DRAFT
KENYATTA UNIVERSITY
INSTITUTE OF OPEN LEARNING
AEN 300
PHONETIC AND PHONOLOGICAL
ANALYSES
RUTH NDUNG’U AND MARTIN NJOROGE
DEPARTMENT OF ENGLISH AND
LINGUISTICS
JULY 2005
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Lecture I
Introduction: The Focus of Phonetics and Phonology
1.1 The basis of phonetics and phonology
Both phonetics and phonology deal with human speech sounds whose production is
effected by a combination of three major features. The three features are referred to as the
dimensions or specifications in the analysis of human speech sounds. These dimensions
are:
1. The air stream mechanisms
From the three initiators, there are four natural air stream mechanisms namely:
Pulmonic: utilizes the pulmonic eggressive mechanism.
Glottalic: utilizes ingressive and eggressive mechanisms.
Velaric: utilizes ingressive mechanism.
2. The vocal tract
This is divided into three regions or cavities.
a) The
nasal cavity
starts at the nose and goes back to the lowered velum.
b) The
oral cavity
starts at the lips and goes back to the raised velum.
c) The
pharyngeo-laryngeal cavity
starts at the pharynx (back wall of the end of the
nasal cavity, cylindrical in nature) and moves down to the larynx.
Using these mechanisms, we can say that a sound is nasal, oral or pharyngeo-laryngeal.
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3. The vocal organs
These stretch from the lips to the larynx. In this we have the active and passive
articulators. The active articulators are the tongue, lower lip and lower teeth (lower
organs). The passive articulators are the lips, upper teeth, alveolar ridge, palate and
larynx (upper organs).
The examples below illustrate how these dimensions are used to classify speech sounds.
[p]: pulmonic eggressive (air steam) oral (tract) voiceless bilabial (organ) stop.
[n]: pulmonic eggressive (air stream), nasal (tract) voiced alveolar plosive (organ).
Activity
Describe the following sounds according to these specifications:
/p/, /s/ and /l/
Illustration
/n/ - pulmonic egressive
- oral
- alveolar
- voiced
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1.2 The central pool of human speech sounds
The three specifications presented in 1.1, here above, are also responsible for other
human – but not speech – sounds such as laughter, clicking and booing. They are also
responsible for other activity too, for example, breathing, eating, coughing, yawning and
sneezing.
Human speech sounds are articulated and described according to the three specifications.
These speech sounds are collectively described as the ‘central pool of human speech
sounds’. Each language draws a limited set of sounds from this pool for its phonetic
inventory. The human speech sounds are presented in the Internal Phonetic Alphabet
(I.P.A.) chart (See Appendix 1.)
Activity
1. Identify the phonetic inventory of your first language from the Central Pool of human
speech sounds. Identify both consonants and vowels.
2. For the consonants draw a table and insert each consonant in its appropriate slot. For
the vowels draw a quadrangle and insert each vowel at the appropriate point.
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Lecture 2
Different analytic approaches
2.1 Segmentation
Speech is a continuum with few points in the stream which constitute
a)
Natural breaks – to breath in, swallow, and cough.
b)
Breaks that show an articulatory, auditory or acoustically steady state that could
serve as a basis for analytical segmentation into real phonetic units. For instance, the
series of words - ‘the red pen’ has breaks that allow analytical segmentation.
The segmentation that enables the view of real phonetic segment of speech is mostly
imposed. Human beings do not say distinct sounds but a continuum of speech sounds
with anticipatory articulation of each sound in the series. However, for a detailed study
of human speech sounds, segmentation is prerequisite.
2.2.1 Two chief approaches to segmentation
2.2.1.1 The parametric approach
In the parametric approach there are parallel segmentations of speech. Each component
of the vocal performance is treated as a parameter whose value is in the state of constant
change. The components could be
a)
Auditory such as pitch of voice or loudness of the voice, for example, the series of
words
Do you really mean that?
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could be said in many different ways. For instance it could be said in two ways with the
same pitch-pattern but due to the variation in loudness of voice one ends up being a shout
and the other a murmur.
b)
Initiatory such as syllable structure. In the initiatory component, the potential values
of a feature are continuous but have a measuring system to limit them. For example,
the syllable structure in each language determines the number of sounds that can
occupy each of the parts of the syllable.
2.2.1.2 The linear approach
The linear approach is a serial segmentation in which the speech continuum is divided
into units of varying durations. For example, in the analyses of the degrees of stricture,
the following durations are established
Maintainable duration – fricative
Momentary duration – flap/tap
Each of the speech units can then be characterized in terms of representative values
shown during the production of that unit by the individual phonetic components making
up the performance.
In the linear approach, any phonetic feature can have only a limited number of values,
which are referred to as categories. For instance, pitch is a phonetic feature, which has
three values only, namely; high, mid, low.
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The linear categories are thus discrete. This makes the linear featural categories
convenient for use in the spoken and written description of the speech continuum. This
explains why the linear analysis is the one taken in most textbooks on phonetics.
2.2.2 The representation of the speech continuum
When the speech continuum is analysed, either parametrically or linearly the speech
continuum is presented in terms of the following:
a) Symbols and diacritics
b) In terms of phonological rules (algorithms) such as /r/ [r ] / t, p
This rule would be rewritten as “/r/ becomes devoiced when it immediately follows the
voiceless stops /t, p/.”
c) Phonotactics – distribution statements.
d) Metrical trees
The analyses of the speech continuum include the analyses of phenomena attributed to
‘strings of sounds’ such as stress, the syllable, pitch and rhythm. Each one of these is
attributed to measurements in metrical analysis. These measurements are presented in
metrical trees. For example, the syllable structure tree presented here below
(Syllable)
Onset Rhyme
Nucleus
Coda
Fig 1:The syllable structure tree
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e) Metric numbers
Some phonological phenomena can be calculated and assigned a numerical value. For
instance, stress can be assigned a numerical value because words have relative degrees of
stress.
Example the presentation of numerical metrical numbers for stress as illustrated here
Root
Weaker Stronger
The
Weaker Stronger
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Hunger Begger
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f) Use of metrical symbols and signs
Example
s – syllable
C – Consonant
V – Vowel
F – Foot (in rhythm)
/ /, [], /e/ – slashes or slants, square brackets and I.P.A symbols
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Lecture 3
Phonetic Analyses
3.1 Phonetic Analysis
This refers to the analyses of sound production and perception. Phonetics analyses human
speech sounds in terms of the following:
1. The speech sounds’ production
2. The speech sounds’ description
3. The different possible sounds depending on the human vocal organs
4. The speech sounds’ articulation, acoustics and auditory correlates.
3.2 The Phonetic features of a speech sound
The phonetic analyses focuses on both the redundant and non-redundant features of the
human speech sound.
3.2.1 Redundant features of a speech sound
The redundant phonetic features of a human speech sound are non-distinctive. They do
not facilitate a distinction in meaning in the use of the speech sound. However, the
redundant features are part of the description of the speech sound. For instance, aspiration
in English is a phonetic feature of the three voiceless stops /p, t, k/ in word initial position
but it is not a distinctive feature. No meaning distinction of words is caused by aspiration
in English.
Example
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[pen] [p en]
The second articulation of the word
pen
in English is non-distinctive. It simply leads to a
mispronounced word. All features of the sound segment – both redundant and non-
redundant – are therefore given at phonetic level. The speech sound is then described as
a phone allophone. Phone is concrete realization of human speech sound
i.e. in writing
and speech mainly the latter. Allophone is the concrete realization of human speech
sound that is determined by the environment e.g. dental, laminal, apical areas of
articulation. For example:
[t] is a phone whose allophones can be:
[t ] when aspirated - tin
[t ] when unreleased - spit
[t ] when labialized - two
[t ] when dentalised - ten
[t ] when palatalized - tune
Each of them is a phone in its own right. For a sound to have allophones, it must have
more than one concrete realization. Phones are presented in square brackets []. When
not bracketed, the sound is called a
grapheme
e.g. t.
Activity
Identify all the non-redundant features of /p, t, k/ and describe each of the features using
the appropriate diacritic symbol.
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3.2.2 Non-redundant features of a speech sound
The non-redundant phonetic features of a speech sound are distinctive. For instance,
aspiration is a phonetic feature in Kiswahili of the three voiceless stops /p, t, k/ in word
initial position and it is distinctive.
Example
/p a:/ roof /pa:/ antelope
3.3 The notations used at the phonetic level of analyses
3.3.1. Diactric marks
The redundant features of a speech sound are presented as superscripts using diacritic
symbols (refer to the I.P.A chart in Appendix 1).
Examples
diacritic phonetic feature
[ ] aspiration
[ ] palatalization
[ ] labialization
2. The square bracket [ ]
The square bracket is used in the presentation of speech sounds at the phonetic level of
analyses.
Example
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The word bin in English is phonetically presented as [ i ·]. The vowel /i/ is nasalized
because it precedes a nasal consonant /n/. The nasal consonant /n/ is lengthened because
it follows a short vowel and it is word final.
Lecture 4
Phonological Analyses
4.1 Phonology
Phonology is the study of human speech sounds in terms of the following:
(i) The function of sounds.
In every human language, sounds are used in words in order to convey meaning. In
Lecture 1, we learned that each language constitutes its phonetic inventory from the
central pool of human speech sounds. Each language utilizes this selection of sounds in
its phonetic inventory to create words of different meanings. For instance, Gikuyu has the
sounds /t/ and /h/ in its phonetic inventory. Gikuyu utilizes these sounds to create words
of different meanings.
Example
/he/ give me /te/ throw away
(ii) The structure of sounds
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In terms of structure, sounds are classified as plosives, trills, flaps or taps, fricatives,
approximants and vowels. In terms of function they are classified as consonants and
vowels.
(iii) The sounds that occur in a particular language
Each language, as discussed in Lecture 1, utilizes only a small percentage of the human
speech sounds. It is, therefore, possible to identify a language’s phonemes and form the
language’s phonetic inventory.
(iv) The restrictions of occurrence
Each language has rules that determine what is well formed or ill-formed in a
combination of sounds.
Example
Each language also determines the gaps that exist in the language. These could be
accidental or systematic gaps. For such gaps, the language also determines the accidental
gap – fillers.
Example
4.2 Sounds representation at the phonological level
Sounds representation is based on sound segments as units which function as a system.
The segments are transcribed using transcription that is phonetic and represented between
slants/ slashes, / /. This level only gives the distinctive or non-redundant features of the
sound segment.
Examples /pin/; /slæb/
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Lecture 5
Phonological and phonetic forms
5.1 The relationship between the phonetic and phonological forms
Phonetic forms have much in common with the phonological forms. From a generative
point of view the phonetic form is the output of the input of the phonological forms.
Example
5.2. Segments and processes
A distinction is made between segments and processes.
5.2.1
Segments
Segments are the unique, single sounds produced during an articulation. The articulation
can be a single, co-articulation, or homorganic
5.2.2
Processes
Processes are articulatory and they determine the syllable structure
5.3 Analysis
5.3.1 Phonetic analysis of speech
Phonetic analysis of speech is essential for the following reasons:-
5.3.1.1 The comprehensive description of speech production
.
Such description is in terms of
- initiation
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- phonation
- articulation
The three features were presented in AEN 200 and in this Unit they are discussed further
in relation to the analyses of human speech sounds.
5.3.1.2 Classificatory labels
Phonetic analyses provides the classifactory labels that enable the distinction of unique
human speech sounds as:-
- phones
- allophones
- phonemes
5.3.1.3 Transcriptional symbols
The transcriptional symbols are associated with the speech production and they classify
that production as follows:-
- phonetic (narrow)
- phonological (broad)
5.4.2 Phonological analysis
Phonology relates the phonetic events of speech to grammatical units operating at the
morphological, lexical, syntactic and semantic levels of language. In such analyses,
phonology explains the way the phonemes are influenced by varied linguistic phenomena
as illustrated here below:
level what would influence the phoneme
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morphological addition of morphemes
lexical stress placement in words
syntactic stress placement in sentences.
semantic tone/ intonation
Phonological analyses is thus essential for the following reasons:
a)
The comprehension of the contrastive function or opposition of speech sounds, for
example, ten/ den, tin/ din, tip/ did that have a commutative relationship
b)
The classificatory labels, bilateral opposition, multilateral, privative, gradual.
c)
Transcriptional symbols that state the phonetic manifestation of phonological
elements.
Example
Two /tu:/ [t
u:] where the arrow stands for the relation “is pronounced as” or “is
w
manifested phonetically as” or “is realized phonetically as”….
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Lecture 6
Analyses of Initiation
6.1 Descriptive elements
These are elements of initiation, phonation, articulation (temporal, prosodic, metrical
organization)
6.2. Classification of sounds segments by Initiation
This classification is based on the
- Airstream mechanisms and airflow direction.
- The nature of mechanisms that is responsible for setting the air stream in
motion.
6.3 Air stream mechanisms
(Speech sounds) Production of speech sounds involves the utilization of a flow of air that
is commonly referred to as an air stream. The air stream is provided or initiated by the
action of some organs of speech. The air stream is the basis of the whole of the sound of
human speech. The initiator sets in motion air stream and thus the initiator is the most
important part of an air stream mechanism. The air stream could be used as ingressive –
to pull in air or as egressive – to push out air.
6.3.1 Types of airstreams
Three main types of airstreams are used in the production of human speech sounds. Each
has a different initiator.
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a) Pulmonic(egressive)
The initiators consist of the lungs and the respiratory muscles. The respiratory muscles
move the walls of the lungs, which then form the initiator. In using the egressive
pulmonic air stream mechanism expiration must become an active process and it must
utilize muscular control. This airstreams is the basis of almost all human speech sounds.
Only the egressive pulmonic airstream is used in the articulation of human speech
sounds. Some languages in special circumstances use the ingressive pulmonic airstream
but not phonetically. For instance, in English the initial sound in the word ‘yes’ utilizes
the ingressive airstream when one is speaking in an off hand manner.
b) Glottalic air stream mechanism
A closed glottis initiates the glottalic airstream. The glottis is the opening between the
vocal cords. The air utilized in this airstream is in the pharynx and above the larynx. The
larynx has muscles that enable it to be pushed up and down in the throat. When it moves
this way and the glottis is closed the movement pushes air out or in within the passage.
The Glottalic airstream has both ingressive and egressive air flow.
i) The egressive Glottalic airstream mechanism
It is utilized in Caucasian, African, central and North American languages. The sounds
produced have a low volume because the air controlled in the glottalic mechanism is not
sufficiently large for more than a small fraction of speech to be uttered at one movement
of the initiator. The vowels produced with this mechanism are inaudible.
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The sounds articulated with the egressive Glottalic airstream mechanism are known as
ejectives.
Example
Voiceless bilabial ejective /p’/
ii) The ingressive Glottalic airstream mechanism
c) The velaric air stream mechanism
The velaric airstream mechanism is initiated by the velum. The back part of the tongue is
lifted to make firm contact with the velum. This movement forms what is referred to as a
velic closure. The closure sets in motion only that air that is in the mouth. The airstream
is ingressive for, with the lips closed, it utilizes only the inflowing air.
The air stream is used in the production of sounds found in certain African languages, for
example, Zulu, Hottentots and Bushman. The sound segments are known as clicks
because they are articulated with a sucking movement.
d) The oesophageal airstream
The oesophageal airstream is physiologically considered part of the glottalic airstream
mechanism. However, it is only used by those who have undergone laryngectomy. The
air stream still sets in motion the air in the passage between the pharynx and larynx.
Unlike other airstreams, users of this airstream have to practice using it after undergoing
the operation. It is, therefore, not one of the natural airstream mechanisms.
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Lecture 7
Analyses of Phonation
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