Geotechnical Engineering Circular No. 9 Design, Analysis, and Testing of Laterally Loaded Deep Foundations that Support Transportation Facilities


Block 9.1 – Analyze Geotechnical Strength Limit State



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Block 9.1 – Analyze Geotechnical Strength Limit State
The Geotechnical Strength Limit State is analyzed for an individual deep foundation element using factored load combinations and applicable resistance factors for Limit States. One load combination may standout as being the most critical, although it maybe necessary to evaluate multiple cases, especially if there is no clearly distinct critical case by inspection or if different loading conditions correspond to different subsurface profiles, such as scour or extreme event conditions. Loads used in analyses must include both the factored lateral and axial loads. Several methods of analyses are described in detail in Chapter 6.


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Block 9.2 – Analyze Structural Strength Limit State
The complete structural design of a deep foundation must consider combined axial load, shear, and bending. The nominal axial, shear, and flexural resistance of a foundation element cross section must exceed the factored axial load, shear, and bending moments. Based on the results of the Geotechnical Strength Limit State analysis, the trial foundation size and depth should be analyzed to verify that the structural section is adequate for the factored load cases. The structural design includes the following considerations (Brown et al. 2010):
1. Factored loads are used to determine axial load, shear, and bending moment.
2. The nominal structural strength of the foundation element is determined and must exceed the combined factored axial forces and bending moments for each load combination or for the critical load combination.
3. The nominal shear resistance of the foundation element is determined and compared to the factored shear forces. If the factored axial load, factored maximum bending moments, and/or factored shear forces exceed the nominal structural resistance of the foundation elements, then the foundation design must be modified. This may include adding additional reinforcement in the case of concrete elements, using a heavier steel section in the case of steel piles, and/or increasing the size (diameter or exterior dimensions) of the foundation elements. If the size of the foundation is increased, the Geotechnical Strength Limit State should be reviewed and reanalyzed, if necessary, to see if the length can be reduced based on the increased size. This may therefore bean iterative process. The structural design of foundations for lateral loading is described in detail in Chapter 11.

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