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Institutional Capacity Assessment of the AIDS Control Program Uganda
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Component of the Health Sector HIV/AIDS Response Assessment
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Chijioke Okoro
Michael Friedman
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October 2010
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This institutional capacity assessment of the AIDS control was conducted in April 2010 as part of the Health Sector HIV/AIDS response assessment carried out by the Ministry of Health and supported by CDC, WHO and UNAIDS
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Table of Contents
Table of Contents 2
List of Acronyms 3
List of Tables & Figures 4
Executive Summary 5
1.0 Introduction 7
1.1 Background of the Assessment 7
1.2 Profile of the STDs/HIV/AIDS Control Program 7
1.3 Study questions, goal and objectives 8
2.0Methodology 9
2.1 Study Design 9
2.2 Methods and tools for data collection 10
2.3 Procedures for data collection & analysis 10
3.0Results 12
3.1 Staffing and Human resources management 13
3.2 Governance and leadership 14
3.3 Structure roles and responsibilities 16
3.4 Strategic and operational planning 17
3.5 HIV/AIDS mainstreaming in the ministry of health 18
3.6 Health sector HIV/AIDS response coordination and partnership 19
3.7 Financial planning and budgeting 20
3.8 Accounting, recordkeeping, Cash and banking 21
3.9 Accountability 22
3.10 Resource mobilization and use 23
3.11 Procurement, distribution, Stock and inventory management 24
3.12 Quality control for critical drugs, equipment and supplies 25
3.13 Monitoring and evaluation 26
3.14 Management information systems 27
3.15 Adequacy of physical infrastructure 28
4.0Major Themes and Recommendations 29
4.1 Understanding and Implementation of ACP mandate by staff members 29
4.2 Appropriateness of ACP organizational & governance structure in relation to its mandate 30
Annexes 32
List of Acronyms
ACP - AIDS Control Program
AIDS - Acquired Immune deficiency syndrome
CDC - Centers for Disease control and prevention
GOU - Government of Uganda
HIV - Human immunodeficiency virus
HSHASP - Health Sector HIV/AIDS Strategic Plan
IEC - Information, education and communication
IPs - Implementing partners
MARPS - Most at risk populations
MOH - Ministry of Health
NDC - Naional disease Control
PMTCT - Prevention of Mother to child transmission
STD - Sexually transmitted diseases
UAC - Uganda AIDS Commission
UNFPA - United Nations population fund
UNICEF - United Nations International Children's Emergency Fund
List of Tables & Figures
Table 1: Projects overseen or implemented in collaboration with ACP
Table 2 Focus, methods and respondents in the ACP assessment
Table 3 Individual Summary Ranking
Table 4: Staffing and Human resources Management
Table 5: Governance and Leadership
Table 6: Structure: Roles and Responsibilities
Table 7: Strategic and operational planning
Table 8: HIV/AIDS Mainstreaming
Table 9: Health Sector Response Coordination and Partnerships
Table 10: Financial Planning & budgeting
Table 11: Accounting, recordkeeping, Cash & Banking
Table 12: Accountability
Table 13: Resource Mobilization and Use
Table 14: Procurement, Distribution, Stock & Inventory Management
Table 15: Quality Control of critical drugs, equipment and supplies
Table 16: Monitoring & Evaluation
Table 17: Management Information system
Table 18: Adequacy of physical infrastructure
Figure 1: Domains Covered by the ACP institutional assessment
Figure 2: Summary of consensus score for 15 domains of assessment
Figure III: Percentage mean score for 3 mandate areas
Executive Summary
HIV/AIDS epidemic in Uganda has witnessed some changes over the recent years. Early successes in scaling up treatment programs to many infected people has now been replaced with a growing concern on how to ensure continued access to the life-saving drugs to the great majority of people already enlisted in treatment. Together with this, changes in the political and administrative structures in the country and the HIV/AIDS response landscape prompted the Ministry of health to call for the re-examination of the health sector response. As a result this, the Health Sector HIV/AIDS response assessment was conducted.
The STD & HIV/AIDS program (ACP) is the lead government agency with the mandate to lead and direct the health sector response to the HIV/AIDS epidemic in the country. Currently there are questions as to whether ACP has the requisite capacity to manage the health sector response. Therefore as part of the larger health sector HIV/AIDS response assessment exercise, an institutional assessment of the ACP was carried. The rationale for the institutional assessment was to provide specific information on the capacity of the ACP in relation to its mandate.
The objective of the study was to describe and make recommendations on the institutional capacity of the AIDS control program in relation to its mandate.
The main data for this study was collected through a qualitative self assessment of the capacity of ACP in 15 different organizational domains. This was supplemented with data collected through key informant interviews and short survey of the perspectives of staff members of the department of National Disease Control.
The results of the self-rated capacity of the STDs/HIV/AIDS Control Program in the 15 domains shows that ACP capacity in terms of HIV/AIDS mainstreaming scored the lowest (20%) while capacity in the areas of Governance & Leadership as well as Record keeping, cash & banking respectively scored the highest at 75%. Only 3 domains, Staffing and human resources, HIV/AIDS mainstreaming and financial planning & budgeting, scored below the 50% mark. Furthermore, 4 domains scored 50% each, and 8 domains scored above the 50% mark.
The results of the assessment indicate that ACP as currently organized is not well suited to adequately address all areas of its mandate. Major gaps exist in ACP’s capacity for technical management and sectoral response coordination. A restructuring of the ACP is recommended as part of other interventions to strengthen its institutional capacity. Secondly, it is recommended that ACP management should initiate a deliberate de-emphasis of direct service projects and a refocus on strengthening ACP capacity for core health sector response management and coordination. Technical assistance should be provided where necessary.
Major Recommendations
S/N
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Recommendation
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Responsible Party
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1
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Clarify ACP mandate and revise organogram to cover all mandate areas.
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National Disease control department
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2
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Develop and implement an HR plan for ACP
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ACP Management
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3
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Develop a policy to provide for appropriate authority for ACP management in line with its role in health sector response coordination.
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National Disease control department
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4
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HSHASP should be costed and aligned to the HSSPIII and the NSP. Furthermore, technical assistance should be provided for integrated and multi-stakeholder planning.
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ACP Management & development partners
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5
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Establish and implement an accountability framework for ACP and partners. For ACP this should include annual publication of audited financial report and programmatic achievements/progress against HSHASP
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ACP Management
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6
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In collaboration with UAC and other relevant agencies, ACP should develop and implement a resource mobilization plan based on analysis of resource gaps within the health sector
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ACP Management & UAC
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7
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Harmonize Donor and government procurement and supply systems to reduce wastage
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ACP, UAC, NMS to provide leadership
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8
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ACP should work with relevant development partners to harmonize data systems for HIV and integrate this into the national health information system.
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ACP and UAC to provide leadership
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