professor in the Governance, Law, and Management Program in the Centre for State and Legal Studies at Athabasca University, Controlling Knowledge: Freedom of Information and Privacy Protection in a Networked World, p. 129-130

According to the report prepared for the Information Commissioner, surveillance can be thought of as a set of activities that share certain characteristics:



Where we find purposeful, routine, systematic and focused attention paid to personal details, for the sake of control, entitlement, management, influence or protection, we are looking at surveillance. To break this down:

The attention is first purposeful; the watching has a point that can be justified, in terms of control, entitlement, or some other publicly agreed goal.

Then it is routine; it happens as we all go about our daily business, it's in the weave of life.

But surveillance is also systematic; it is planned and carried out according to a schedule that is rational, not merely random.

■ Lastly, it is focused; surveillance gets down to details. While some surveillance depends on aggregate data, much refers to identifiable persons, whose data are collected, stored, transmitted, retrieved, compared, mined and traded." (Emphasis in the original.)

What this means is that walking through a tourist area videotaping your surroundings with your Handycam video recorder is not considered surveillance because it is a one-off event that records randomly selected things for your own pleasure. In contrast, a camera installed at a strategic spot along that same street to film the patrons who routinely come out of a local bar intoxicated and proceed to urinate on the street or vandalize local businesses is purposeful (identifying wrongdoers), routine, systematic, and focused. Similarly, a proud parent videotaping his child playing with her nanny in a park on a sunny Sunday afternoon would not fit the definition of surveillance. Installing a camera at a daycare to enable parents to view the interaction of their children with their caregivers on demand would be considered surveillance. Many parents insert the so-called "nanny cams" surreptitiously in items like teddy bears to ensure that their children are taken care of in a manner that they find appropriate. Instances of abuse caught by this surveillance have been posted to the Internet, creating predictable rage among those viewing the videos — an example of how panopticon surveillance can become synopticon surveillance. While the latter brings with it its own set of problems, it gives hope to those who fear that surveillance will result in the top-down surveillance described by George Orwell.


Voting issue---

1. Limits---they explode the topic to include limited, single-event recording of specific events. Each has distinct advantages and significantly expands the research burden.

2. Ground---our interpretation forces the Aff to defend broad, system-wide changes that force a dramatic departure from the status quo---that’s key to unique links on a topic that’s contemporary and constantly changing

Surveillance---Systematic---Interpretation

“Surveillance” must be sustained over time


Macnish 11 – Kevin Macnish, Teaching Fellow and Consultant in Applied Ethics at the University of Leeds, “Surveillance Ethics”, Internet Encyclopedia of Philosophy, http://www.iep.utm.edu/surv-eth/

Surveillance Ethics



Surveillance involves paying close and sustained attention to another person. It is distinct from casual yet focused people-watching, such as might occur at a pavement cafe, to the extent that it is sustained over time. Furthermore the design is not to pay attention to just anyone, but to pay attention to some entity (a person or group) in particular and for a particular reason. Nor does surveillance have to involve watching. It may also involve listening, as when a telephone conversation is bugged, or even smelling, as in the case of dogs trained to discover drugs, or hardware which is able to discover explosives at a distance.

One-shot data collection is not “surveillance”---it must be systemic and ongoing


McQueen 3 – David V. McQueen, Senior Biomedical Research Scientist and Associate Director for Global Health Promotion at the National Center for Chronic Disease, Pekka Puska, Global Behavioral Risk Factor Surveillance, p. 226

4.1. Time as a Variable



The one thing that distinguishes surveillance from other forms of public health research and data collection is that time is a significant variable. Behaviour changes over time—some slowly, others quickly—but time is always a key variable. Surveillance is not just a single survey, just three or four surveys, or something done every 5 years; it is an ongoing, systematic data collection system.

“Surveillance” is ongoing, not time-limited


DH 12 – Department of Health of the United Kingdom, “Public Health Surveillance: Towards a Public Health Surveillance Strategy for England”, December, https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/213339/Towards-a-Public-Health-Surveillance-Strategy.pdf

3.1 Surveillance encompasses the processes of data collection, analysis, interpretation and dissemination that are:

(a) undertaken on an ongoing basis (i.e. there is a defined but not time-limited cycle of processing),

(b) provide measures of population or group health status or determinants of health (hazards, exposures, behaviours) against historical or geographical baselines/comparators or defined levels/triggers for action, and

(c) for which there is an agreed and explicit set of actions, timeframes and accountabilities for taking those actions, that will be initiated or informed by the outputs.

3.2 This definition of scope, which is irrespective of disease type (i.e. is equally applicable to assessing acute and chronic disease occurrence and risks), clearly distinguishes surveillance from (most) research, which is usually time-limited and for which there is not generally an a priori agreed set of actions, and accountabilities for taking those actions, based on the outcome of the research. The continuous or ongoing nature of surveillance also differentiates it from other ad hoc surveys and analyses (particularly secondary analyses) that are often undertaken to inform the initial stages of policy development or planning, or the reevaluation of policy. It distinguishes surveillance from clinical audit and service evaluation because surveillance generally provides health status (or health determinant status) measures related to a defined population, irrespective of whether or what interventions that population might be in receipt of, rather than provides measures against standards for individuals defined in terms of a specific health service intervention.


“Surveillance” is continuous observation


Choi 12 – Bernard C. K. Choi, Injury Prevention Research Centre, Medical College of Shantou University, “The Past, Present, and Future of Public Health Surveillance”, Scientifica, http://www.hindawi.com/journals/scientifica/2012/875253/

The term “surveillance”, derived from the French roots, sur (over) and veiller (to watch) [1], is defined in the dictionary as the “close and continuous observation of one or more persons for the purpose of direction, supervision, or control” [2]. For the purpose of this paper, the following definition is used, “Public health surveillance is the ongoing systematic collection, analysis, interpretation and dissemination of health data for the planning, implementation and evaluation of public health action” (see Section 2.3 below).

“Surveillance” must be systematic---one-shot observation is “reconnaissance”---they ruin precision


Kaminski 11 – Paul Kaminsky, Chairman of the Board of the RAND Corporation, Ph.D. in Aeronautics and Astronautics from Stanford University, et al., “Counterinsurgency (COIN) Intelligence, Surveillance, and Reconnaissance (ISR) Operations”, Report of the Defense Science Board Task Force on Defense Intelligence, February, http://www.acq.osd.mil/dsb/reports/ADA543575.pdf

5 ‐ Surveillance and reconnaissance refer to the means by which the information is observed. Surveillance is “systematic” observation to collect whatever data is available, while reconnaissance is a specific mission performed to obtain specific data.

Military Transformation: Intelligence Surveillance, and Reconnaissance (Jan 2003)

TABLE 2. DEFINITIONS OF ISR

As indicated previously, different definitions of terms and associated interpretations of their meaning allow the DoD components, including the intelligence components of the military departments and combatant commands and the combat support agencies that are part of the IC, to choose the one(s) they prefer. This, in turn, produces a lack of clarity and causes confusion about what is meant by both COIN and ISR.

Surveillance---Many Forms

“Surveillance” is close observation---it can be done in a number of forms, be mass or individual, and overt or covert


Senker 11 – Cath Senker, Non-Fiction Writer who Specialises in Writing About Modern History, Global Issues and World Religions, Privacy and Surveillance, p. 6

Surveillance

The Oxford English Dictionary defines surveillance as "close observation, especially of a suspected person." Methods of observation include watching, listening, filming, recording, tracking, listing people and entering their details onto databases. The different types of surveillance carried out include mass surveillance of large groups of people as well as targeted observation of specific individuals. Surveillance may be carried out openly, for example, using closed-circuit television (CCTV) cameras in public places, or covertly; using undercover agents.

“Surveillance” is more than visual observation


UK 9 – UK House of Lords, “Surveillance: Citizens and the State – CHAPTER 2: Overview of Surveillance and Data Collection”, http://www.publications.parliament.uk/pa/ld200809/ldselect/ldconst/18/1804.htm

Part One—Key definitions

BACKGROUND

18. The term "surveillance" is used in different ways. A literal definition of surveillance as "watching over" indicates monitoring the behaviour of persons, objects, or systems. However surveillance is not only a visual process which involves looking at people and things. Surveillance can be undertaken in a wide range of ways involving a variety of technologies. The instruments of surveillance include closed-circuit television (CCTV), the interception of telecommunications ("wiretapping"), covert activities by human agents, heat-seeking and other sensing devices, body scans, technology for tracking movement, and many others.


Close observation


Oxford 15 – Oxford Advanced Learner's Dictionary, “surveillance”, http://www.oxforddictionaries.com/us/definition/american_english/surveillance

Definition of surveillance in English:

noun

Close observation, especially of a suspected spy or criminal:

he found himself put under surveillance by military intelligence


Many types of info collection are “surveillance


O'Connor 11 – Dr. Thomas Riley Kennedy O'Connor, Assoc Prof, Criminal Justice/Homeland Security Director, Institute for Global Security Studies Austin Peay State University, “INFORMANTS, SURVEILLANCE, AND UNDERCOVER OPERATIONS”, 9-27, http://www.drtomoconnor.com/3220/3220lect02c.htm

SURVEILLANCE

Surveillance is the clandestine collection and analysis of information about persons or organizations, or put another way, methods of watching or listening without being detected. Most surveillance has physical and electronic aspects, and is preceded by reconnaissance, and not infrequently, by surreptitious entry (to plant a monitoring device). Surveillance can be a valuable and essential tool in combating a wide range of sophisticated criminal activities, including such offenses as kidnapping, gambling, narcotics, prostitution, and terrorism. There are many different types of surveillance. Peterson and Zamir (2000), for example, list seventeen types: audio, infra/ultra-sound, sonar, radio, radar, infrared, visual, aerial, ultraviolent, x-ray, chemical and biological, biometrics, animals, genetic, magnetic, cryptologic, and computers. A shorter list would include four general types of surveillance: visual; audio, moving, and contact. Here is an outline of the four types from that shorter list:

Data collection is a primary form of “surveillance”


Verri 14 – Gabriela Jahn Verri, Federal University of Rio Grande do Sul, “GOVERNMENT AND CORPORATIVE INTERNET SURVEILLANCE”, World Summit on the Information Society Forum, http://www.ufrgs.br/ufrgsmun/2014/files/WSI1.pdf

David Lyon describes governmental and corporative surveillance as the “focused, systematic, and routine attention to personal details for purposes of influence, management, protection, or direction” (Lyon 2007, 14). The most common form this practice takes in the context of information and communication technologies (hereinafter ICT) is still so-called data surveillance, which implies the collection and retention of information about an “identifiable individual”, often from multiple sources3, which help recognize multiple activities and establish a pattern of behavior in both the virtual and material realms (Stanley & Steinhardt 2003, 3). Although less common and fairly recent, institutional Internet surveillance may also acquire the shape of media surveillance, done by means of – recognized or ignored – image (still or video) and sound hoarding through a subject’s personal apparatus such as private webcams and microphones, as well as screen-recording (RWB 2013, 9-33; Stanley & Steinhardt 2003, 2-4)4.


Surveillance---Individuated

“Surveillance” must be individuated---general overlook isn’t topical


Zoufal 8 – Donald R. Zoufal, Retired Colonel in the US Army Reserve and Master of Arts in Security Studies from the Naval Postgraduate School ““SOMEONE TO WATCH OVER ME?” PRIVACY AND GOVERNANCE STRATEGIES FOR CCTV AND EMERGING SURVEILLANCE TECHNOLOGIES”, Naval Postgraduate School Thesis, March, http://calhoun.nps.edu/bitstream/handle/10945/4167/08Mar_Zoufal.pdf?sequence=1

A more comprehensive definition of surveillance is offered in A Report on the Surveillance Society, the work of the Surveillance Studies Network, for the United Kingdom’s Information Commissioner.89 That work provides this definition of surveillance:

Rather than starting with what intelligence services or police may define as surveillance it is best to begin with a set of activities that have a similar characteristic and work out from there. Where we find purposeful, routine, systematic and focused attention paid to personal details, for the sake of control, entitlement, management, influence or protection, we are looking at surveillance.90



This definition adds important components to understanding surveillance. Perhaps most importantly, it links the concept to identifying individuals. It is not just a generalized overlook of the crowd, although the technology may be used to gather the big picture view. Ultimately, observations must be linked to the individual to be surveillance. Moreover, this definition recognizes that the results of surveillance activity can be (and usually are) manipulated in a variety of ways all linked to the individual.

The Report’s definition also requires the observation to be systematic in nature. Unlike the historic concept of surveillance described by Lyons, with people watching over each other, this definition presupposes a more organized and comprehensive examination. The only real controversial component of this definition is the requirement that the surveillance be routine. While such a definition may characterize surveillance in the United Kingdom, it is unclear why occasional surveillance could not occur. Despite this quibble, the Report’s definition provides a good starting point for understanding surveillance. It links together the concepts of observation and the compiling and processing of the data generated by observation.


Surveillance---Not Just Individuated

“Surveillance” can be personal or mass


Clarke 13 – Roger Clarke, Visiting Professor in the Cyberspace Law & Policy Centre at the University of N.S.W., “Introduction to Dataveillance and Information Privacy, and Definitions of Terms”, 10-21, http://www.rogerclarke.com/DV/Intro.html

Data Surveillance

Information privacy is valued very highly by individuals. But it is under threat from particular kinds of management practices, and from advances in technology. This section explains the concept of 'data surveillance'. To do so, it is first necessary to define some underlying terms.

Surveillance is the systematic investigation or monitoring of the actions or communications of one or more persons.

The primary purpose of surveillance is generally to collect information about the individuals concerned, their activities, or their associates. There may be a secondary intention to deter a whole population from undertaking some kinds of activity.



Two separate classes of surveillance are usefully identified:

Personal Surveillance is the surveillance of an identified person. In general, a specific reason exists for the investigation or monitoring. It may also, however, be applied as a means of deterrence against particular actions by the person, or represssion of the person's behaviour.

Mass Surveillance is the surveillance of groups of people, usually large groups. In general, the reason for investigation or monitoring is to identify individuals who belong to some particular class of interest to the surveillance organization. It may also, however, be used for its deterrent effects.

Surveillance---Crime

“Surveillance” is watching related to crime


Cambridge 15 – Cambridge Advanced Learners Dictionary & Thesaurus, “surveillance”, http://dictionary.cambridge.org/dictionary/british/surveillance

surveillance

noun [U] UK /səˈveɪ.ləns/ US /sɚ-/

the careful watching of a person or place, especially by the police or army, because of a crime that has happened or is expected:

The police have kept the nightclub under surveillance because of suspected illegal drug activity.

More banks are now installing surveillance cameras.


Surveillance---Not Just Crime

“Surveillance” is more than observation of criminals


Marx 5 – Gary T. Marx, Professor Emeritus at the Massachusetts Institute of Technology, “Surveillance and Society”, Encyclopedia of Social Theoryhttp://web.mit.edu/gtmarx/www/surandsoc.html

Traditional Surveillance



An organized crime figure is sentenced to prison based on telephone wiretaps. A member of a protest group is discovered to be a police informer. These are instances of traditional surveillance --defined by the dictionary as, “close observation, especially of a suspected person”.

Yet surveillance goes far beyond its’ popular association with crime and national security. To varying degrees it is a property of any social system --from two friends to a workplace to government. Consider for example a supervisor monitoring an employee’s productivity; a doctor assessing the health of a patient; a parent observing his child at play in the park; or the driver of a speeding car asked to show her driver’s license. Each of these also involves surveillance.

Information boundaries and contests are found in all societies and beyond that in all living systems. Humans are curious and also seek to protect their informational borders. To survive, individuals and groups engage in, and guard against, surveillance. Seeking information about others (whether within, or beyond one’s group) is characteristic of all societies. However the form, content and rules of surveillance vary considerably --from relying on informers, to intercepting smoke signals, to taking satellite photographs.

In the 15th century religious surveillance was a powerful and dominant form. This involved the search for heretics, devils and witches, as well as the more routine policing of religious consciousness, rituals and rules (e.g., adultery and wedlock). Religious organizations also kept basic records of births, marriages, baptisms and deaths.

In the 16th century, with the appearance and growth of the embryonic nation-state, which had both new needs and a developing capacity to gather and use information, political surveillance became increasingly important relative to religious surveillance. Over the next several centuries there was a gradual move to a “policed” society in which agents of the state and the economy came to exercise control over ever-wider social, geographical and temporal areas. Forms such as an expanded census, police and other registries, identity documents and inspections appeared which blurred the line between direct political surveillance and a neutral (even in some ways) more benign, governance or administration. Such forms were used for taxation, conscription, law enforcement, border control (both immigration and emigration), and later to determine citizenship, eligibility for democratic participation and in social planning. In the 19th and 20th centuries with the growth of the factory system, national and international economies, bureaucracy and the regulated and welfare states, the content of surveillance expanded yet again to the collection of detailed personal information in order to enhance productivity and commerce, to protect public health, to determine conformity with an ever-increasing number of laws and regulations and to determine eligibility for various welfare and intervention programs such as Social Security and the protection of children. Government uses in turn have been supplemented (and on any quantitative scale likely overtaken) by contemporary private sector uses of surveillance at work, in the market place and in medical, banking and insurance settings. The contemporary commercial state with its’ emphasis on consumption is inconceivable without the massive collection of personal data. A credentialed state, bureaucratically organized around the certification of identity, experience and competence is dependent on the collection of personal information. Reliance on surveillance technologies for authenticating identity has increased as remote non face-to-face interactions across distances and interactions with strangers have increased. Modern urban society contrasts markedly with the small town or rural community where face-to-face interaction with those personally known was more common. When individuals and organizations don’t know the reputation of, or can’t be sure with whom they are dealing, there is a turn to surveillance technology to increase authenticity and accountability.

The microchip and computer are of course central to surveillance developments and in turn reflect broader social forces set in motion with industrialization. The increased availability of personal information is a tiny strand in the constant expansion in knowledge witnessed in the last two centuries, and of the centrality of information to the workings of contemporary society.

The New Surveillance

The traditional forms of surveillance noted in the opening paragraph contrast in important ways with what can be called the new surveillance, a form that became increasingly prominent toward the end of the 20th century. The new social surveillance can be defined as, "scrutiny through the use of technical means to extract or create personal or group data, whether from individuals or contexts". Examples include: video cameras; computer matching, profiling and data mining; work, computer and electronic location monitoring; DNA analysis; drug tests; brain scans for lie detection; various self-administered tests and thermal and other forms of imaging to reveal what is behind walls and enclosures.

Their interpretation is outdated


Odoemelam 15 – Chika Ebere Odoemelam, Ph.D. in Media Studies from the University of Malaya, Visiting Research Postgraduate Scholar at Lehigh University, “Adapting to Surveillance and Privacy Issues in the Era of Technological and Social Networking”, International Journal of Social Science and Humanity, 5(6), June, p. 573

The concise Oxford Dictionary defines surveillance as “close observation”, especially of a suspected person”. From the above definition, one can deduce that surveillance is supposed to apply to “a suspected person”. But the big question is , is that the case in our today's world? Electronic surveillance has become a common phenomenon especially in the developed world as a way of monitoring the activities of every member of the society irrespective of whether or not they are a suspect. Again, in our present day world filled with all kinds of modern technology, surveillance could be carried out from afar instead of only from “close observation”, as the dictionary meaning suggests. Satellite images and remote monitoring of communications via highpowered infra-red technologies can be used for long distance surveillance activities. Thus, governments and big corporations have made surveillance part of everyday life, in that it includes, but is not limited to, hidden cameras in an ATM machines, data bases of all employees in a particular company, scanners that picks mobile phone communications, computer programs that monitor keystrokes, or key words and video cameras that parents can use, to monitor, their children at a day care centre.



Surveillance---Not a Specific Person

“Surveillance” can be broad---their definition is outdated


Hier 7 – Sean Hier, Assistant Professor in the Department of Sociology, University of Victoria, British Columbia and Joshua Greenberg, Assistant Professor in the School of Journalism and Communication, Carleton University, The Surveillance Studies Reader, p. 84-86

A deficient definition



One indicator of rapid change is the failure of dictionary definitions to capture current understandings of surveillance. For example in the Concise Oxford Dictionary surveillance is defined as 'close observation, especially of a suspected person’. Yet today many of the new surveillance technologies are not 'especially' applied to ‘a suspected person'. They are commonly applied categorically. In broadening the range of suspects the term 'a suspected person' takes on a different meaning. In a striking innovation, surveillance is also applied to contexts (geographical places and spaces, particular lime periods, networks, systems and categories of person), not just to a particular person whose identity is known beforehand.

The dictionary definition also implies a clear distinction between the object of surveillance and the person carrying it out. In an age of servants listening behind closed doors, binoculars and telegraphic interceptions, that separation made sense. It was easy to separate the watcher from the person watched. Yet self-monitoring has emerged as an important theme, independent of the surveilling of another. In the hope of creating self-restraint, threats of social control (i.e. the possibility of getting caught) arc well-publicized with mass media techniques.

A general ethos of self-surveillance is also encouraged by the availability of home products such as those that test for alcohol level, pregnancy, menopause and AIDS. Self-surveillance merges the line between the surveilled and the surveillant. In some cases we see parallel or co-monitoring, involving the subject and an external agent.: The differentiation of surveillance into ever more specialized roles is sometimes matched by a rarely studied de-differentiation or generalization of surveillance to non-specialized roles. For example regardless of their job, retail store employees are trained to identify shoplifters and outdoor utility workers are trained to look for signs of drug manufacturing.

The term 'close observation’ also fails to capture contemporary practices. Surveillance may be carried out from afar, as with satellite images or the remote monitoring of communications and work. Nor need it be close as in detailed - much initial surveillance involves superficial scans looking for patterns of interest to be pursued later in greater detail.

The dated nature of the definition is further illustrated in its seeming restriction lo visual means as implied in 'observation*. The eyes do contain the vast majority of the body's sense receptors and die visual is a master metaphor for the other senses (e.g., saying 'I sec' for understanding or being able to 'sec through people'). Indeed 'seeing through' is a convenient short hand for the new surveillance.

To be sure the visual is usually an clement of surveillance, even when it is not the primary means of data collection (e.g. written accounts of observations, events and conversations, or the conversion to text or images of measurements from heat, sound or movement). Yet to "observe' a text or a printout is in many ways different from a detective or supervisor directly observing behavior. The eye as the major means of direct surveillance is increasingly joined or replaced by hearing, touching and smelling. The use of multiple senses and sources of data is an important characteristic of much of the new surveillance.



A better definition of the new surveillance is the use of technical means to extract or create personal data. This may be taken from individuals or contexts. In this definition the use of 'technical means’ to extract and create the information implies the ability to go beyond what is offered to the unaided senses or voluntarily reported. Many of the examples extend the senses by using material artifacts or software of some kind, but the technical means for rooting out can also be deception, as with informers and undercover police. The use of 'contexts' along with 'individuals' recognizes that much modern surveillance also looks at settings and patterns of relationships. .Meaning may reside in cross-classifying discrete sources of data (as with computer matching and profiling) that in and of themselves arc not of revealing. Systems as well as persons are of interest.

This definition of the new surveillance excludes the routine, non-technological surveillance that is a part of everyday life such as looking before crossing the street or seeking the source of a sudden noise or of smoke. An observer on a nude beach or police interrogating a cooperative suspect would also be excluded, because in these cases the information is volunteered and the unaided senses are sufficient

I do not include a verb such as 'observe' in the definition because the nature of the means (or the senses involved) suggests subtypes and issues for analysis and ought not to be foreclosed by a definition, (e.g. how do visual, auditory, text and other forms of surveillance compare with respect to factors such as intrusiveness or validity?). If such a verb is needed I prefer 'attend to’ or 'to regard' rather than observe with its tilt toward the visual.

While the above definition captures some common elements among new surveillance means, contemporary tactics are enormously varied and would include:

• a parent monitoring a baby on closed circuit television during commercials or through a day care center webcast;

• a data base for employers containing the names of persons who have filed workman compensation claims;

• a video monitor in a department store scanning customers and matching their images to those of suspected shoplifters;

• a supervisor monitoring employee's e-mail and phone communication;

• a badge signaling where an employee is at all times;

• a hidden camera in an ATM machine;

• a computer program that monitors the number of keystrokes or looks for key words or patterns;

• a thermal imaging device aimed at the exterior of a house from across the street

• analyzing hair to determine drug use;

• a self-test for level of alcohol in one's system;

• a scanner that picks up cellular and cordless phone communication;

• mandatory provision of a DNA sample;

• the polygraph or monitoring brain waves to determine truthfulness;

• Caller ID.



Surveillance---Includes Remote Monitoring

“Surveillance” does not have to be “close” observation---remote monitoring is more common


Hier 7 – Sean Hier, Assistant Professor in the Department of Sociology, University of Victoria, British Columbia and Joshua Greenberg, Assistant Professor in the School of Journalism and Communication, Carleton University, The Surveillance Studies Reader, p. 84-86

A deficient definition



One indicator of rapid change is the failure of dictionary definitions to capture current understandings of surveillance. For example in the Concise Oxford Dictionary surveillance is defined as 'close observation, especially of a suspected person’. Yet today many of the new surveillance technologies are not 'especially' applied to ‘a suspected person'. They are commonly applied categorically. In broadening the range of suspects the term 'a suspected person' takes on a different meaning. In a striking innovation, surveillance is also applied to contexts (geographical places and spaces, particular lime periods, networks, systems and categories of person), not just to a particular person whose identity is known beforehand.

The dictionary definition also implies a clear distinction between the object of surveillance and the person carrying it out. In an age of servants listening behind closed doors, binoculars and telegraphic interceptions, that separation made sense. It was easy to separate the watcher from the person watched. Yet self-monitoring has emerged as an important theme, independent of the surveilling of another. In the hope of creating self-restraint, threats of social control (i.e. the possibility of getting caught) arc well-publicized with mass media techniques.

A general ethos of self-surveillance is also encouraged by the availability of home products such as those that test for alcohol level, pregnancy, menopause and AIDS. Self-surveillance merges the line between the surveilled and the surveillant. In some cases we see parallel or co-monitoring, involving the subject and an external agent.: The differentiation of surveillance into ever more specialized roles is sometimes matched by a rarely studied de-differentiation or generalization of surveillance to non-specialized roles. For example regardless of their job, retail store employees are trained to identify shoplifters and outdoor utility workers are trained to look for signs of drug manufacturing.

The term 'close observation’ also fails to capture contemporary practices. Surveillance may be carried out from afar, as with satellite images or the remote monitoring of communications and work. Nor need it be close as in detailed - much initial surveillance involves superficial scans looking for patterns of interest to be pursued later in greater detail.

The dated nature of the definition is further illustrated in its seeming restriction lo visual means as implied in 'observation*. The eyes do contain the vast majority of the body's sense receptors and die visual is a master metaphor for the other senses (e.g., saying 'I sec' for understanding or being able to 'sec through people'). Indeed 'seeing through' is a convenient short hand for the new surveillance.

To be sure the visual is usually an clement of surveillance, even when it is not the primary means of data collection (e.g. written accounts of observations, events and conversations, or the conversion to text or images of measurements from heat, sound or movement). Yet to "observe' a text or a printout is in many ways different from a detective or supervisor directly observing behavior. The eye as the major means of direct surveillance is increasingly joined or replaced by hearing, touching and smelling. The use of multiple senses and sources of data is an important characteristic of much of the new surveillance.

A better definition of the new surveillance is the use of technical means to extract or create personal data. This may be taken from individuals or contexts. In this definition the use of 'technical means’ to extract and create the information implies the ability to go beyond what is offered to the unaided senses or voluntarily reported. Many of the examples extend the senses by using material artifacts or software of some kind, but the technical means for rooting out can also be deception, as with informers and undercover police. The use of 'contexts' along with 'individuals' recognizes that much modern surveillance also looks at settings and patterns of relationships. .Meaning may reside in cross-classifying discrete sources of data (as with computer matching and profiling) that in and of themselves arc not of revealing. Systems as well as persons arc of interest.

Surveillance---Covert

“Surveillance” must be covert


Ngwenya 12 – Mboiki Obed Ngwenya, Magister Technologiae in Forensic Investigation at University of South Africa, “CLOSED CIRCUIT TELEVISION AS A SURVEILLANCE TECHNIQUE: A CASE STUDY OF FILLING STATIONS IN MIDDELBURG, MPUMALANGA, SOUTH AFRICA”, February, http://uir.unisa.ac.za/bitstream/handle/10500/7703/dissertation_ngwenya_mo.pdf?sequence=1

3.7 SURVEILLANCE

According to Buckwalter (1983:1), surveillance is the covert observation of places, persons and vehicles for the purpose of obtaining information concerning the identities of subjects. The term surveillance comes from the French word surveiller which derives from sur (over) and veiller (to watch); literally, it means to ‘watch over’ (Buckwalter, 1983:3).

Tyska and Fennelly (1999:165) define surveillance as a secretive and continuous watching of persons, vehicles, places and objects, to obtain information concerning the activities and identities of an individual or conditions. Van Rooyen (2001:99) defines surveillance as the careful and continuous watching of something or someone, carried on in a secretive or discreet manner, in order to obtain information on a subject.

All the above authors agree that surveillance has to do with watching in a secretive manner, with the aim of obtaining or gathering information. Tyska and Fennelly (1999:164), further say that the effort begins with determining just what one’s objectives are for conducting surveillance, as surveillance is a way to find an individual by watching his or her associates and friends. When seeking detailed data about a person’s activity, there is no better method than to use frequent surveillance.

“Surveillance” is covert activity


Berkeley 95 – Berkeley Police Department, “GENERAL ORDER S-3 SUBJECT: SURVEILLANCE”, 9-5, https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=8&cad=rja&uact=8&ved=0CEEQFjAH&url=http%3A%2F%2Fwww.cityofberkeley.info%2FuploadedFiles%2FPolice%2FLevel_3_-_General%2FGO%2520S-03_95Sep05.pdf&ei=d3xoVaGpBouQyASan4G4CQ&usg=AFQjCNHvVPtYwL3kgHA2EqGysqJiFdslJw&sig2=oq2v_8OXHrab56ADwDeoOQ

"Surveillance" is that covert activity which is directed at a particular person or location and intended to gather evidence of, or prevent, criminal activity. The routine investigation and watch of a suspect, vehicle or location by uniformed personnel is not considered "surveillance."

“Surveillance” must be covert


O'Connor 11 – Dr. Thomas Riley Kennedy O'Connor, Assoc Prof, Criminal Justice/Homeland Security Director, Institute for Global Security Studies Austin Peay State University, “INFORMANTS, SURVEILLANCE, AND UNDERCOVER OPERATIONS”, 9-27, http://www.drtomoconnor.com/3220/3220lect02c.htm

SURVEILLANCE



Surveillance is the clandestine collection and analysis of information about persons or organizations, or put another way, methods of watching or listening without being detected. Most surveillance has physical and electronic aspects, and is preceded by reconnaissance, and not infrequently, by surreptitious entry (to plant a monitoring device). Surveillance can be a valuable and essential tool in combating a wide range of sophisticated criminal activities, including such offenses as kidnapping, gambling, narcotics, prostitution, and terrorism. There are many different types of surveillance. Peterson and Zamir (2000), for example, list seventeen types: audio, infra/ultra-sound, sonar, radio, radar, infrared, visual, aerial, ultraviolent, x-ray, chemical and biological, biometrics, animals, genetic, magnetic, cryptologic, and computers. A shorter list would include four general types of surveillance: visual; audio, moving, and contact. Here is an outline of the four types from that shorter list:

Surveillance---Includes Overt Monitoring

“Surveillance” can be overt or covert


Wall 7 – David S. Wall, Professor of Criminal Justice and Head of the School of Law at the University of Leeds, Cybercrime: The Transformation of Crime in the Information Age, p. 230

surveillance is the act of monitoring the behaviour of another either in real-time using cameras, audio devices or key-stroke monitoring, or in chosen time by data mining records of internet transactions. Surveillance can be overt or covert. User awareness of being surveilled in real or chosen time can shape their online behaviour. See panopticon.

Limiting “surveillance” to only covert action is outdated


UNODC 9 – United Nations Office on Drugs and Crime, “Current Practices in Electronic Surveillance in the Investigation of Serious and Organized Crime”, http://www.unodc.org/documents/organized-crime/Law-Enforcement/Electronic_surveillance.pdf

1.2 Electronic surveillance



The term “electronic surveillance” covers an array of capabilities and practices. To better understand what is meant by electronic surveillance, it is useful to break it down into parts. Surveillance has previously been defined on the basis of covert/overt distinctions, or determined according to the level of contact with the target, whether remote or direct. These distinctions might, arguably, create a false dichotomy, particularly in the context of modern surveillance technologies, where overt/covert lines are not as easy to draw. Thus, a framework based on function is perhaps more useful. The table below provides some examples. Although this too is flawed in that modern surveillance technologies will often have multiple capabilities (see below discussion at section 5.2 on regulating technologies with multiple capabilities).

Surveillance---Excludes Disease

Domestic surveillance is distinct from disease surveillance.


EPIS 15 (Empire Pacific Investigative Service – an organization run by retired U.S. Federal Special Agents. They specialize in surveillance cases, http://www.epis.us/domestic_surveillance.html)

SURVEILLANCE IN DEFINITION

Domestic Surveillance - Surveillance is the monitoring of the behavior, activities, or other changing information, usually of people and often in a surreptitious manner. It most usually refers to observation of individuals or groups by government organizations, but disease surveillance, for example, is monitoring the progress of a disease in a community.

Surveillance---Excludes Animals

Domestic surveillance is of non-human animals.


EPIS 15 (Empire Pacific Investigative Service – an organization run by retired U.S. Federal Special Agents. They specialize in surveillance cases, http://www.epis.us/domestic_surveillance.html)

SURVEILLANCE IN DEFINITION

Domestic Surveillance - Surveillance is the monitoring of the behavior, activities, or other changing information, usually of people and often in a surreptitious manner. It most usually refers to observation of individuals or groups by government organizations, but disease surveillance, for example, is monitoring the progress of a disease in a community.

Surveillance---Precision Impacts

Precision’s vital because surveillance debates shape policy


Fuchs 11 – Christian Fuchs, Chair in Media and Communication Studies Uppsala University, Department of Informatics and Media Studies. Sweden, “How Can Surveillance Be Defined?”, http://www.matrizes.usp.br/index.php/matrizes/article/viewFile/203/347

These randomly collected news clippings from newspapers give us an idea of how important the topic of surveillance has become for the media and for our lives. Economic and state surveillance seem to be two issues that affect the lives of all citizens worldwide. Economic organizations are entangled into both workplace/workforce surveillance and consumer surveillance in order to enable the capital accumulation process. State institutions (like the police, the military, secret services, social security and unemployment offices) are using surveillance for organizing and managing the population. All of this takes place in the context of the extension and intensification of surveillance (Ball and Webster, 2003; Lyon, 2003) in post-9/11 new imperialism that is afraid of terrorism and at the same time creates this phenomenon and in the context of neoliberal corporate regimes that subjugate ever larger spheres and parts of life to commodity logic (Harvey, 2003, p. 2005). If organizations are an important source and space of surveillance, then it is important to understand how surveillance can be defined.



Given the circumstance that there is much public talk about surveillance and surveillance society, it is an important task for academia to discuss and clarify the meaning of these terms because academic debates to a certain extent inform and influence public and political discourses. The task of this paper is to explore compare ways of defining surveillance. In order to give meaning to concepts that describe the realities of society, social theory is needed. Therefore social theory is employed in this paper for discussing ways of defining surveillance. “Living in ‘surveillance societies’ may throw up challenges of a fundamental – ontological – kind” (Lyon, 1994, p. 19). Social philosophy is a way of clarifying such ontological questions that concern the basic nature and reality of surveillance.

Surveillance---Public Health Definitions Bad

Their interpretation is from a public health source---reject that---it’s imprecise on a public policy topic


Fuchs 11 – Christian Fuchs, Chair in Media and Communication Studies Uppsala University, Department of Informatics and Media Studies. Sweden, “How Can Surveillance Be Defined?”, http://www.matrizes.usp.br/index.php/matrizes/article/viewFile/203/347

In everyday language use, citizens tend to use the concept of surveillance in a negative way and to connection the Orwellian dystopia of totalitarianism with this notion. In academia, the notion of surveillance is besides in the social sciences especially employed in medicine. Surveillance data and surveillance systems in medicine are connected to the monitoring of diseases and health statuses. In the Social Sciences Citation Index (SSCI), the most frequently cited paper that contains the word surveillance in its title, is a medical work titled “Annual report to the nation on the status of cancer, 1975-2000, featuring the uses of surveillance data for cancer prevention and control” (SSCI search, April 30, 2010). This shows that there is a difference between the everyday usage and the predominant academic usage of the term surveillance. The first tends to be more political and normative, the latter more analytical. My argument is that the social science usage of the term surveillance should not be guided by the understandings given to the term in medicine, the natural sciences, or engineering because the specific characteristic of the social sciences is that it has a strong normative and critical tradition that should in my opinion not be dismissed. The question is if surveillance should be considered as a political concept or a general concept.


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