Geotechnical Engineering Circular No. 9 Design, Analysis, and Testing of Laterally Loaded Deep Foundations that Support Transportation Facilities


Subsurface Conditions and Geomaterial Properties



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2.3.1
Subsurface Conditions and Geomaterial Properties
Subsurface conditions specifically affecting the selection of deep foundations for lateral load applications include occurrence and distribution of hard or soft strata (for establishing range in tip elevations for pile/shafts), the presence of soft soils and fill at shallow depth that will have a major influence on available lateral soil resistance, depth to rock, and groundwater levels. As the resistance to lateral foundation loads depends on the engineering properties of geomaterials, these properties must be adequately established from field and laboratory testing. Guidelines for performing subsurface investigations are provided in the
AASHTO LRFD design specifications, Mayne et al. (2002), Loehr et al. (2016), and local standards, if applicable. Chapter 3 presents specific information on the engineering properties necessary to analyze deep foundations under lateral loads.


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2.3.2
Properties of Deep Foundation Elements
Piles or shafts with a relatively large bending stiffness will be more suitable to resist horizontal loads because structural resistance is mobilized with smaller deformation. If horizontal loads occur primarily in one direction, foundation elements with a greater bending stiffness in one direction (i.e., such as steel H- section piles) must be oriented to resist the primary loading. Alternatively, batter foundation elements maybe advantageous because they may add a significant lateral resistance without increasing the number of resisting elements. If large dynamic or cyclic loads are anticipated, the use of a ductile material such as steel H-piles or pipe piles maybe preferred. Structural resistances (i.e., compression, tension, shear, bending, buckling) area function of the element materials (timber, steel, or concrete) and cross-sectional properties. Where applied lateral loads are significant, shear and bending moment typically govern the size of both piles and drilled shafts, except when batter piles are used.

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