United States Securities and Exchange Commission Washington, D. C. 20549 form 10-K


PART IV ITEM 15.    EXHIBITS AND FINANCIAL STATEMENT SCHEDULES



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PART IV

ITEM 15.    EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a) Financial Statements and Schedules

The financial statements are set forth under Item 8 of this Annual Report on Form 10-K, as indexed below. Financial statement schedules have been omitted since they either are not required, not applicable, or the information is otherwise included.



Index to Financial Statements Page

Income Statements 42

Balance Sheets 43

Cash Flows Statements 44

Stockholders’ Equity Statements 45

Notes to Financial Statements 46

Report of Independent Registered Public Accounting Firm 81

(b) Exhibit Listing

 









































 

  

 

  

Filed Herewith

  

Incorporated by Reference

 


Exhibit
Number


  

Exhibit Description

  

  

Form

  

Period
Ending


  

Exhibit

  

Filing Date

3.1

  

Amended and Restated Articles of Incorporation of Microsoft Corporation

  

 

  

10-Q

  

12/31/02

  

3.1

  

1/31/03

3.2

  

Bylaws of Microsoft Corporation

  

 

  

8-K

  

 

  

3.2

  

9/25/08

4.1

  

Form of Indenture between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee (“Base Indenture”)

  

 

  

3-ASR

  

 

  

4.1

  

11/20/08

4.2

  

Form of First Supplemental Indenture for 2.95% Notes due 2014, 4.20% Notes due 2019, and 5.20% Notes due 2039, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Base Indenture

  

 

  

8-K

  

 

  

4.2

  

5/15/09

10.1*

  

Microsoft Corporation 2001 Stock Plan

  

 

  

8-K

  

 

  

99.2

  

7/20/06

10.2*

  

Microsoft Corporation 1991 Stock Option Plan

  

 

  

8-K

  

 

  

99.1

  

7/20/06

10.3*

  

Microsoft Corporation 1999 Stock Plan for Non-Employee Directors

  

 

  

8-K

  

 

  

10.3

  

11/15/04

10.4*

  

Microsoft Corporation 2003 Employee Stock Purchase Plan

  

 

  

10-K

  

6/30/04

  

10.6

  

9/1/04

10.5*

  

Microsoft Corporation Deferred Compensation Plan

  

 

  

S-8

  

 

  

99.1

  

2/28/06

10.6*

  

Form of Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan

  

 

  

10-K

  

 

  

10.8

  

8/25/06

10.7*

  

Form of Stock Award Agreement for Non-Employee Directors under the Microsoft Corporation 1999 Stock Plan for Non-Employee Directors

  

 

  

10-K

  

6/30/04

  

10.9

  

9/1/04

10.8*

  

Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the January 1, 2004 to June 30, 2006 performance period

  

 

  

10-K

  

6/30/04

  

10.10

  

9/1/04








































 

  

 

  

Filed
Herewith


  

Incorporated by Reference

 


Exhibit
Number


  

Exhibit Description

  

  

Form

  

Period
Ending


  

Exhibit

  

Filing Date

10.9*

  

Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the July 1, 2003 to June 30, 2006 performance period

  

 

  

10-K

  

6/30/04

  

10.11

  

9/1/04

10.10*

  

Form of Stock Option Agreement under the Microsoft Corporation 2001 Stock Plan

  

 

  

10-K

  

6/30/04

  

10.12

  

9/1/04

10.11*

  

Form of Stock Option Agreement for Non-Employee Directors under the 1999 Stock Plan for Non-Employee Directors

  

 

  

10-K

  

6/30/04

  

10.13

  

9/1/04

10.12

  

Trust Agreement dated June 1, 1993 between Microsoft Corporation and BNY Western Trust Company as trustee (formerly with First Interstate Bank of Washington as trustee)

  

 

  

10-K

  

6/30/02

  

10.8

  

9/6/02

10.13

  

Trust Agreement dated June 30, 2003 between Microsoft Corporation and BNY Western Trust Company as trustee

  

 

  

10-K

  

6/30/03

  

10.8

  

9/5/03

10.14*

  

Microsoft Corporation Deferred Compensation Plan for Non-Employee Directors

  

 

  

S-8

  

 

  

99.2

  

2/28/06

10.15*

  

Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the fiscal year 2007 performance period

  

 

  

10-K

  

6/30/07

  

10.17

  

8/3/07

10.16*

  

Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the fiscal year 2008 performance period

  

 

  

10-Q

  

12/31/07

  

10.18

  

1/24/08

10.17*

  

Executive Officer Incentive Plan

  

 

  

10-Q

  

9/30/08

  

10.17

  

10/23/08

10.18*

  

Form of Executive Officer Incentive Plan Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan

  

 

  

10-Q

  

9/30/08

  

10.18

  

10/23/08

10.19*

  

Annual Performance Bonus Plan for Executive Officers

  

 

  

10-Q

  

12/31/08

  

10.19

  

1/22/09

12

  

Computation of Ratio of Earnings to Fixed Charges

  

X

  

 

  

 

  

 

  

 

21

  

Subsidiaries of Registrant

  

X

  

 

  

 

  

 

  

 

23.1

  

Consent of Independent Registered Public Accounting Firm

  

X

  

 

  

 

  

 

  

 

31.1

  

Certifications of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

  

X

  

 

  

 

  

 

  

 

31.2

  

Certifications of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

  

X

  

 

  

 

  

 

  

 

32.1

  

Certifications of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

  

X

  

 

  

 

  

 

  

 

32.2

  

Certifications of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

  

X

  

 

  

 

  

 

  

 

* Indicates a management contract or compensatory plan or arrangement
SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned; thereunto duly authorized, in the City of Redmond, State of Washington, on July 29, 2009.

 










MICROSOFT CORPORATION







By:

 

/S/    FRANK H. BROD        

 


 

 

Frank H. Brod

 

 

Corporate Vice President, Finance and Administration; Chief Accounting Officer (Principal Accounting Officer)


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