Criminal Procedure: Police Investigation


The Court upheld the state court’s holding that the incriminating statements were admissible because Alvarado was not in “custody”



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The Court upheld the state court’s holding that the incriminating statements were admissible because Alvarado was not in “custody”.

  • The police did not transport Alvarado to the police station or require him to appear at a specific time

  • They did not threaten him or suggest that he would be arrested

  • Alvarado’s parents were waiting for him in the lobby

  • The detective twice asked if Alvarado needed a break

  • Alvarado went home after the questioning

  • The suspect’s age and lack of experience in being questioned were not to be considered as part of the objective test whether a reasonable person would have felt free to leave.

  • The dissent argues that Alvarado was in custody. His parents brought him to the station so it wasn’t voluntary. He was questioned for two hours in a small room. His parents were not allowed to come into the room. He was young and might feel more constrained than an adult.


    3. What constitutes “interrogation” within the meaning of Miranda?
    Rhode Island v. Innis (1980)

    • Miranda held that once a defendant in custody asks to speak with a lawyer, all interrogation must cease until a lawyer is present.

    • The issue in this case is whether the respondent was “interrogated” in violation of Miranda.

    • Suspect was arrested for allegedly robbing a taxi driver and shooting him in the head with a shotgun.

    • Suspect was informed of his Miranda rights, asked for a lawyer, and was then put in police car with three cops to be driven to the station.

    • The cops started talking to each other about how there was a school for handicapped children nearby and it would be horrible if one of the kids found the missing shotgun and hurt themselves.

    • The suspect stated that he understood his rights but was concerned about the kids and showed them where the shotgun was.

    • The term “interrogation” under Miranda refers to not only express questioning, but also to any words or actions on the part of the police that the police should know are reasonably likely to elicit an incriminating response from the suspect.

    • So all direct questioning is considered interrogation while indirect action is considered interrogation if there is a greater than 50% chance of it resulting in incriminating statements.

    • The Court held that the suspect was not “interrogated” within the meaning of Miranda.

      • The police were not aware that the suspect was peculiarly susceptible to an appeal to his conscience concerning the safety of the children.

      • It may be “subtle coercion” as the state court put it, but this is not the same as “interrogation”.

      • Not like a threat to the suspect like in the drug smuggling hypothetical

    • The dissenters argue that the officers knew this emotional appeal would elicit an incriminating response from the suspect.


    Illinois v. Perkins (1990) (“jail plant” situation)- Miranda warnings are not required when the suspect is unaware that he is speaking to a law enforcement officer and gives a voluntary statement. The suspect has to be aware that someone in an official position is expecting a response. No danger of compulsion otherwise.
    4. What constitutes an invocation of Miranda rights?
    Fare v. Michael C. (1979)

    • After being fully advised of his Miranda rights, a juvenile asked if he could see his probation officer. The police refused and said you can talk to us without an attorney present or you don’t have to talk. The juvenile agreed to talk and made incriminating statements.

    • The Court held that asking for a probation officer is not the equivalent of asking for a lawyer and therefore not a per se invocation of Miranda rights.


    5. What happens once a suspect has invoked his Miranda rights?
    Depends on whether the suspect has asserted his right to remain silent or invoked his right to counsel.
    Michigan v. Mosley (1975)

    • Suspect was arrested in connection with certain robberies and after being given Miranda warnings he invoked his right to remain silent (but he did not request a lawyer).

    • The police cut off questioning but came back 2 hours later and read him his Miranda rights again and asked about an unrelated holdup murder. This time the suspect waived his rights and made incriminating statements.

    • The Court held that these statements were admissible.

    • The police honored the suspect’s right to cut off questioning, but then came back after a significant amount of time, gave fresh Miranda warnings, and restricted the second interrogation to a crime that was not a subject of the earlier interrogation.


    Three factors seem to be minimal requirements for the resumption of questioning once a suspect asserts his right to remain silent:

    1. immediately ceasing the interrogation;

    2. suspending questioning entirely for a significant period;

    3. giving a fresh set of Miranda warnings at the outset of the second interrogation.


    Edwards v. Arizona (1981)- distinguishing the Mosley case, the Court held that once a suspect in custody invokes his right to counsel, he may not be “subjected to further interrogation until counsel has been made available to him unless he himself initiates further communication, exchanges or conversation with the police”.
    Arizona v. Roberson (1988)- extending the Edwards rule, the Court held that after the suspect has effectively asserted his Fifth Amendment right to counsel (have counsel present to protect against self-incrimination), the police cannot initiate interrogation even about crimes other than the one for which the suspect has invoked his right to counsel.
    D. The Sixth Amendment Right to Counsel
    Massiah v. United States (1964)

    • Massiah was indicted for narcotics charges. He retained a lawyer, pleaded not guilty, and was released on bail.

    • While he was free on bail a federal agent succeeded by surreptitious means (wiring an informant) in listening to incriminating statements made by him.

    • The Court held that these statements were inadmissible, because they were elicited after indictment and in the absence of counsel.

    • Anything less, might deny a defendant effective representation by counsel at the only stage when legal aid and advice would help him.


    Massiah revisited:
    Brewer v. Williams (1977)

    • Defendant was suspected of abducting and murdering a young girl at a YMCA in Des Moines. An arrest warrant was issued and Williams turned himself in Davenport.

    • Defendant had a lawyer both in Des Moines, where the girl was killed, and in Davenport, where he conferred with an attorney after being arraigned.

    • Both lawyers told the police that they were not to interrogate the defendant in the car. However, on the drive from Davenport to Des Moines, the police knew defendant was very religious and gave “Christian burial speech” to persuade defendant to take them to the body of his victim.

    • The Court held that the evidence resulting from these statements made in the car were inadmissible and violated the defendant’s constitutional right to counsel.

    • The right to counsel means that a person is entitled to the help of a lawyer at or after the time that judicial proceedings have been initiated against him- whether by way of formal charge, preliminary hearing, indictment, or arraignment.

    • Defendant did not waive this right.

      • Waiver of the right to counsel requires not merely comprehension of the right but also actual relinquishment of that right.

      • Defendant did not relinquish his right. He has effectively asserted his right to counsel by securing counsel at both ends of his trip, both of whom stated that there was to be no interrogation during the trip.

    The Massiah doctrine even extends to jailhouse “plants” that don’t have to question the defendant about the crime, but just engage in conversations with him (United States v. Henry). The Court held that the agent was “stimulating” conversations with the defendant in order to elicit incriminating statements. However, the Court held that a completely passive agent that does not speak to the defendant but is “just merely listening” is permissible.


    But doesn’t a cell mate have to talk to the defendant at some point? Otherwise, the defendant would know something is amiss.
    Texas v. Cobb (2001)

    • Defendant confessed to burglary but denied knowing anything about the disappearance of a woman and child from the home.

    • Defendant was indicted for the burglary charge and counsel was appointed to represent him.

    • While suspect was out on bond for the burglary charge, the police got information about his involvement in the disappearances. The police took him to the station did not notify his lawyer, read him his Miranda rights, which the defendant waived and then confessed to the murders.

    • The Court held that these incriminating statements about the murder were admissible.

    • The Sixth Amendment right to counsel is offense specific; it cannot be invoked once for all future prosecutions, for it does attach until a prosecution is commenced.

    • Accordingly, the Court held that a defendant’s statements regarding offenses for which he had not been charged were admissible notwithstanding the attachment of the Sixth Amendment right to counsel on other charged offenses.

    • However, two offenses are encompassed in the same right to counsel if they would be considered the same offense under the Blockburger test.

      • The test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.

    • The Sixth Amendment right to counsel, did not bar police from interrogating the defendant regarding the murders, because, under Texas law, burglary and murder each require “proof of a fact which the other does not” thus constituting separate offenses under the Blockburger test.

    So the jailhouse plant could ask about an unrelated crime, because the Sixth Amendment is offense specific.


    E. The Due Process “Voluntariness” Requirement
    A confession is only admissible if it is “voluntary”. At the outset, the primary basis for excluding confessions under the due process “voluntariness” test was the “untrustworthiness” rationale.
    However, the Court began to apply a “police methods” as well as “untrustworthiness” test. The Court believed that coerced confessions offend an underlying principle in the enforcement of our criminal system: that ours is a accusatorial and not inquisitorial system
    Spano v. New York (1959)

    • Involved the use of defendant’s childhood friend, then a fledging police officer, who pretended that he was in a lot of trouble if the defendant didn’t confess. After eight hours of overnight interrogation, the defendant finally confessed.

    • The Court held that this confession was not “voluntary” and that the defendant’s will was overborne by official pressure, fatigue, and sympathy falsely aroused.

    • The ban on involuntary confessions turns not only on their reliability but on the notion that “the police must obey the law while enforcing the law: that in the end life and liberty can be as much endangered from illegal methods used to convict those thought to be criminals as from the actual criminals themselves”.

    It is difficult to isolate any particular interrogation tactic that will render a confession inadmissible per se. Each confession must be considered in light of the totality of the circumstances, both the characteristics of the accused and the details of the interrogation.


    However, this test is very vague and provided little guidance to the police. As a result, Miranda came to replace the “voluntariness” test once the suspect was in custody.
    The “voluntariness” (totality of the circumstances) test is still important for the admissibility of statements in three situations:

    1. in situations where Miranda is not applicable (not in custody)

    2. Miranda may make the confession inadmissible but the “fruits” of the confession (i.e. murder weapon) may be admissible if the confession was voluntary

    3. defendant waives his Miranda rights and agrees to talk

    What kinds of trickery or deception may the police employ after a suspect has waived his rights?


    Miller v. Fenton (3d Cir. 1986)

    • Miller, the prime suspect of a murder, was taken to the police station, advised of his rights and signed a “Miranda card” waiving his rights.

    • The detective went on to interrogate him resulting in his confession

    • The (subjective) test is whether the detective’s statements were so manipulative or coercive that they deprive the suspect of his ability to make a free choice to confess.

    • The majority concluded that under this test Miller’s confession was voluntarily given.

    • Did the detective’s statements affect the voluntariness of Miller’s confession?

      • Playing the “good guy” is permissible (i.e. being supportive, sympathetic).

      • Lied about important facts of the case, by first saying that the victim was still alive then telling Miller she had just died during the interrogation. This could affect the voluntariness, but in this case Miller was seemed unfazed by the news.

      • Stated that Miller was not a criminal but sick and should be helped. The court held that this expression of sympathy was permissible and did not amount to an explicit or implied promise not to be prosecuted.

    • The detective’s actions and statements may have stirred the urge in Miller to confess, but they did not produce psychological pressure strong enough to overbear the will of a mature, experienced man, who was suffering from no mental or physical illness and was interrogated for less than an hour at a police station by his home.

    • Tricking is fine, compulsion is not.

    • The dissenting judge argued that because the detective made promises of psychiatric help and that Miller would not be punished, the incriminating statements were not voluntary. Also, Miller collapsed in a state of shock after the interrogation further suggesting its coercive nature.


    United States v. LeBrun (8th Cir. 2004)(en banc)- promises not to prosecute does not render a confession involuntary per se. Still have to determine whether the authorities overbore the defendant’s will and critically impaired his capacity for self-determination.
    Studies of case law indicate that police tactics like threatening harsh punishment for not confessing or leniency for confessing are coercive. The same study also indicates that misrepresenting evidence, especially scientific evidence (i.e. forensic evidence or lie detector results), are likely to result in an involuntary confession.
    Arizona v. Fulminante (1991)- jailhouse plant offered to protect defendant from other inmates if he confessed to murdering his 11-year old stepdaughter. The Court held that this was coercive and involuntary because the defendant was made to fear for his life if he did not confess.
    Colorado v. Connelly (1986)

    • A mentally ill man confessed to police officer on street that he had killed someone. The man heard the “voice of God” which told him to confess.

    • The defense argued that this illness made his confession involuntary.

    • The Court held that the confession was admissible.

    • Absent police conduct casually related to the confession, there is simply no basis for concluding that any state actor has deprived a criminal defendant of due process of law.

    What about confession coerced by private persons? Seem just as repugnant?


    Commonwealth v. Mahnke (Sup.Jud.Ct.Mass 1975)- held that incriminating statements made by person being beaten by private parties were inadmissible.
    F. Assessing the Law of Interrogation
    The dissent in Miranda, believed the thrust of the new rules was to “discourage any confession at all”. Justice White thought the new rules would increase the number of trials and lead to “a good many criminals” to “either not be tried at all or acquitted” minus these confessions.
    Very few suspects actually invoke their Miranda rights and the rate of confessions is similar to as it was before Miranda. A study found that the number of confessions only went down 3.8%. But that is still 28,000 criminals. Schulhofer’s study put the number at 0.7%.
    The New York Times article discusses several high profile cases in which innocent people falsely confessed during interrogations.
    As a result of these studies, does Miranda do any good? Does it have cultural significance?
    Do police even follow the guidelines? Baltimore police 7 steps for getting a waiver on page 676. Another study showed that police actually followed the spirit and letter of Miranda and suspects were still agreeing to talk and eventually confess (around 60-65%).
    Should Miranda be replaced by a statutory requirement to videotape interrogations?
    Justice Harlan believed the due process “voluntariness” test was sufficient. He didn’t believe the Fifth Amendment prohibited the use of all pressure to incriminate one’s self. Justice White argued that more flexible procedures should be adopted and not the “straightjacket” bright-line rule the majority adopted.
    Justice White in his dissent argues that “transcripts or observers could be required, specific time limits, tailored to fit the cause, could be imposed, or other devices could be utilized to reduce the chances that otherwise indiscernible coercion will produce an inadmissible confession”.
    In Miranda, the majority said “we encourage Congress and the States to continue their laudable search for increasingly effective ways of protecting the rights of the individual while promoting efficient enforcement of our criminal laws.” The majority said that any new procedures would have to be at least as protective as the safeguards in Miranda.
    G. Identification Procedures
    Have to worry about the problem of mistaken identification leading to wrongful conviction and the problem that lineups may be made overly suggestive.
    United States v. Wade (1967)-

    • A criminal suspect cannot be subjected to a pretrial identification process in the absence of his counsel without violating the Sixth Amendment.

    • The post-indictment lineup is a “critical” stage of the prosecution at which the suspect is entitled to the aid of a lawyer as at the trial itself.

    • Improper influences or suggestions may go undetected by the suspect alone.

    In practice though, the defense counsel is a passive observer and does not really object during the lineups. The lawyer can bring up these objections when cross-examining the eyewitness.


    Kirby v. Illinois (1972)

    • The Court refused to extend the right to counsel to lineups that took place before the defendant had been indicted or otherwise formally charged with any criminal offense.

    • So like the other Sixth Amendment right to counsel cases, the right is triggered once adversarial proceedings begin whether by formal charge, preliminary hearing, indictment, or arraignment.


    United States v. Ash (1973)- right of counsel does not extend to photographic displays where the suspect is not even present.
    When a person has not been formally charged and the right to counsel has not attached, the Fourteenth Amendment due process “backup” test still applies.
    Stovall v. Denno (1967)- even when right to counsel attaches, a suspect may use the due process “backup” test to establish that identification procedures conducted in his case “was so unnecessarily suggestive and conducive to irreparable mistaken identification he was denied due process of law”.





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