Unjp/sfs/002/uid revitalization of forest training centres in the sadc region for green employment – Phase I



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Stakeholders and beneficiaries


The stakeholders of the project are the institutions and organizations involved in management and implementation of forestry and technical vocational education in the SADC member countries and the project. The main stakeholders are:


  • Ministries responsible for forestry and technical vocational education.

  • SADC Forestry Secretariat.

  • Forestry education institutions like forestry colleges and universities.

  • Forestry and forest industry companies and SMEs operating in forestry and wood processing.

  • Forestry and forest industries associations and federations.

  • NGOs

Direct and final beneficiaries of the projects include:




  • Entrepreneurs and enterprises operating in forestry and forest industry operations.

  • Community people living close to forest plantations and forest reserve areas.

  • Small scale farmers and plantation owners growing trees and managing small scale forest plantation plots

  • Forestry education institutions like forestry colleges and universities.

  • Teachers and trainers of the forestry colleges and universities.

  • Workers and employees of the forestry and wood processing companies



    1. FAO’s comparative advantage


FAO is a relevant partner to provide useful support to enable the Governments of Zambia, Zimbabwe and South Africa to conduct its core functions of environmental policy development, regulation and coordination. FAO is a key international organization collaborating in fire management with all its member countries, importantly the SADC member states. In its role as a neutral forum, FAO brings countries together to discuss technical and policy issues related to medium- to long-term fire management plans.
Key FAO contributions to global fire management include, amongst others (i) TCP projects on Community Based Fire Management (implemented in Zimbabwe); (ii) FAO publications, including Fire Management: Voluntary Guidelines – Principles and Strategic Actions - 2006, Forest Fires and the Law – A guide for national drafters based on the voluntary guidelines - 2009, Wildland Fire Management Handbook for Trainers - 2010; and (iii) networks and working groups – The Fire Management Actions Alliance (iv) operational fire monitoring - Global Fire Information Management System (GFIMS).
FAO has established a wide network of experts and institutions involved with fire management and is an active member of the International Strategy for Disaster Reduction Wildland Fire Advisory Group and is a founding member of the FAO/Economic Commission for Europe/International Labour Organization Team of Specialists on Forest Fire. For all these reasons, FAO was requested to assist countries, especially in the SADC region, on awareness raising, information sharing and implementation of integrated fire management at the Wildfire2011 - 5th International Wildland Fire Conference held in Sun City, South Afirca, on 9-13 May 2011.

    1. Sustainability


The table below details the follow-up actions to be carried out by the Governments following project completion.


Outcome: Development of a harmonized institutional framework that enables establishment of integrated fire management across all land tenures and uses in the countries.

Follow-up action to ensure sustainability of each Output

Institution responsible for this follow-up action and the resources it will provide (human, physical and financial)

Contribution of each Output to the sustainability of project Outcome

Contribution of each Output to the impact and the catalytic effects expected to be generated

Output 1: Developed institutional fire management framework comprised of draft national fire legislation, policy and implementation strategy.

Enactment of draft national fire legislation. Continuation of multi-stakeholder dialogue and coordination platform.

Government Ministry and implementing agency with custodianship of institutional fire management framework to be established during the project. Provision of National Fire Management Coordinator, national office and operating cost.

Critical to provide the foundation, mandate and government ownership for continuation and development of integrated fire management in countries.

Critical to provide the foundation and mandate to coordinate integrated fire management in countries to improve rural livelihoods and reduce poverty. Expected to catalyse harmonized stakeholder implementation of fire management.

Output 2: Increased public and stakeholder awareness on harmonized institutional fire management framework.

Continuation of advocacy of institutional framework throughout the countries. Continuation of multi-stakeholder dialogue and coordination platform.

Government Ministry and implementing agency with custodianship of institutional fire management framework to be established during the project. Provision of National Fire Management Coordinator, national office and extension operating cost.

Essential to continue enabling environment for stakeholder and target beneficiary coordination and implementation of integrated fire management in the countries. Advocates public ownership of fire management.

Essential to continue public and stakeholder awareness of fire management roles and responsibilities. Expected to catalyse harmonized implementation across all land tenures and uses to improve rural livelihoods and reduce poverty.

Output 3: Increased government, private and community stakeholder capacity to implement the National Fire Management Strategy and Voluntary Fire Protection Associations (FPAs) supported/established in South Africa in Zimbabwe and Zambia.

Continuation of pilot focal area fire management programs. Strategic scaling up of National Fire Strategy throughout the countries.

Government Ministry and implementing agency with custodianship of institutional fire management framework to be established during project. Provision of National Fire Management Coordinator, national office and extension operating cost.

Critical to continue and expand establishment of integrated fire management and tangible stakeholder and beneficiary benefits.

Critical to provide tangible stakeholder benefits that improve rural livelihoods and reduce poverty across all land tenures and uses. Expected to catalyse stakeholder ownership and continued implementation of harmonized fire management.

Output 4: Established National Fire Information System.

Maintain and update National Fire Information System.

Government Ministry and implementing agency with custodianship of institutional fire management framework to be established during project. Provision of National Fire Management Coordinator as operator, national space and hardware operational and maintenance costs.

Essential to continue collating, and disseminating fire information to stakeholders to provide feedback and guide fire management planning and implementation.

Important to provide fire information from local to national scale and link integrated fire management with improved livelihoods and reduce poverty.

Output 5: Established regional fire management scientists network and Fire Management curricula for Forestry Faculties in Universities of Zimbabwe and Zambia developed

Continuation of advocacy of institutional framework. Continuation of international dialogue and coordination platform.

Government Ministry and implementing agency with custodianship of institutional fire management framework to be established during the project.

Essential to continue collating, and disseminating fire information to stakeholders and to provide feedback and guide to fire management planning and implementation.

Important to provide fire information from national to international scale and link fire management with climate change processes.

Capacity development of all stakeholders is a key component of the project. Technical staff will be trained both in the field and at the central level to implement the National Fire Management Strategy. Strategic trainer intervention based on piloting will be employed to ensure stakeholder and target beneficiary development. Emphasis on developing target beneficiaries during the implementation phase will maximize Project benefits. Information collected during the project will be capitalised and shared through regular meetings and specific workshops.



    1. Risks and Assumptions


The greatest risks to the project relate to the country context such as poor infrastructure and limited human resource capacity, which may slow down implementation. Appropriate planning and use of technical assistance, however, will mitigate some of these risks.
Lack of sensitivity to environmental and forestry issues despite their impact on the living standards of the population and contribution to the economy and the social and cultural life of the country. Greater efforts would be made to increase awareness on the importance of more effectively managing and protecting forest resources.
Authorities in countries are willing to share information and collaborate in activities which occur beyond their state land.
There are existing relevant laws and provisions which provide basis to involve communities and relevant authorities to cooperate on fire management.
There may not be enough resources to meet the challenges posed by wildfire; however, regional cooperation may create an enabling environment for partners to work together.
The project will work at the regional (SADC), national and at local levels, with project components in selected countries. Project partners include the respective national Directorates in these countries, local NGOs, private sector, communities and international organization.
The successful implementation of this project assumes that the national authorities:


  • at all levels, realizing the importance of forest fires threat, are willing to put forward substantial changes, maintain a strong willingness to commit resources, and participate fully in prevention and control activities;

  • are willing to provide suitable human resources in an acceptable technical environment and provide the basis for the capacity building;

  • are willing to collaborate with all the stakeholders involved in the prevention and suppression of forest fires;

The key risks that could jeopardize the realization of the project outcome identified for this project are summarised in table below.




Risk

Impact

Probability

Mitigation

1. Some decision-makers at national, regional and local level reluctant to a project which could change their habits

High

Low

Fire management is a National political priority



The Key decision-makers will be regularly sensitised by the technical staff through appropriate commission or committee

2. The stakeholders (public, semi-public, associative and private) do not show much interest for fire management

High

Low

Fire management is considered as an important issue by all stakeholders



- A multi-stakeholder steering committee involving the relevant stakeholders will be set up to follow the project;

- Stakeholder feedback on the project progress will be continual throughout and following completion.



3. Local Communities do not want to change their practices and behaviour to manage fire appropriately.

High

Low - Medium

- Fire is an actual issue for Local Communities.

- Sufficient Government support is required to catalyse behavioural change


- Awareness campaigns on fire management methods will be carried out by the technical staff trained

- CBFiM guidelines / manual of good management practices to enable safe use and prevention of wildfire.



4. Government does not have resources to continue and donors are not interested to fund the Strategy following Project completion.

High

Medium

Fire is considered by the Government and most donors as an issue for both Human development and Natural Resources conservation



- Steering Committee will canvas Government to promote sufficient budget allowance for continuation of project.

- The donors will be regularly sensitised by the steering committee and awareness campaigns during the project





    1. Institutional Framework and Coordination


The project will be implemented and managed by the Departments of Forestry in each country, which will appoint officer as the National Project Coordinator dedicated to manage the project.

The other ministerial administrations involved will be: (i) Ministries of Agriculture; (ii) Ministries of Education (iii) National Disaster Management Agencies; (iv) National Fire and Emergency Services; (v) Ministries responsible for regional and rural administration and community development; (vi) Departments of Meteorology, Tourism and Environmental Affairs; (vii) Ministries responsible for sustainable natural resources and energy management and development; (viii) Ministries responsible for sustainable national, social and economic growth; (ix) Authorities responsible for environmental, economical and socially sustainable development; (x) Commissions for the conservation of natural and cultural heritage; and (xi) the police forces.


Stakeholders with existing fire management capacity and resources, particularly the private sectors of commercial forest plantation companies (ie, Sappi, Vumba Estates and SAFICO) and game / nature reserves will play an important role in supporting the implementation of the National Fire Management Strategy in the pilot areas.
A steering committee will be established with the key ministries’ departments, private stakeholders (ie commercial timber companies) and one FAO representatives in countries. The Committees will meet on a regular basis to follow up and monitor the project.
Twice a year, four persons per country will be invited to meeting in order to share information and project achievements. The other ministries’ departments listed above as well as other non-public stakeholders (private farmers, NGOs, donors) could be invited punctually to have an overview of the project achievements.
The project and its national steering committees will de facto strengthen the collaboration between the multi-stakeholders involved in fire, land and natural resource management.

    1. Strategy/Methodology


The strategy of the present project is to develop a harmonized institutional fire management framework for each country; to increase public and stakeholder awareness onfire management ; to build the necessary local, national and regional capacity on fire management ; to establish a fire information system; to establish sound education and research structure and to foster the commitment of all stakeholders and target beneficiaries; in order to set up a sound basis for sustainable fire managementin the region.
To implement this strategy, a methodology based on the following steps will be used:
1) Institutional framework development
This step intends to develop an umbrella institutional framework to build upon, integrate and harmonize past fire management initiatives, legislation, government policies and institutional mandates. The aim is to provide a harmonized framework that provides clear and strategic procedures and guidance to coordinate and implement fire management in countries across all land tenure and use. Drafting of a National Fire Management Act will provide the basis, however enactment is a lengthy process and is not expected during the term of the project. Development and implementation of a National Fire Management Policy and Implementation Strategy, although based on the draft National Fire Management Act, will not be dependent on enactment of the draft legislation. Thus, with stakeholder consensus implementation of Policy and Strategy can commence during the project.
2) Awareness raising
This step will also be carried out following finalization of draft National Fire Act, National Fire Management Policy & Implementation Strategy and will continue throughout the duration of the project. The aim is to ensure the general public, stakeholders and government institutions understand their role and responsibilities to appropriately manage fire throughout their country. A consistent theme focusing on the benefits that can be attained by the target beneficiaries through sound fire management as opposed to enforcement and threat of punishment for non-compliance. Its goal is to foster the commitment and support of the politicians/decision-makers and donor community to enable National Fire Management Strategy implementation and sustainability.
3) Capacity building/strengthening
This step will also be carried out following finalization of draft National Fire Act, National Fire Management Policy & Implementation Strategy and simultaneously with the previous step. The aim is to train key government institutions and stakeholders (local communities and private) involved in the identified pilot areas to implement the National Fire Management Strategy. Implementing fire management programs is a process requiring skills and knowledge that are only be acquired through first hand experience. The majority of training is through ongoing fire management implementation and requires strategic and regular trainer intervention. Hence this component represents a considerable proportion of the project resources. Fire management achievements within the pilot areas will be used to support the awareness raising in the previous step.


4) Information sharing
This step will be carried out continuously during the project and intends to foster the commitment of all the stakeholders involved. An important component will be the development of an operation Fire Information System to provide a clearinghouse of fire related information. In addition the developments and achievements of the project will be shared through the awareness raising in previous steps, National Fire Management Award ceremonies and the regular contacts between the technical staff at the national, regional and local levels and the other stakeholders.

    1. Financial and/or contributions in kind


Governments will appoint one officer of the Department of Forestry as National Project Coordinator for each country. This officer will work part time to follow the project implementation and will be the counterpart of the experts recruited for the project.
Other national stakeholders will make available their technical staff for training sessions, awareness campaigns and will support their participation for: (i) implementing the National Fire Management Strategy launch workshops; (ii) implementation of National Fire Management Strategy in the pilot Fire Management Focal Areas; (iii) Field training, coordination and support of fire management brigades in the pilot Focal Areas; (iv) and annual Fire Management Award assessment and awards.
Relevant government institutions (Stakeholders and Target Beneficiaries) will appoint one representative to attend the Steering Committee meetings and support participation of the Regional representatives.
The project will benefit with customs clearance for fire management equipment purchased for the project.

    1. FAO Contribution


The overall budget will cover the following expenses:
1) Personnel services

International experts
The Terms of Reference are given in Annex 4:
Project Coordinator – Lead Technical Officer

  • Overall coordination of the Project activities

  • 9 backstopping missions (6 days/each) carried out by the Officer based at the FAO Headquarters in Rome and deskwork support to the project from Rome.

Fire Management Specialist (International Consultant) to assist with:



  • Development of draft national fire legislation, policy and implementation strategy (45 days);

  • Development of fire management awareness campaign (15 days);

  • Curricula development for the Universities (10 days);

  • Training of national, regional and local stakeholders to implement National Fire Management Strategy (260 days);

  • Establishment and maintenance of a National Fire Information System (15 days);


FAO Technical Support Services
These budget lines will take in charge the following:


  • 3 backstopping mission (8 days each) carried out by Legal Officer (Development Law Service, FAO HQ Rome) and deskwork support from Rome to assist the national consultants (National Legal Consultant and Fire Management Specialist) in drafting legislation and Policy.


National experts
This line will cover the expertise of sevennational consultants for the following missions the terms of reference of which are presented in Annex 4:
Fire Management Specialists (for Zambia and Zimbabwe) to assist with:

  • Development of draft national fire legislation, policy and implementation strategy (30 days);

  • Development of fire management awareness campaign (10 days);

  • Training of national, regional and local stakeholders to implement National Fire Management Strategy (100 days);

  • Establishment and maintenance of a National Fire Information System (10 days);

National Legal Consultants( for Zambia, Zimbabwe and South Africa) to:



  • Review existing fire management institutional arrangements (5 days);

  • Develop a draft National Fire Act integrating relevant national legislation (10 days);

  • Develop a National Fire Policy to harmonize institutional arrangements (5 days);

  • Develop a National Fire Management Strategy to implement National Fire Policy (5 days);

  • Assist in national multi-stakeholder workshop to finalize the institutional fire management framework (5 days).

Fire Information System Specialist(for Zambia and Zimbabwe) to:



  • Install soft- and hardware as framework for National Fire Information System (5 days);

  • Develop a Fire Information System to organise and disseminate fire information (10 days);

  • Assist in training National Fire Management Coordinator in the operation and maintenance of the National Fire Information System (5 days);

  • Assist in the development of National Fire Information System and a national, regional and local stakeholder fire monitoring and reporting system (10 days);


Administrative Support
This budget line will allow supporting the administrative staff of Departments of Forestry for the overall monitoring of the Project.
2) Other travel
This budget line will cover:


  • Travels to the field made by the staff of the FAO representation in Harare to monitor the project (one per year per country);

  • Travels made by representatives of each Region to attend the National Steering Committee meetings twice a year (this activity will be supported with a lump sum of US$ 6,000 per year corresponding to a mean of US$ 500 per region/per year/country).


3) Contracts, letters of agreements or contractual service agreements
This budget line will be mobilised for the following services (see Annex 6):


  • Design and multiplication of National Fire Management Policy and Strategy;

  • Design, translation and multiplication of Fire Management Training Manual (Good practice guidelines);

  • Design, translation, multiplication and circulation of the Awareness Campaign communication material for stakeholder awareness (Print and electronic media);


4) Materials, supplies and equipment
This budget line will be mobilised for the following services (see Annex 7):
Expendable equipment
This budget line will be used to purchase Personal Protective Equipment for the Regional Fire Management Facilitators (approx. 16 people), Fire Management Brigades/Fire Protection Units (50 Brigades/Units = 250 people) without adequate resources, and other stakeholders (approx 14 people) participating in the Pilot Fire Management Focal Areas in each country.
Non-expendable equipment
This budget line will be used to purchase basic fire management equipment for the Regional Fire Management Facilitators (five units), Fire Management Brigades/Fire Protection Units (50 units) without adequate resources, participating in the Pilot Fire Management Focal Areas for each country.
5) Training (see Annex 5)
In-country workshops
This budget line will cover the following local training sessions and/or workshops (for each country):


  • National multi-stakeholder workshop on National Fire Act, National Fire Policy and Strategy.

  • Eight (one per district per year) regional-level multi-stakeholder workshops on National Fire Management Strategy.

  • Regional Fire Management trainers training courses.

  • Hold 2 annual National Fire Management Award ceremonies to share information and project achievements.


Regional workshops
This budget line intends to support the cost of the participation (travel and DSA) of 2 national staff to 2 international scientists workshops on fire management.
6) General operating expenses (GOE)
A provision of 5 percent of the total budget minus the DOC is considered to cover miscellaneous expenses required for the operation of the project.
7) Direct operating costs (DOC)
A provision of 13 percent of the project expenditures is foreseen to cover FAO’s administrative and operational costs related to the implementation of the project.





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