Module 11 marine protected areas



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-Module 11-





marine protected areas


-special legal considerations for

national frameworks-



Exercise 2
Improving Protected Area Legislation for MPAs

OBJECTIVES AND INSTRUCTIONS


  • Nature of the Exercise

  • Knowledge-reinforcing exercise

  • Legal analysis in small groups

  • Providing practical legal advice

  • Discussion forum




  • Purpose of the Exercise

  • Give Learners practice reading and analysing protected areas legal provisions for MPAs.

  • Provide Learners with an opportunity to practically apply their knowledge regarding the special considerations applicable to MPAs and how to address those in legislation.

  • Build/improve legal analysis and drafting skills.




  • Structure of the Exercise (times are indicative, may vary according to audience and setting)

  • Introduction by Educator (15 minutes)

  • Small group work (60 minutes)

  • Joint class discussion (45 minutes)




  • Methodology/Procedure

  • Divide Learners into small groups.

  • Introduction to the Exercise – facilitated by pre-prepared presentation (15 minutes)

    • Explain the nature and purpose of the Exercise.

    • Briefly introduce the law which will be the focus of the Exercise (use either the hypothetical/generic example provided in Annex B, or an existing law relevant to the Learners’ context; where feasible, identification of existing laws is encouraged, even if the generic example also is used).

    • Introduce the task – explain that the relevant Government has assigned them the task of reviewing the law and making recommendations regarding its strong points and areas where strengthening and amendment may be needed to effectively address the special considerations of MPAs.

    • Instruct the groups to read carefully through the generic law (or other assigned law). Drawing from the knowledge conveyed in the Seminar Presentation, work together to discuss the law, identify its strong points and areas that need strengthening through amendments, focusing on each of the following provisions, one by one:

        • Definitions

        • Scope of application of the law

        • Provisions relating to objectives and strategic planning

        • Institutional and governance arrangements

        • Establishment and management

        • Regulation of activities

        • Compliance and enforcement

    • Instruct the groups also to analyze whether the law overall adequately incorporates connectivity conservation concepts and identify any other overall concepts or issues to point out as part of their recommendations, where considered important.

    • Instruct the group to nominate a scribe to record the recommendations, and nominate a rapporteur to report back to the joint group.

    • Highlight that there is no one correct answer and that the purpose of the exercise is to become familiar with legal provisions and how concepts may be introduced specifically for MPA law. Indicate that the groups will have 60 minutes to complete the task and that they may use a pre-prepared common Worksheet (Annex C) to record their notes and recommendations, which will be distributed to them in advance.

  • Small group exercise (60 minutes)

    • During this time the Learners will complete the task outlined above.

    • The Educator will rotate among the groups to answer questions, prompt ideas, and stimulate discussion.

    • The Educator with facilitate the work of the Learners by providing copies of any of the slides shown in the pre-prepared Presentation that he/she feels may be helpful, plus the Worksheet, additional paper and pens/pencils as needed and useful.

  • Joint group discussion (45 minutes)

    • All Learners will then come back together and the rapporteur for each group will give highlights of its findings, supplemented with additional comments or questions from other Learners in that group or the other group. The Educator, drawing on the contributions of the Learners, will then present an analysis of the relevant law and the recommendations for amendment, using the Summary of Possible Responses (Annex D) as helpful. If the hypothetical law is the focus of the Exercise, the Educator may wish to provide a hard copy of the Annex D and work through it systematically with the Learners.




  • Additional notes for educator

  • Hypothetical example of a Marine Protected Areas Act (Annex B):

      • This example provides framework provisions normally included in some form in MPA legislation that provide the focus for the exercise. This example has been prepared to reinforce and apply knowledge learned in the Seminar presentation of Module 11. Its purpose is to have Learners identify key legal elements needing special attention for MPAs, especially strong points, gaps and areas for strengthening through amendment. The example is not comprehensive. A complete MPA law would be more expansive in containing also the many generic elements needed in PA law as well as MPA-specific needs, and these may be amplified for the particular situation.

      • It is important to emphasize that a country’s legal framework for MPAs must be tailored to the specific international obligations, conservation values and goals, vision, capacity, implementation feasibility, and legal system of the country. In that sense, there is no model law, but rather guidelines that can outline key elements and considerations. This example of an MPA Act and the associated exercise is provided in that context.

      • The Educator may want to substitute the hypothetical example with an actual law from their region/jurisdiction in which case he/she would need to adapt the Annexes accordingly.

      • The Educator may want to edit/simplify the hypothetical example depending on the level of capacity of the Learners in which case he/she would need to adapt the Annexes accordingly.

    • Worksheet for Learners (Annex C):

      • Annex C provides a pre-prepared worksheet which the Educator may distribute to the Learners for their use recording notes and recommendations they decide are important with respect to specific provisions of the hypothetical example (or actual law). Alternatively or in combination, the Educator may distribute paper and pencils for the Learners to record their notes and recommendations. If the Educator is using an actual law for this exercise, this Annex would need to be adapted.

      • It is important to remind the Learners that as part of preparation tasks when reviewing, advising on or drafting MPA legal provisions that other laws and regulations also may need to be reviewed and, as needed, amended to ensure harmonization, and avoid gaps and conflicts. Those considerations are beyond the scope of this exercise.

      • Depending on the audience and setting, the Educator may ask the groups also to identify what other laws may need to be reviewed and other sectors that may need to be consulted as background to providing sound advice for strengthening or preparing a new MPA law.

    • Summary of Possible Responses (Annex D):

      • This Annex provides analysis and, as appropriate, recommendations in specific Articles of the Marine Protected Areas Act where revisions or strengthening would be important to consider. It is important to keep in mind when advising on or drafting legislative provisions for MPAs that other laws and regulations also may need to be reviewed and, as needed, amended to ensure harmonization across the legal framework, and avoid gaps and conflicts. If the Educator is using an actual law, this Annex would need to be adapted.

      • When going through these possible responses with the Learners, the Educator should stress again that there is no one correct answer and that the purpose of the exercise is to become familiar with legal provisions and how concepts may be introduced specifically for MPA law. The Educator may want to provide this Annex as a hand-out either during the discussion or thereafter.



Resources


  • Introductory presentation

  • Map of the case study (Annex A)

  • Hypothetical/generic MPA law (Annex B)

  • Worksheet for Learners (Annex C)

  • Summary of Possible Responses (for Educator) (Annex D)



ANNEX A – MAP OF THE CASE STUDY


ANNEX B
MARINE PROTECTED AREAS ACT
An Act to protect marine and coastal biodiversity, habitat, and ecosystems and to establish a comprehensive and representative network of marine protected areas in Atlantis.
Preamble: Whereas the island nation of Atlantis firmly believes that conservation, based on an ecosystem approach, is of fundamental importance for maintaining and restoring biological diversity and productivity of the marine environment;
Whereas, Atlantis recognizes that its coastal and marine environment offers significant opportunity for economic development for the benefit of all Atlantans, and in particular for coastal communities; and
Whereas, the Government of Atlantis and all affected coastal communities, including local indigenous communities agree on the importance of developing and implementing a national strategy for the management of estuarine, coastal, and marine ecosystems and building a network of comprehensive and representative marine protected areas to protect Atlantis’ valuable marine and coastal biodiversity, habitat and ecosystems;
The following is enacted:
Article 1 – Short Title
This Act may be cited as the Marine Protected Areas Act.
Article 2 – Definitions
“Coastal zone” means that land and water area extending seaward to the outer limit of the territorial sea, including all offshore islands and coral reefs in that sea area, and extending inland from the mean high tide sea to the landward margin of where the land and sea interact, including inshore waters, sea bays, straits, lagoons, estuaries, wetlands, subtidal aquatic beds (kelp beds, seagrass beds, tropical marine meadows), intertidal muds, sand or salt flats and marshes.
“Director”” means the Director of the Department of Protected Areas;
“Endangered species” means any species or their populations that is in danger of extinction throughout all or part of its range;
“Endemic species” means any species whose range is restricted to a limited geographical area;
“Management Plan” means the plan required under Article 11 of this Act.
“Marine protected area (MPA)” means those areas declared under Article 12 of this Act;
“Marine environment” means those areas of coastal zone and ocean waters, and their submerged lands over which Atlantis exercises jurisdiction, including the 200 nautical mile exclusive economic zone, consistent with international law;
“Marine protected areas network” means the National Marine Protected Areas Network established under Article 10 of this Act;
“Minister” means the Minister responsible for the environment;
“Threatened species” means any species that is likely to become extinct within the foreseeable future throughout all or part of its range and whose survival is unlikely if the factors causing numerical decline or habitat degradation continue to operate.
Article 3: Scope of application of the Law
This Act shall apply to Atlantis’ entire marine environment, including internal waters of the coastal zone so far as the land and sea interact, the territorial sea (from the coastal baseline to 12 nautical miles) and the exclusive economic zone (12 to 200 nautical miles), consistent with international law.
Article 4: Objectives
The objective of this Act is to protect marine biodiversity by identifying and designating MPAs of special national significance and managing these areas as a network of MPAs that is comprehensive and representative of the marine habitats and ecosystems in the Atlantis marine environment.
Article 5: Guiding Principles
Implementation of this Act will be guided by the following conservation and management principles: ecosystem-based management, science-based decision-making taking into account best available information, the precautionary approach, collaboration and public participation, sustainability, integrated management, and adaptive planning and management.


Article 6: Strategic Planning
The Minister, in collaboration with other Ministers and entities of Government, local and indigenous communities, the scientific community and other stakeholders, shall prepare and adopt a national strategic plan to advance the overall objective of developing and maintaining a network of marine and coastal protected areas in Atlantis.
Article 7: Institutional Arrangements
(1) The Minister shall have overall responsibility for implementation of this Act.

(2) Subject to direction from the Minister, the Director of the Department of Protected Areas shall have day-to-day responsibility for implementation of this Act and the marine and coastal protected areas established and managed under this Act as an integral part of the national protected area system.

(3) The Director, under the direction of the Minister, shall undertake ongoing interagency cooperation and collaboration with other sectors and interests having powers and activities with respect to the marine environment, including sectors responsible for fisheries, tourism, navigation, ports, coast guard, customs and commerce, coastal development, and energy. for the purpose of minimizing operational conflicts and maximizing opportunities to support each other in management, research, monitoring, compliance, and enforcement.

(4) The Director may, with the approval of the Minister, use existing mechanisms for interagency cooperation and collaboration with other sectors and interests or establish special advisory committees, including committees for science and technology to advise on any matters under this Act.

(5) The Director must consult and have regard to the views, interests, and rights of indigenous and local communities with respect to the establishment and management of any MPAs pursuant to this Act and the exercise of powers where those interests or rights may be affected.
Article 8: Establishment of MPAs
(1) An MPA established under this Act shall be a marine or coastal protected area that is a clearly defined geographical space recognized, dedicated and managed through legal means to achieve the long-term conservation of nature with associated ecosystem services and cultural values.

(2) The Minister may propose designating any defined area of the marine environment as a marine or coastal protected area and enact regulations implementing the designation consistent with its conservation and management objectives.

(3) In making a proposal under subsection (1), the Minister shall determine that the following standards are met –


  1. the area fulfills the objectives of this Act;

  2. the area is of special significance due to its conservation, recreational, ecological, historical, scientific, cultural, archaeological, geological, educational, or esthetic qualities;

  3. the area is of a size and nature that will permit effective conservation and management over the long-term.

(4) For purposes of determining if an area meets the requirements of subsection (2), the Minister shall use scientific criteria for identifying ecologically or biologically significant marine areas needing protection, and sites, taking into account –

  1. the area’s biodiversity and ecological qualities, critical habitat of endangered or threatened marine species, and threats to the area and species;

  2. present and potential uses of the area that depend on maintaining the area’s resources, including indigenous and local community fishing activities, recreation, research, and education;

  3. the area’s scientific value overall and value as an addition to the MPA Network pursuant to Article 10 below;

  4. existing use rights to the area, including traditional or customary rights;

  5. the manageability of the area, including such factors as its size and ability to be identified as a discrete ecological unit with clear, definable boundaries for management, monitoring, and enforcement.

(5) In making a determination to propose an area, the Minister shall be advised by the Director, and take into account all findings resulting from consultations undertaken with relevant government entities and sectors, scientific experts, and stakeholders and other interested or affected persons or groups.

(6) The Director shall involve relevant stakeholders at an early stage in development of proposals for designation of an area to be an MPA under this Act.

(7) Formal designation of an area to be an MPA under this Act shall be by act of Parliament, upon referral of the Minister, along with accompanying documentation on the proposed classification under Article 10 below and legally-defined boundaries.

(8) Any de-establishment of an MPA established under this Act or change in legally-defined boundaries shall require the same procedures as outlined in this section for designation.


Article 9: Classification of MPAs
Proposals under Article 8 for designation of an area to be an MPA under this Act shall include a recommendation on the specific designation which will apply to management of the area according to its primary conservation objectives, as follows:

  1. marine reserve -- for the conservation of high-value biodiversity, unique habitats, endangered or threatened species and their habitats, or other marine resources or habitat necessary to fulfill the objectives of this Act, where human use and impacts are strictly controlled and limited to ensure protection of the area’s conservation values;

  2. marine park -- where the area is large and natural or near-natural, set aside to protect large-scale ecological processes along with their species and ecosystems and where compatible scientific, educational, cultural, and recreational opportunities may exist;

  3. marine monument -- protecting a specific natural monument which may be a sea mount, submarine cavern, archeological site, geological features or other special feature with high visitor value;

  4. marine management area, including a marine mammal sanctuary -- aimed to protect particular species or habitat where management is directed to this priority;

  5. marine conservation area -- where interaction of people and nature in the coastal zone or ocean waters has produced an area of distinct character with significant ecological, biological, cultural and scenic value;

  6. as a sustainable use marine area where a portion of the area is under sustainable low-level non-industrial use of the natural resources compatible with long-term nature conservation.


Article 10: Establishment of MPA Network
(1) The MPAs established under this Act shall comprise a national MPA Network.

(2) The MPA Network shall be a representative network of marine and coastal protected areas protecting the full range of natural marine and coastal habitats and ecosystems in Atlantis.

(3) Areas selected as MPAs to be part of the MPA Network shall consist of areas that support and advance the representativeness and comprehensiveness of the MPA network and provide flexibility and resilience for climate change and other unanticipated impacts.

(4) Marine and coastal protected areas created under other statutory or customary laws may be recognized as part of the MPA Network so long as they are managed primarily for conservation and are in accordance with the objectives and management requirements of this Act.




Article 11: Management Plans
(1) The Director shall have overall responsibility for ensuring effective management of activities in MPAs established under this Act.

(2) The Director shall take a collaborative approach to managing activities in and surrounding MPAs, coordinating with other government entities, MPA users, interested individuals and organizations to augment, reinforce, and help with compliance and enforcement of regulations for the MPAs.

(3) The Director shall prepare and make available for public comment and participation a draft management plan for any proposed MPA under this Act. This plan shall include the proposed classification or designation of the area, a description of the geographic area proposed to be included, and other information important for guiding management of the area according to its significant natural values, primary conservation objectives, and the contribution it will make to the MPA Network.

(4) The Director shall consider all written submissions and comments received at public hearings and any advice from scientific advisors and stakeholders and revised the draft management plan to take account of those submissions, comments, and advice.

(5) After making amendments, if any, to the draft management plan, the Director shall forward the plan to the Minister, who may approve the plan or refer it back to the Director for further consideration.

(6) The Director shall review and update each management plan for an MPA at least every five years following the considerations and process applicable to development of the original plan.


Article 12: Management/co-management agreements
The Director, with the approval of the Minister, may make agreements with other public authorities, non-governmental organizations, local or indigenous communities, corporations or other persons, whether local, regional, or international, for purposes of management or co-management of an MPA or specific tasks associated with an MPA under this Act, including implementation of all or portions of a management plan.
Article 13: Regulations
(1)The Minister may, on the advice of the Director, make regulations for carrying out the objectives and provisions of this Act, including in the Exclusive Economic Zone consistent with international law.

(2) The purpose of the regulations is to implement the designations of MPAs established under this Act as part of the MPA Network by regulating activities affecting them, consistent with their respective designations in order to protect, preserve, manage for, and ensure the health, integrity, and continued availability of the conservation, ecological, recreational, research, educational, historical, and aesthetic resources and qualities for which these areas have been designated.


Article 14: Prohibited or otherwise regulated activities
(1) Except as may be permitted under subsection (3) below, it is prohibited for any person, corporation, or organization to disturb, damage or destroy in any MPA under this Act, including the MPA seabed, or remove from it any living marine organism or any part of its habitat.

(2) Regulations may be made for specific MPAs to address specific prohibitions and other activities that may be authorized by general rules or written permission pursuant to the specific designation of the area or specific zones within the area so long as consistent with those designations and the associated management plan.

(3) The Director may issue a written permit upon application and subject to conditions and fees, so long as consistent with the designation and management plan of the MPA and any additional regulations made under this Act, for the following:


  1. scientific or research purposes;

  2. salvage or recovery operations;

  3. law enforcement and national security;

  4. safety and emergencies.


Article 15: Compliance and Enforcement
(1) The Minister may designate any person to act as enforcement officers for purposes of this Act, and the Minister may specific limits or specific enforcement powers when designating any such person.

(2) The Director, with the approval of the Minister, may negotiate agreements with other government agencies, local governments, and local coastal communities and commercial marine user groups to undertake surveillance and monitoring of coastal and marine areas, report on suspicious or offending behavior with respect to MPAs, and collaborate when offences are prosecuted.

(3) Any enforcement officers designated under subsection (1) or persons designated to implement an agreement under subsection (2) shall receive training appropriate to the assigned responsibilities and shall carry proper identification of designation in a form approved by the Minister.

(3) For purposes of ensuring compliance with this Act and its regulations, an enforcement officer may have powers of entry, inspection, stop and search and seizure as provided under the Criminal Code or Law.

(4) Any person who is found guilty of an offence under this Act or its regulations shall be punishable under the Criminal Code or Law by a fine not to exceed $500,000 and double that amount for a second or subsequent offence, and in addition the court may make an order containing additional prohibitions, directions, or requirements, including requiring the person to pay costs of restoring the marine environment that has been damaged and take any other action the court considers appropriate to remedy the harm to the marine environment or its resources that resulted or may result from the commission of the offence.

(5) To aid in compliance and enforcement, the Director shall make full use of technologies in remote sensing and satellite imaging to monitor vessel positions and shall make use of data collected by other government agencies, including on offshore intelligence and commercial fishing routes and catch reports.

(6) To promote compliance with this Act and its regulations, the Director shall support and develop programmes to build awareness about the role of MPAs and how communities and individuals can help, and such programmes should include the following –


  1. educational activities directed to different stakeholders and the general public on the objectives of the MPA network, activities that are permitted and prohibited in different sites, where boundaries are located, and ways the public and stakeholders can participate in surveillance and monitoring; and

  2. involving other sectors and user groups from the beginning in MPA design and management decisions, and developing partnership agreements with indigenous and local communities for governance and management of MPAs to help improve local compliance and, where appropriate, using local enforcement officers from those communities.



Schedule 1: Marine Protected Areas Designated under the Act
(list of MPAs designated under the Act, including formal name, geographic description, formal designation, reference to the management plan and any regulations that may be enacted specific to the area)

************
ANNEX C – WORKSHEET FOR LEARNERS

YOUR TASK


The Government of Atlantis has assigned you the task of reviewing the Marine Protected Areas Act and making recommendations where needed to effectively address the special considerations of MPAs. To start, read carefully through the generic law (or other assigned law). Drawing from the knowledge conveyed in the Seminar Presentation, work together as a group to discuss the law, identify its strong points, gaps, and areas that need strengthening through amendments, focusing on each of the provisions, one by one. Also analyse overall whether the law adequately incorporates connectivity conservation concepts, and identify any other overall concepts or issues important to include in the recommendations. Nominate a scribe to record the recommendations, and nominate a rapporteur to report back to the joint group.
Marine Protected Areas Act of Atlantis


Article

No./Name/topic



Notes on Recommendations: strong points, gaps, and areas for strengthening through amendment


Preamble




2/Definitions






3/Scope of Law




4/Objectives




5/Guiding Principles




6/Strategic Planning




7/Institutional arrangements





8/Establishment

Of MPAs





9/Classification

of MPAs





10/Establishment

of MPA Network






11/Management

Plans





12/Management/co-management

agreements






13/Regulations




14/Prohibited or

otherwise regulated

activities





15/Compliance and enforcement




Schedule



Elements for connectivity



Misc. -- Other issues/

recommendations







ANNEX D – SUMMARY OF POSSIBLE RESPONSES (For Educator)
Marine Protected Areas Act of Atlantis


Article

No./Name/topic




Recommendations: suggestions on strong points, gaps, and areas for strengthening through amendment

Preamble

Not all legal systems use of the approach of starting with a ‘Preamble’ or ‘Findings’; in many countries the rationale for the Act is in a separate document recognized by Parliament or Legislature as part of the package. Either approach provides the important opportunity to reference overall marine strategy and related marine policy as the underpinning for the law.


2/Definitions



a) Marine protected area: The Act in the Definitions section could incorporate the IUCN generic definition of ‘protected area’ (including marine) or this could occur in the substantive section on establishment. If in the definitions, the text could still refer to a specific substantive section of the law for the variety of MPAs covered with different conservation objectives. The generic definition emphasizes long-term protection and conservation as the primary objective: “marine protected area” means a marine or coastal protected area that is a clearly defined geographical space recognized, dedicated and managed through legal means to achieve the long-term conservation of nature with associated ecosystem services and cultural values.
b) Marine environment: the provision indicates the seaward extent of the area covered under the Act, but does not define the coastal zone, which also is important to consider. As explained in the Module Presentation: While there is no international standard or recognized legal definition for the idea of a coastal (near-shore) marine area, commonly known as the ‘coastal zone’, at the management level the concept is generally understood to mean the coastal waters (and the land thereunder) and the adjacent shorelands (and the waters therein) that strongly influence each other. This includes estuaries, tidal reaches, mouths of coastal rivers, coastal lagoons, the open coast, and the seabed and water column of the sea, out to the limit of the territorial sea (or to a specified depth seaward, whichever is greater).
c) Consider adding definitions for ‘Ecosystem’, ‘Biological diversity’, ‘Habitat’ – since these are core concepts for the Act; unless there are specific local definitions, one could draw from international law, e.g., the CBD, as illustrated below:


  • ‘Ecosystem’ means a dynamic complex of plant, animal and micro-organism communities and their non-living environment, interacting as a functional unit (CBD, Art. 2)



  • ‘Biological diversity’ or ‘biodiversity’ means the variability among living organisms from all sources including, among other things, terrestrial, marine and other aquatic ecosystems and the ecological complexes of which they are a part, and diversity within species, between species and of ecosystems (CBD, Art. 2)



  • “Habitat’ means the place or type of site where an organism or population of species naturally occurs (CBD, Art. 2).




3/Scope of Law

It is important that an MPA legal framework include the area inland from the coast influenced by tidal waters, seaward out to the limits of national jurisdiction, in this case the 200 nm EEZ; the definition of coastal zone may be made more specific to the needs and scientific understandings involved, and could be adapted from the language offered above with the ‘marine enviroment’.


4/Objectives

Additional or elaborated language on objectives could be added to enrich the framework of purposes and focus on specific conservation and management aims that may be important to highlight for policy and accountability, for example…

  • to establish a network of marine and coastal protected areas using the ecosystem approach and principles of integrated marine and coastal resource management, including connectivity conservation, to sustain the conservation objectives of the network and individual sites

  • to protect key marine and coastal ecological functions and processes that are important for the productivity of the marine environment;

  • to protect and restore depleted, threatened, rare or endangered marine species and populations and, in particular, preserve habitats considered critical for their survival;

  • to maintain and, where appropriate, restore and enhance natural habitats, populations and ecological processes;

  • to select and manage sites and the network taking into account climate change and build resilience, adaptation, and mitigation measures to help species and ecosystems survive;

  • to recognize and use the full range of governance approaches, as feasible and available, for managing specific sites or zones within sites;

  • to recognize and help maintain traditional conservation practices and institutions of indigenous peoples and local communities where beneficial to the overall conservation objectives of the network.




5/Guiding Principles

The inclusion of Guiding Principles in the Act provides an important opportunity to reflect and emphasize core principles from national policy that will apply explicitly to implementation of the Act. The example in the Act highlights several key principles that are internationally recognized; these may be elaborated with definitions or others added to emphasis specific commitments and accountability.


6/Strategic Planning

The requirement for a strategic plan may be elaborated with additional sections to give more direction and accountability to this provision. For example:

(1) A strategic plan for the MPA network includes the following elements:



  1. a statement of the overall objectives to be achieved;

  2. identification of existing areas and how they meet the objectives’

  3. identification of areas of high priority for designation in the near term;

  4. identification of other areas of high priority needing additional time for study and consultation;

  5. identification of areas for possibility consideration in the future;

  6. governance considerations and the variety of governance approaches that may be available.

(2)The national strategic plan should be updated, as needed, to reflect as new scientific information and circumstances, and should not be used to preclude new or expanded high-value sites should the opportunity arise.


(3) Provisions of the strategic plan for MPA networks should be taken into account in other government planning processes and instruments of Atlantis.


7/Institutional arrangements

The institutional arrangements in this Act are very basic and don’t elaborate on specific powers or functions, which is advisable to ensure clarity and accountability. These could be strengthened by amendment, taking as a guide some of the specific functions in the Module presentation at different institutional levels.
In this Act, the authority for overall implementation rests directly with the Government – the Minister at the policy level and the Director of the Department of Protected Areas at the technical, management level. In some countries, a separate corporate body is established (for example, a National Trust or Authority), answerable to the Minister, with responsibility for preforming all duties and functions necessary to carry out the objectives of the Act. Generally these functions would be spelled out as well as the governing arrangements and staff.
A strong point is that provisions indicate that the Director oversees the entire protected areas system, of which marine and coastal areas are a part. This approach facilitates integrated coastal and marine management and coordination with land-management sectors that may have activities impacting the sea. As a guiding principle, international guidance provides that MPAs and MPA networks should be managed taking into account the overall PA system.


8/Establishment

of MPAs


This provision begins by including the definition of an MPA as provided by IUCN; this approach could be an alternative to including the definition in the article on Definitions.
This Article should be strengthened by providing interim protection for proposed areas where additional data collection for the appropriate management category and zoning, especially in deepwaters, are required.
This Article also could be strengthened by providing guidance on specific scientific criteria to use for identifying ecologically or biologically significant marine areas needing protection (as stated in subsection 3). Parties to the Convention on Biological Diversity have adopted criteria for countries to adapt to their national MPA selection, and these may be worthwhile to include:

-Uniqueness or rarity -- with respect to endemic species, populations or communities; habitats or ecosystems; or unusual geomorphological or oceanographic features;

-Special importance for life history stages of species-- required for a population to survive and thrive;

-Importance of threatened, endangered or declining species and/or habitats -- containing habitat for survival or recovery of endangered, threatened or declining species or areas with significant assemblages of such species;

-Vulnerability, fragility, sensitivity or slow recovery – relatively high proportion of sensitive habitats, biotopes or species that are functionally fragile or with slow recovery;

-Biological productivity – containing species, populations or communities with comparatively higher natural biological productivity;

-Naturalness – comparatively higher degree of naturalness as a result of the lack of or low level of human-induced disturbance or degradation.


9/Classification

of MPAs


This Act recognizes a range of possibilities for MPA management categories to which specific areas may be assigned according to their primary conservation objectives. IUCN guidelines indicate that IUCN protected areas management categories apply to marine and coastal protected areas, just as they apply to terrestrial areas. This means that MPA legislation should provide for the full range of conservation and management objectives, from strict protection to sustainable resource use, regardless of the terms used for different areas. The Act in this exercise provides one approach; another is to take the IUCN categories directly, which some countries have done.



10/Establishment

of MPA Network



A provision that explicitly calls for the establishment and management of individual sites as part of an MPA network is important in MPA legislation.
Also, it is worthwhile to provide the option (as this Act does) of recognizing other marine and coastal protected areas established through legal or other effective means to be part of the Network, both to strengthen the Network itself and support connectivity.
This Article could be strengthened by providing more scientific guidance on the kinds of network properties and components important for individual sites to satisfy to be part of the Network. Parties to the Convention on Biological Diversity have adopted scientific criteria for countries to use for selecting areas to establish a representative MPA network, and these may be worthwhile to consider/adapt in legislation:

-Ecologically and biologically significant areas – geographically or oceanographically discrete areas with important services to one or more species/populations of an ecosystem or to the ecosystem as a whole, as compared to other surrounding areas or areas of similar ecological characteristics;

-Representativity – when the network consists of areas representing different biogeographical subdivisions of the global oceans and regional seas that reasonably reflect the full range of ecosystems, including biotic and habitat diversity;

-Connectivity – to allow linkages whereby protected sites benefit from larval and/or species exchanges, and functional linkages from other network sites (i.e., individual sites benefit one another);

-Replicated ecological features – more than one site in the given biogeographic area containing examples of a given feature or features (species, habitats and ecological processes) that naturally occur in that area;

-Adequate and viable sites – all sites within a network should have size and protection sufficient to ensure the ecological viability and integrity of the features for which they were selected.




11/Management

plans


It is important to include in MPA legislation the requirement to collaborate with other government departments and agencies, MPA users, and other individuals and groups with an interest in the MPA because, particularly in marine environments, there are many diverse interests and sectors that are involved in various potentially competing and conflicting activities and these actors can plan an important role in helping meet the objectives of the MPA and implementing its management plan. This is essential also due to the special features and dynamic nature of the marine environment, where protecting the health of the MPA means considering these interconnecting processes and the activities in the surrounding marine environment. Deepwater areas are specially challenging and need this collaboration because of their distance from shore, lack of information about deepsea ecosystems and species, and the complex jurisdictional and management responsibilities that affect the development of such MPAs.
It is advisable to provide more guidance on specific required elements for the management plan. Additional items that might be mentioned include:

  1. a description of the characteristics of the area that give it conservation, recreational, ecological, historical, research, educational or esthetic value;

  2. a map with clear boundaries of the proposed area;

  3. proposed goals and objectives for managing the area, including management responsibilities, research, education, monitoring, resource protection, restoration, enforcement and surveillance;

  4. any significant or unique values or features of the area needing special protection, such as habitats for endangered or threatened species, high-value biodiversity sites such as deep sea vents, deepwater coral reefs, and special connectivity needs;

  5. specific scientific criteria it satisfies as an MPA site and how it contributes to the scientific properties of the MPA Network;

  6. types of activities that will be subject to regulation to protect those characteristics;

  7. proposed mechanisms to coordinate regulatory and management authorities within the area.

Additional provisions needed to strengthen the Article include authorizing zoning as part of the management plan that includes a range of protection levels, from comprehensive protection to limiting certain activities, to providing transition zones protecting core areas and connectivity; identifying buffer zones, and stressing the need for adaptive management and integrated management as part of the management plan design and operations.




12/Management or co-management agreements

At the management level, multiple sites may be governed by a single protected areas authority, particularly where there are few sites located in a relatively close proximity or where there is minimal monitoring and enforcement required. Increasingly, with MPAs and the special challenges and features associated with both near-shore and deepwater management, some or all individual sites in the network may be best served by having specially designated management authorities that singly or cooperatively have management responsibilities. This includes local authorities at a state or provincial level where collaborative arrangements may be negotiated, and designation of responsibilities to non-state actors, such as traditional fishing communities for the fishing grounds they manage; local communities, NGOs, or local corporations with valuable biodiversity sites they protect that are part of the MPA network. International guidelines recommend that legal provisions for MPAs should authorize the possibility that such local entities could retain a lead management role (either as sole manager or co-manager), with appropriate agreements to spell out management and technical assistance responsibilities of all parties, as appropriate, including technical assistance and other incentives to support the local role.


13/Regulations

Many legal instruments for MPAs will elaborate specific areas to receive additional regulation under the Act, in addition to providing the general authority to issue regulations. Specific items may include establishing regulations for specific MPA sites (in addition to regulations of general applicability), such as for specific boundaries and zones, allowed activities, and prohibited or otherwise regulated activities in the zones, and emergency regulations. Some countries may have a legal practice where regulations for specific MPAs must be endorsed by the Parliament or Executive in order to be adopted.
It also is important to keep in mind that MPAs may be established in deepwater areas, including areas of the Exclusive Economic Zone, but that such areas and their regulations must be consistent with international law which provides for such activities as the freedom of navigation.


14/Prohibited or otherwise regulated activities

Generally, legislation for MPAs will include some general prohibitions and then exempt certain activities from the prohibition (e.g., in case of emergencies, passage of ships, national security, safety) and then include provisions for a process to permit other activities to occur, either by general rules or written permission, so long as consistent with the conservation objectives of the area and its management plan. In some countries, provisions in the law are very general with separate regulations setting out the detailed, comprehensive rules. In other countries, the legal practice is to be more detailed in the law, enumerating specific activities and the approval process for authorization, while further expanding those provisions in subsidiary legislation (sometimes called rules, by-laws, or regulations).
The example in this Act is very general, and may not be sufficiently detailed for the guidance preferred in some countries. But it does authorize further regulations specifically to address the special needs of individual sites, which accommodates the variety of conservation objectives (from strict protection to sustainable use) that may exist in modern MPA networks.
This Article could be strengthened with a provision providing for circulation of draft regulations and a period of public comment and input from stakeholders and interested persons before the regulations become final.


15/Compliance and enforcement

It is important to highlight that legal provisions for compliance and enforcement for MPAs generally will be part of framework enforcement provisions, powers, and penalties in the protected areas law overall, and be governed by the Criminal Code or Law.
A main issue for group discussion here is how can compliance and enforcement provisions for MPAs be tailored to the special features and management challenges of marine environments. Review again some of these special challenges as they relate to compliance and enforcement. For instance, sites may be widely dispersed across extensive bodies of water where monitoring and surveillance by government agencies is difficult and prohibitively expensive, requiring specially trained personnel, access to appropriate vessels or aircraft, or high-tech equipment. Also, normally, the outer marine boundaries of an MPA are not easily demarcated on-site, and not all navigational charts will show clear and accurate boundaries, especially in the case of zones within large sites.
These factors mean that MPA laws should emphasize use of several special tools, for example, modern remote and satellite technologies; partnerships with other sectors and user groups (fisheries organizations, tour operators, coastal communities, commercial users) that may already be regularly in the marine environment or able to monitor uses and conditions; and recognizing a range of possibilities for enforcement officers, from enforcement officers in other sectors (e.g., customs, marine police) and from indigenous and traditional communities.

Schedule

Subject to local legal practice, there may be schedules in an MPA law, including a variety of items, such as the list of MPAs being designated under the Act; marine and coastal conservation areas designated under other laws that may be recognized as part of the MPA network; guidance on content for a management plan; guidance on scientific criteria for site selection or for establishing the MPA network; terms of reference and procedures for operation of any formal committees that may be established under the Act, for example, a scientific committee, or technical advisory committee, or community advisory committee, etc.

Elements

supporting connectivity



A number of concepts are incorporated in the Act that could be used to facilitate connectivity conservation. These include: ecosystem-based management, integrated management, sustainability, and adaptive management (guiding principles noted in Article 5). In addition, the requirement for a ‘Network’ of MPAs also implies the need to take into account connectivity if the Network is to be sustainable.
Aspects needing strengthening that are noted above under ‘Objectives’ (Article 4), ‘Establishment of MPA Network’ (Article 10) and ‘Management and Management Plans’ (Article 11) include giving explicit reference to connectivity needs. If these are accepted as amendments to the Act, the connectivity issue will have more clarity and direction.
At the same time, a distinct provision requiring considerations of connectivity conservation in the design and management of MPAs and the Network could provide even more clarity, and certainty. It would give the Director authority, as well as the duty, to incorporate connectivity conservation needs into MPA site and Network planning and management. In addition, this provision could reinforce concepts already in the Act, such as integrated management, and highlight the use of broader marine spatial planning covering both nearshore and deepwater areas as tools to identify connectivity needs in marine strategic planning, marine policy, and marine conservation.

Additional

recommendations



on law overall

Other items that might be discussed specifically with respect to the needs of marine and coastal environments and MPAs:

  • Differences in regulatory needs, management and enforcement challenges between near-shore/coastal areas and deepwater areas

  • Explicit prohibition within any MPA of commercial fishing, bioprospecting, oil drilling, mining, energy development.

  • Issues raised by the group presentations because of their local situations or other laws that provided by Educator.




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