EXECUTIVE SUMMARY 8
I. INTRODUCTION 26
II. STATE GOVERNMENT CAPABILITY 28
NORTH CAROLINA STATE GOVERNMENT STRUCTURE 31
The Judicial Branch 31
The Legislative Branch 31
The Executive Branch 33
NORTH CAROLINA OFFICE OF THE GOVERNOR 34
Governor’s Policy Office 34
NC Commission on Volunteerism and Community Service 34
Governor’s Legislative Office 34
Governor’s Office for Intergovernmental Relations 35
Governor’s Communication Office 35
Citizen and Community Service Office 35
The Office of State Budget and Management 35
Capital Improvement Planning Act 35
NORTH CAROLINA OFFICE OF THE LIEUTENANT GOVERNOR 36
NORTH CAROLINA DEPARTMENT OF PUBLIC SAFETY 36
NC National Guard 37
State Highway Patrol 37
NC Civil Air Patrol 37
State Emergency Response Commission (SERC) 39
State Emergency Response Team (SERT) 39
Emergency Management Division 40
Organization of the Division 40
NCDEM Branch and Area Offices 41
NCDEM Responsibilities 41
The Stafford Act/Disaster Mitigation Act of 2000 41
Mitigation Planning Under DMA 2000 and SB 300 43
The State Hazard Mitigation Advisory Group (SHMAG): Developing the State Hazard Mitigation Plan 43
Natural Hazards Advisory Panel 44
NC Statewide Mutual Aid Agreement 45
Working with Local Governments 46
Promoting Hazards Awareness and Research 46
State and Federal Support for the Division of Emergency Management 47
NC Division of Emergency Management, Hazard Mitigation Branch 47
The Hazard Mitigation Planning Initiative 49
Coordination of Local Hazard Mitigation Planning Programs 51
Local Plan Review 51
North Carolina Division of Emergency Management, Geospatial and Technology Management Section, Floodplain Mapping Program 52
Community Rating System 54
North Carolina Division of Emergency Management, Homeland Security Planning Section 54
Homeland Security Planning Section NC State Homeland Security Strategy 54
Homeland Security Planning Section NC Emergency Operations Plan 55
Local Emergency Operations Plans 56
Homeland Security Planning Section NC Hazardous Materials Program 56
NC Division of Emergency Management, Operations Section 57
NORTH CAROLINA DEPARTMENT OF INSURANCE 57
DOI Support for the NFIP 58
Office of the State Fire Marshal 58
Office of the State Fire Marshal, Engineering Division 59
North Carolina State Building Code 59
Building Code Administration at the Local Level 60
Office of the State Fire Marshal, Manufactured Building Division 61
Office of the State Fire Marshal, Fire and Rescue Commission Division 61
Office of the State Fire Marshal, Program Development, Prevention and Grants Division 62
Office of the State Fire Marshal, Fire and Rescue Training and Inspection Division 62
NC DEPARTMENT OF ENVIRONMENT AND NATURAL RESOURCES 62
Environmental Management Commission 63
Division of Water Quality 63
Division of Water Quality, NC Wetlands Restoration Program 63
Local Watershed Planning Initiative 64
NC Ecosystem Enhancement Program (EEP) 64
Division of Water Quality, Water Quality Section 65
Water Quality Section, Stormwater Unit 65
Division of Water Quality, Groundwater Section 66
Division of Water Quality, Basinwide Water Quality Planning 67
Division of Water Resources 67
North Carolina Drought Management Advisory Council 67
Division of Water Resources River Basin Water Supply Planning 68
Division of Water Resources, Water Allocation Section 68
Division of Water Resources, Water Supply Planning Section 69
Division of Water Resources, Public Water Supply Section 70
Division of Water Resources, On-Site Wastewater Section 71
Division of Waste Management 71
Division of Waste Management, Solid Waste Section 71
Division of Waste Management, Underground Storage Tank Section 71
Division of Waste Management, Hazardous Waste Section 72
Division of Waste Management, Superfund Section 72
Division of Parks and Recreation 72
State Parks Land Acquisition Program 73
Natural and Scenic Rivers System 73
Division of Coastal Management 73
Coastal Resources Commission/Coastal Resources Advisory Committee 74
Coastal Area Management Act (CAMA) 74
CAMA Coastal Counties 75
CAMA Land-Use Planning 75
Areas of Environmental Concern 76
CAMA Permits 77
Shoreline Erosion Rates 78
Oceanfront Erosion Response 79
Post-Storm Reconstruction 79
Maps and Data 80
Wetlands Protection 80
Division of Energy, Mineral, and Land Resources 81
Division of Energy, Mineral, and Land Resources Land Quality Section 81
Dam Safety Program 82
Erosion and Sedimentation Program 84
Sedimentation Control Commission 84
Mining Program 84
Division of Energy, Mineral, and Land Resources NC Geological Survey 84
NC Natural Heritage Trust Fund 85
Clean Water Management Trust Fund 86
Swine Operation Grant 87
Stormwater Management Grants 87
Riparian Buffer, Floodplain and Wetlands Grants 88
Barrier Island Grants 88
Wildlife Grants 88
Stream Restoration 88
CWMTF: Water Quality and Flood Mitigation 89
Million Acre Initiative 89
NC Conservation Tax Credit Program 90
NORTH CAROLINA DEPARTMENT OF TRANSPORTATION 90
NCDOT Office of the Secretary 91
NCDOT Public Information Office 91
NCDOT Planning and Environmental Division 92
Planning and Environmental Division, Project Development and Analysis Branch 92
Project Development Unit 92
Office of Natural Environment 93
Office of Human Environment 93
Planning and Environmental Division, Program Development Branch 95
Transportation Improvement Plan Unit 95
Enhancement Unit 96
Planning and Environmental Division, Transportation Planning Branch 96
GIS Unit 96
Traffic Survey Unit 97
Transportation Planning Unit 97
NCDOT Division of Highways 97
Traffic Evacuation Management Plan for Interstate 40 98
Highway NC 12 98
NCDOT Division of Highways, Construction and Materials Branch, Roadside Environmental Unit 100
NCDOT Division of Highways, Highway Design Branch, Hydraulics Unit 100
NCDOT Division of Highways, Highway Design Branch, Geotechnical Engineering Unit 101
NCDOT Division of Highways, Highway Operations, State Road Maintenance Unit 101
North Carolina Correction Enterprises 102
Permanent Housing Initiative 102
NORTH CAROLINA DEPARTMENT OF COMMERCE 103
State Infrastructure Council 103
State Economic Development Board 104
NC Board of Science and Technology 104
The Oregon Inlet Project 104
Public Staff of the Utilities Commission 105
Rural Electrification Authority 105
State Ports Authority 106
Business and Industry Division 106
Division of Tourism, Film and Sports Development 106
Tourism Grant Programs 107
Hurricane Evacuation of Coastal Counties 107
Policy, Research and Strategic Planning Office 107
Division of Community Assistance 108
Division of Community Assistance Main Street Program 108
Division of Community Assistance Community Planning Program 108
Division of Community Assistance CDBG Program 109
Division of Community Assistance State Development Zones Program 110
NORTH CAROLINA DEPARTMENT OF PUBLIC HEALTH AND HUMAN SERVICES 111
Division of Public Health 111
Division of Public Health Epidemiology Branch 111
Division of Public Health Office of Public Health Preparedness and Response 111
Division of Public Health Communicable Disease Control Branch 113
Division of Mental Health, Developmental Disabilities and Substance Abuse Services 113
Disaster Preparedness Program 113
Hope After Program 113
NORTH CAROLINA DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES 114
Emergency Programs Division 115
Public Affairs Division 116
Standards Division 116
Aquaculture and Natural Resources Division 116
Agronomic Services Division 117
Veterinary Division 117
North Carolina State Animal Response Team 117
NORTH CAROLINA DEPARTMENT OF ADMINISTRATION 118
NC State Environmental Review Clearinghouse 118
Office of State Property 119
State Building Commission 119
State Construction Office 120
Executive Order 123, the “Uniform Floodplain Management Policy” 121
NORTH CAROLINA HOUSING FINANCE AGENCY 122
NORTH CAROLINA UTILITIES COMMISSION 122
STATE CLIMATE OFFICE OF NORTH CAROLINA 124
NC ECONet 125
NORTH CAROLINA COMMUNITY COLLEGE SYSTEM 126
THE UNIVERSITY OF NORTH CAROLINA 127
The Institute of Government 127
The University of North Carolina at Chapel Hill 128
The University of North Carolina at Wilmington 128
UNCW Center for Marine Science 128
North Carolina State University 129
State Climate Office 129
Water Resources Research Institute of UNC 129
Western Carolina University 129
East Carolina University 130
North Carolina Sea Grant 130
North Carolina Cooperative Extension 131
NORTH CAROLINA REAL ESTATE COMMISSION 132
NC Residential Property Disclosure Law 132
III. LOCAL GOVERNMENT CAPABILITY 134
INTRODUCTION 134
Each Community Is Unique 137
Fiscal Capability 138
Technical and Technological Capability 141
Technical Capability 141
Technological Capability 141
Local Government Structure 144
North Carolina Municipalities 144
How Municipalities Are Created 144
Governing Cities and Towns 145
The City Manager 145
North Carolina Counties 147
Diverse North Carolina Counties 147
New Residents, New Jobs 148
Needs of Counties That Have Not Grown 148
Governing North Carolina Counties 149
The County Manager 149
STATE SUPPORT FOR LOCAL PLAN DEVELOPMENT AND IMPLEMENTATION 150
NC Floodplain Mapping Program 150
Hazard Data Made Available to Local Governments 152
Prioritizing Local Assistance 152
LOCAL GOVERNMENT POWERS 152
Regulatory Powers 153
General Police Power 153
Annexation 154
Building Code Enforcement and Building Inspection 154
Land Use Regulations 156
Zoning 157
Flood Hazard Regulation 157
Subdivision Regulation 158
Stormwater Management 159
Acquisition 160
Taxation and Other Revenue Generation 163
Taxation 164
Property Tax 164
Land Transfer Tax 165
Occupancy Taxes 166
Gas Tax (Powell Bill) 166
User Fees 166
Special Assessments 167
Impact Fees 167
Spending and Services 168
Local Government Services 168
Public Schools 170
Emergency Management Services 171
Capital Improvement Programming 173
Economic Development 173
Planning 174
Types of Local Plans 175
Land Use/Comprehensive Plans 175
Hazard Mitigation Plans 176
Planning Workshops and Guidances 176
The Planning Process 177
Planning Criteria 177
The National Flood Insurance Program (NFIP) 178
Community Rating System (CRS) 179
ORGANIZATIONS PROVIDING LOCAL GOVERNMENT SUPPORT 180
North Carolina Association of County Commissioners 180
North Carolina League of Municipalities 182
North Carolina Emergency Management Association 185
North Carolina Chapter of the American Planning Association 185
Regional Councils of Government (COGs) 186
IV. NON-PROFIT ORGANIZATION CAPABILITY 188
THE BLUE SKY FOUNDATION 188
Executive Order No. 25: North Carolina Showcase State Partnership for Natural Disaster Resistance and Resilience 189
AMERICAN RED CROSS 191
AMERICORPS NATIONAL PREPAREDNESS AND RESPONSE CORPS (NPRC) 192
HABITAT FOR HUMANITY 193
NORTH CAROLINA ASSOCIATION OF FLOODPLAIN MANAGERS 193
NORTH CAROLINA SMART GROWTH ALLIANCE 194
NORTH CAROLINA VOLUNTEER ORGANIZATIONS ACTIVE IN DISASTER (NC VOAD) 194
INSTITUTE FOR BUSINESS AND HOME SAFETY (IBHS) 196
“Fortified…for safer Living” 197
Showcase States 197
NORTH CAROLINA CHAPTER OF THE AMERICAN PLANNING ASSOCIATION (NCAPA) 197
NORTH CAROLINA RURAL ECONOMIC DEVELOPMENT CENTER 198
Agricultural Advancement Consortium 198
Water and Sewer Initiative 199
e-NC (Rural Internet Access Authority) 200
NON-PROFIT LAND TRUSTS, CONSERVANCIES, AND PRESERVATION ORGANIZATIONS 201
The Nature Conservancy 201
Conservation Trust of North Carolina 202
Land Trust Alliance 202
V. BUSINESS AND INDUSTRY CAPABILITY 203
STATE INITIATIVES TO ENHANCE BUSINESS AND INDUSTRY RESILIENCY 203
Sustainable Business 203
Small Business Initiative 204
Sustainable Agri-Business 204
THE CONTINGENCY PLANNING ASSOCIATION OF THE CAROLINAS (CPAC) 205
NORTH CAROLINA RATE BUREAU 205
NC INSURANCE UNDERWRITING ASSOCIATION: THE NC BEACH PLAN 206
CAROLINA CONCRETE MASONRY ASSOCIATION 206
HOME IMPROVEMENT WAREHOUSE HURRICANE AWARENESS FAIRS 206
NC MANUFACTURED HOUSING INSTITUTE 207
NC HOME BUILDERS ASSOCIATION 208
VI. FEDERAL GOVERNMENT CAPABILITY 209
FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA) 210
Robert T. Stafford Act 210
Hazard Mitigation Grant Program (HMGP) 210
Please note that HMGP 7% set-asides can fund single, multi-jurisdictional, or regional hazard mitigationplans. 213
Public Assistance Program 213
Individual and Family Grant Program (IFG) 214
Disaster Mitigation Act of 2000 214
Section 322 215
National Flood Insurance Program (NFIP) 215
Community Rating System (CRS) 217
US Fire Administration 219
SMALL BUSINESS ADMINISTRATION 220
Small Business Administration Disaster Assistance Program 220
U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT 221
U.S. ARMY CORPS OF ENGINEERS 221
Floodplain Management Services Program 222
Beach Nourishment Programs 222
U.S. DEPARTMENT OF AGRICULTURE 223
United States Forest Service 223
Fire Management Program 224
Forest Health Protection Unit 224
Natural Resources Conservation Service 224
Water Resources: River Basin Program 225
Watershed Surveys and Planning 225
U.S. ENVIRONMENTAL PROTECTION AGENCY (EPA) 225
Clean Water Act 226
National Environmental Policy Act (NEPA) 227
NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION 228
National Weather Service 228
Coastal Services Center 228
U.S. FISH AND WILDLIFE SERVICE 229
Coastal Barrier Resources Act 229
VII. FUNDING SOURCES FOR MITIGATION 231
A WEALTH OF FUNDING POSSIBILITIES 231
RESOURCES FOR EXPLORING MITIGATION FUNDING 231
FEDERAL SOURCES OF MITIGATION FUNDS 232
232
Funding Available from FEMA 232
The Flood Mitigation Assistance Program (FMA) 233
(Current Funding Source still valid as of June 2013 ) 233
The Pre-Disaster Mitigation (PDM) Program 234
The Hazard Mitigation Grant Program (HMGP) 235
The Public Assistance Program 239
The Repetitive Flood Claims Program 240
The Severe Repetitive Loss (SRL) Program 240
Earthquake Consortium Grant 241
Funding Available from the Environmental Protection Agency (Potential) 242
Clean Water Act Section 319 Grants 242
Clean Water State Revolving Funds 242
Drinking Water State Revolving Funds 242
Wetlands Protection - Development Grants 242
Funding Available from the U.S. Army Corps of Engineers (Potential) 243
Aquatic Ecosystem Restoration 243
Beneficial Uses of Dredged Material 243
Floodplain Management Services 243
Nonstructural Alternatives to Structural Rehabilitation of Damaged Flood Control Works 244
Planning Assistance to States 245
Beach Erosion Control Projects 245
Funding Available from the Natural Resources Conservation Service (Potential) 245
Emergency Watershed Protection Program (EWP) 246
Watershed Protection and Flood Prevention Program 246
Funding Available from the US Farm Service Agency (Potential) 247
Emergency Loans for Farming Operations 247
Emergency Haying and Grazing Assistance/ Livestock Feed Programs 247
Emergency Conservation Program 247
Farm Operating Loans/Farm Ownership Loans 247
Crop Insurance: Catastrophic Risk Protection Coverage 248
Non-insured Crop Disaster Assistance Programs 248
Soil and Water Loans 248
Funding Available from the Department of Housing and Urban Development (Potential) 248
Community Development Block Grant (CDBG) Entitlement Communities Program 248
Community Development Block Grant (CDBG) State Administered Program 249
HOME Investment Partnership Program 250
Public Housing Modernization Reserve for Disasters and Emergencies 251
Section 108 Loan Guarantee Program 251
Single Family Home Mortgage Insurance for Disaster Victims Section 203(h) 252
STATE SOURCES OF MITIGATION FUNDS 252
NC Natural Heritage Trust Fund (Potential) 252
Clean Water Management Trust Fund (Potential) 253
North Carolina Parks and Recreation Trust Fund (Potential) 255
LOCAL SOURCES OF MITIGATION FUNDS 255
Local sources of funding are distinct for each jurisdiction within the state. While some local jurisdictions have money set aside specifically for mitigation activities, others never utilize local funds for mitigation. Currently, most jurisdictions rely almost entirely on state and federal dollars, but potentially, local jurisdictions could use taxes or bonds to raise funds for mitigation. 255
PRIVATE SOURCES OF MITIGATION FUNDS 255
VIII. LEGAL AUTHORITY FOR HAZARD MITIGATION 256
FEDERAL AUTHORITIES 256
Statutes 256
Executive Orders 256
Federal Emergency Management Agency Regulations, 44 CFR 256
STATE AUTHORITIES 257
North Carolina General Statutes 257
Executive Orders 260