PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) Financial Statements and Schedules
The financial statements are set forth under Item 8 of this Annual Report on Form 10-K, as indexed below. Financial statement schedules have been omitted since they either are not required, not applicable, or the information is otherwise included.
Index to Financial Statements Page
Income Statements 42
Balance Sheets 43
Cash Flows Statements 44
Stockholders’ Equity Statements 45
Notes to Financial Statements 46
Report of Independent Registered Public Accounting Firm 81
(b) Exhibit Listing
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Filed Herewith
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Incorporated by Reference
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Exhibit
Number
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Exhibit Description
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Form
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Period
Ending
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Exhibit
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Filing Date
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3.1
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Amended and Restated Articles of Incorporation of Microsoft Corporation
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10-Q
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12/31/02
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3.1
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1/31/03
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3.2
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Bylaws of Microsoft Corporation
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8-K
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3.2
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9/25/08
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4.1
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Form of Indenture between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee (“Base Indenture”)
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3-ASR
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4.1
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11/20/08
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4.2
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Form of First Supplemental Indenture for 2.95% Notes due 2014, 4.20% Notes due 2019, and 5.20% Notes due 2039, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Base Indenture
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8-K
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4.2
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5/15/09
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10.1*
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Microsoft Corporation 2001 Stock Plan
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8-K
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99.2
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7/20/06
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10.2*
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Microsoft Corporation 1991 Stock Option Plan
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8-K
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99.1
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7/20/06
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10.3*
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Microsoft Corporation 1999 Stock Plan for Non-Employee Directors
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8-K
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10.3
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11/15/04
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10.4*
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Microsoft Corporation 2003 Employee Stock Purchase Plan
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10-K
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6/30/04
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10.6
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9/1/04
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10.5*
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Microsoft Corporation Deferred Compensation Plan
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S-8
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99.1
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2/28/06
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10.6*
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Form of Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan
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10-K
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10.8
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8/25/06
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10.7*
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Form of Stock Award Agreement for Non-Employee Directors under the Microsoft Corporation 1999 Stock Plan for Non-Employee Directors
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10-K
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6/30/04
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10.9
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9/1/04
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10.8*
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Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the January 1, 2004 to June 30, 2006 performance period
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10-K
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6/30/04
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10.10
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9/1/04
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Filed
Herewith
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Incorporated by Reference
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Exhibit
Number
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Exhibit Description
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Form
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Period
Ending
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Exhibit
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Filing Date
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10.9*
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Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the July 1, 2003 to June 30, 2006 performance period
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10-K
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6/30/04
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10.11
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9/1/04
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10.10*
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Form of Stock Option Agreement under the Microsoft Corporation 2001 Stock Plan
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10-K
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6/30/04
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10.12
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9/1/04
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10.11*
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Form of Stock Option Agreement for Non-Employee Directors under the 1999 Stock Plan for Non-Employee Directors
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10-K
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6/30/04
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10.13
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9/1/04
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10.12
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Trust Agreement dated June 1, 1993 between Microsoft Corporation and BNY Western Trust Company as trustee (formerly with First Interstate Bank of Washington as trustee)
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10-K
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6/30/02
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10.8
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9/6/02
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10.13
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Trust Agreement dated June 30, 2003 between Microsoft Corporation and BNY Western Trust Company as trustee
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10-K
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6/30/03
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10.8
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9/5/03
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10.14*
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Microsoft Corporation Deferred Compensation Plan for Non-Employee Directors
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S-8
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99.2
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2/28/06
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10.15*
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Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the fiscal year 2007 performance period
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10-K
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6/30/07
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10.17
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8/3/07
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10.16*
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Form of Shared Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan for the fiscal year 2008 performance period
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10-Q
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12/31/07
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10.18
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1/24/08
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10.17*
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Executive Officer Incentive Plan
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10-Q
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9/30/08
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10.17
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10/23/08
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10.18*
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Form of Executive Officer Incentive Plan Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan
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10-Q
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9/30/08
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10.18
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10/23/08
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10.19*
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Annual Performance Bonus Plan for Executive Officers
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10-Q
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12/31/08
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10.19
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1/22/09
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12
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Computation of Ratio of Earnings to Fixed Charges
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X
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21
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Subsidiaries of Registrant
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X
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23.1
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Consent of Independent Registered Public Accounting Firm
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X
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31.1
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Certifications of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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X
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31.2
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Certifications of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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X
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32.1
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Certifications of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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X
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32.2
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Certifications of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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X
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* Indicates a management contract or compensatory plan or arrangement
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned; thereunto duly authorized, in the City of Redmond, State of Washington, on July 29, 2009.
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MICROSOFT CORPORATION
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By:
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/S/ FRANK H. BROD
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Frank H. Brod
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Corporate Vice President, Finance and Administration; Chief Accounting Officer (Principal Accounting Officer)
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