Compendium admissions 2023-25
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- Fund Manager
- Regulators and Key anecdotes Reserve Bank of India
- Securities and Exchange Board of India
| Corporate Treasurer They are responsible for determining financial strategy and policy, advising on what businesses to invest in, arranging appropriate funds and ensure the company has the cash and liquidity to meet its obligations, involving raising funds from banks Equity Research Analyst Studies and analyses financial information and trends for an organization or industry by monitoring trends and supervising research. They review stocks, bonds, and other financial instruments and write an unbiased equity research report and recommend what stocks investors should buy and sell Fund Manager They are responsible for managing the Asset Under management which is contributed by the heavy amount of investment inequity and debt market. They conduct quantitative and qualitative analysis using databases and monitoring regulatory information to provide consulting to their clients who maybe institutional or individual Regulators and Key anecdotes Reserve Bank of India Reserve Bank of India (RBI) is the central bank of the country which has the responsibility of administering the monetary policy. Its key concern is to ensure the adequate growth of money supply in the economy so that economic growth and financial transactions are facilitated, but not so rapidly which may precipitate inflationary trends. Securities and Exchange Board of India Securities and Exchange Board of India (SEBI) is the regulatory authority for the securities market in India. SEBI was established under Section 3 of SEBI Act, 1992 under an act of Parliament. SEBI’s primary role is to protect the interest of the investors insecurities and to promote the development of and to regulate the 4 securities market, by measures it thinks fit. SEBI’s regulatory jurisdiction extends over corporates in the issuance of capital and transfer of securities, in addition to all intermediaries and persons associated with the securities market. It can conduct enquiries, audits and inspection of all concerned and adjudicate offences under the Act. It has powers to register and regulate all market intermediaries and also to penalize them in case of violations of the provisions of the Act, Rules and Regulations made there under. SEBI has full autonomy and authority to regulate and develop an orderly securities market. Download 4.08 Mb. Share with your friends:
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