An Analytic Narrative Approach to Puzzles and Problems Margaret Levi



Download 94.06 Kb.
Page7/7
Date09.06.2018
Size94.06 Kb.
#54104
1   2   3   4   5   6   7

Conclusion


The rational choice analytic narrative approach stands in sharp opposition to views of history that would make the outcomes of events totally systematic or unsystematic in the extreme. It is the claim of the analytic narrativists that understanding the institutional context within which events occurs can explain outcomes in certain (but not all) important historical situations: where structured choices have significant consequences. 10 This is an ideological position rather than a methodological position because there is nothing per se in game theory that rules out complete uncertainty. However, it is not a claim that the approach reveals all the effects of that structured choice; unintended consequences and unforeseen contingencies are beyond the scope of the enterprise.

Use of the rational choice analytic narrative approach has implications for developing a social science capable not only of explaining the past but also for the far more difficult task of advising about the present. By providing a way to model and explicate a complex but relatively unique event, the combination of rational choice and narrative offers a plausibility test for some kinds of proposed policies. By focusing on the institutional details that affect strategic interactions, choices, and outcomes, it can be useful in suggesting likely outcomes under given initial conditions. In using comparative statics, it can help predict the likely consequences of certain kinds of changes and shocks. The analytic narrative approach is applicable only for a relatively narrow range of problems, perhaps, but it offers some promise of revealing important relations and probable outcomes for those kinds of problems for which it is suited. It may provide insight into a piece of a larger puzzle.

It is only one of many tools, however, available to social scientists and not always the most appropriate one. As we progress towards a social science better capable of diagnostics and prediction, we may find better and more powerful tools. In the meantime, we must use what we have to do what we can.

References


Bates, Robert H. 1981. Markets and States in Tropical Africa. Berkeley: University of California Press.

Bates, Robert H. 1983. Essays on the Political Economy of Rural Africa. Berkeley: University of California Press.

Bates, Robert H. 1991. Beyond the Miracle of the Market. New York: Cambridge University Press.

Bates, Robert H. 1997. Open Economy Politics: The Political Economy of the World Coffee Trade. Princeton: Princeton University Press.

Bates, Robert H. 1998. "The International Coffee Organization: An International Institution." In Analytic Narratives, edited by R. H. Bates, A. Greif, M. Levi, J.-L. Rosenthal and B. Weingast. Princeton: Princeton Univ. Press.

Bates, Robert H., Jr. de Figueiredo, Rui J. P. , and Barry R. Weingast. 1998. "The Politics of

Interpretation: Rationality, Culture and Tradition." Politics & Society 26 (4):603-642.

Bates, Robert H., Avner Greif, Margaret Levi, Jean-Laurent Rosenthal, and Barry R. Weingast. 1998. Analytic Narratives. Princeton, N.J.: Princeton University Press.

Bates, Robert H., Avner Greif, Margaret Levi, Jean-Laurent Rosenthal, and Barry R. Weingast. 2000a. "The Analytic Narrative Project." American Political Science Review 94 (3):696-702.

Bates, Robert H., Avner Greif, Margaret Levi, Jean-Laurent Rosenthal, and Barry R. Weingast. 2000b. "Analytic Narratives Revisited." Social Science History 24 (4):685-696.

Buthe, Tim. 2002. "Taking Temporality Seriously: Modeling History and Use of Narratives as Evidence." American Political Science Review 96 (3):481-493.

Carpenter, Daniel P. 2000. "What is the Marginal Value of Analytic Narratives?" Social Science History 24 (4):653-668.

Chandra, Kanchan. forthcoming. Why Ethnic Parties Succeed: A Comparative Study. New York: Cambridge University Press.

David, Paul. 1985. "Clio and the Economics of QWERTY." American Economic Review 75 (2):332-337.

David, Paul. 1994. "Why are Institutions the 'Carriers of History'?: Path Dependence and the evolution of Conventions, Organizations, and Institutions." Structural Change and Dynamics 5:205-220.

de Figueiredo, Jr., Rui J. P., and Barry R. Weingast. 1999. "The Rationality of Fear: Political Opportunism and Ethnic Conflict." In Civil



Wars, Insecurity and Intervention, edited by B. Walter and J. Snyder. New York: Columbia University Press.

Elster, Jon. 1998. "A Plea for Mechanisms." In Social Mechanisms, edited by P. Hedstrom and R. Swedberg. New York: Cambridge University Press.

Elster, Jon. 1999. Alchemies of the Mind: Rationality and the Emotions. New York: Cambridge University Press.

Elster, Jon. 2000. "Rational Choice History: A Case of Excessive Ambition." American Political Science Review 94 (3):685-695.

Fiorina, Morris P. 1995. "Rational Choice, Empirical Contributions, and the Scientific Enterprise." Critical Review 9 (1-2):85-94.

Flyvbjerg, Bent. 2001. Making Social Science Matter: Why Social Science Inquiry Fails and How It Can Succeed Again. London: Cambridge University Press.

Geddes, Barbara. 1994. The Politicians' Dilemma. Berkeley: University of California Press.

Geddes, Barbara. 2003. Paradigms and Sand Castles in Comparative Politics of Developing Areas. Ann Arbor: University of Michigan.

George, Alexander, and Andrew Bennett. forthcoming. Case Study and Theory Development. Cambridge: MIT Press.

George, Alexander, and Timothy McKeown. 1985. "Case Studies and Theories of Organizational Decision Making." Advances in Information Processing in Organizations 2:21-58.

Golden, Miriam. 1997. Heroic Defeats: The Politics of Job Loss. New York: Cambridge University Press.

Greif, Avner. 1989. "Reputation and Coalitions in Medieval Trade: Evidence on the Maghribi Traders." Journal of Economic History XLIX (4):857-882.

Greif, Avner. 1993. "Contract Enforceability and Economic Institutions n Early Trade: Evidence on the Maghribi Traders' Coalition." American Economic Review 83 (3):June.

Greif, Avner. 1994a. "Cultural Beliefs and the Organization of Society: A Historical and Theoretical Reflection on Collectivist and Individualist Societies." Journal of Political Economy 102 (5):912-950.

Greif, Avner. 1994b. "On the Political Foundations of the Late Medieval Commercial Revolution: Genoa During the Twelfth and Thirteenth Centuries." Journal of Economic History 54 (4):271-287.

Greif, Avner. 1995a. "The Institutional Foundations of Genoa's Economic Growth: Self-Enfrocing Political Relations, Organizational Innovations, and Economic Growth During the Commerical Revolution."

Greif, Avner. 1995b. "Micro Theory and Recent Developments in the Study of Economic Institutions Through Economic History." In Advances in Economics and Econometrics: Theory and Applications, edited by D. M. Kreps. New York: Cambridge University Press.

Greif, Avner. 1996. "On the Study of Organizations and Evolving Organizational Forms Through History: Reflections from the Late Medieval Firm." Industrial and Corporate Change 5 (2):473-502.

Greif, Avner. 1998. "Self-Enforcing Political Systems and Economic Growth: Late Medieval Genoa." In Analytic Narratives, edited by R. Bates, A. Greif, M. Levi, J.-L. Rosenthal and B. Weingast. Princeton: Princeton University Press.

Hardin, Russell. 1999. Liberalism, Constitutionalism, and Democracy. Oxford: Oxford University Press.

Hechter, Michael. 1990. "On the Inadequacy of Game Theory for the Solution of Real-World Collective Action Problems." In The Limits of Rationality, edited by K. S. Cook and M. Levi. Chicago: University of Chicago Press.

Hechter, Michael. 1992. "The Insufficiency of Game Theory for the Resolution of Real-World Collective Action Problems." Rationality & Society 4:33-40.

Hedstrom, Peter, and Richard Swedberg, eds. 1998. Social Mechanisms: An Analytical Approach to Social Theory. London: Cambridge University Press.

Hoffman, Philip T., and Kathryn Norberg. 1994. Fiscal Crises and the Growth of Representative Institutions. Stanford: Stanford University Press.

Hoffman, Philip T., Gilles Postel-Vinay, and Jean-Laurent Rosenthal. 2000. Priceless Markets: the political economy of credit in Paris, 1660-1870. Chicago: University of Chicago Press.

Hoffman, Philip T., and Jean-Laurent Rosenthal. 1997. "The Political Economy of Warfare and Taxation in Early Modern Europe: Historical Lessons for Economic Development." In The Frontiers of the New Institutional Economics, edited by J. N. Drobak and J. V. Nye. San Diego: Academic Press.

Johnson, James. 2002. "How Conceptual Problems Migrate: Rational Choice, Interpretation, and the Hazards of Pluralism." Annual Review of Political Science 5:223-248.

Jones, Bryan D. 2001. Politics and the Architecture of Choice. Chicago: University of Chicago Press.

Katznelson, Ira. 1997. "Structure and Configuration in Comparative Politics." In Comparative Politics: Rationality, Culture and Structure, edited by M. Lichbach and A. Zuckerman. New York: Cambridge University Press.

King, Gary, Robert Keohane, and Sidney Verba. 1994. Scientific Inference in Qualitative Research. Princeton, New Jersey: Princeton University Press.

Kiser, Edgar. 1994. "Markets and Hierarchies in Early Modern Tax Systems: A Principal-Agent Analysis." Politics & Society 22 (3):285-316.

Kiser, Edgar, and Yoram Barzel. 1991. "The Origins of Democracy in England." Rationality & Society 3:396-422.

Kiser, Edgar, and Michael Hechter. 1991. "The Role of General Theory in Comparative-Historical Sociology." American Journal of Sociology 97:1-30.

Kiser, Edgar, and Michael Hechter. 1998. "The Debate on Historical Sociology." American Journal of Sociology 104 (3):785-816.

Knight, Jack. 1992. Institutions and Social Conflict. New York: Cambridge University Press.

Laitin, David D. 1992. Language Repertoires and State Construction in Africa. New York: Cambridge University Press.

Laitin, David D. 1998. Identity in Formation : The Russian-speaking Populations in the Near Abroad. Ithaca, NY: Cornell University Press.

Laitin, David D. 2002. "Comparative Politics: The State of the Discipline." In The State of the Discipline: Power, Choice, and the State, edited by I. Katznelson and H. Milner. New York: W. W. Norton.

Laitin, David D. 2003. "The Perestroikan Challenge to Social Science." Politics & Society 31 (1):163-184.

Levi, Margaret. 1988. Of Rule and Revenue. Berkeley: The University of California Press.

Levi, Margaret. 1990. "A Logic of Institutional Change." In The Limits of Rationality, edited by K. S. Cook and M. Levi. Chicago: University of Chicago Press.

Levi, Margaret. 1998. "The Price of Citizenship: Conscription in France, the United States, and Prussia in the Nineteenth Century." In Analytic Narratives, edited by R. H. Bates, A. Greif, M. Levi, J.-L. Rosenthal and B. Weingast. Princeton, N.J.: Princeton University Press.

Levi, Margaret. 2002. "Modeling Complex Historical Processes with Analytic Narratives." In Akteure, Mechanismen, Modelle: Zur Theoriefahigkeit makrosozialer Analyse, edited by R. Mayntz. Frankfurt/Main: Campus Verlag.

Levi, Margaret. in process. "Inducing Preferences within Organizations: The Case of Unions." In Preferences in Time, edited by I. Katznelson and B. Weingast. New York: Russell Sage Foundation.

Mahoney, James. 1999. "Nominal, ordinal, and narrative appraisal in macrocausal analysis." American Journal of Sociology 104 (4):1154-1196.

Mahoney, James. 2000. "Rational Choice Theory and the Comparative Method: An Emerging Synthesis?" Studies in Comparative International Development 35 (2):83-94.

Mahoney, James. 2001. "Beyond Correlational Analysis: Recent Innovations in Theory and Method." Sociological Review 16 (3):575-593.

Mahoney, James. 2003. "Strategies of Causal Assessment in Comparative Historical Analysis." In Comparative Historical Analysis in the Social Sciences. New York: Cambridge University Press.

Mayntz, Renate. forthcoming. "Mechanisms in the Analysis of Macro-Social Phenomena.

McAdam, Doug, Sidney Tarrow, and Charles Tilly. 2001. Dynamics of Contention. New York: Cambridge University Press.

Moore, Barrington. 1966. Social Origins of Dictatorship and Democracy. Boston: Beacon Press.

North, Douglass C. 1981. Structure and Change in Economic History. New York: Norton.

North, Douglass C. 1990. Institutions, Institutional Change, and Economic Performance. New York: Cambridge University Press.

North, Douglass C. 1996 [1993]. "Economic Performance Through Time." In Empirical Studies in Institutional Change, edited by L. J. Alston, T. Eggertsson and D. C. North. New York: Cambridge University Press.

North, Douglass C., and Barry R. Weingast. 1989. "Constitutions and Commitment: The Evolution of Institutions Governing Public Choice in Seventeenth Century England." Journal of Economic History 49 (4):803-832.

Petersen, Roger. 1999. "Mechanisms and Structures in Comparisons." In Critical Comparisons in Politics and Culture, edited by J. Bowen and R. Petersen. New York: Cambridge University Press.

Petersen, Roger. 2002. Understanding Ethic Violence. New York: Cambridge University Press.

Pierson, Paul. 2000. "Path Dependency, Increasing Returns, and the Study of Politics." American Political Science Review 94 (2):251-267.

Pierson, Paul. 2003. "Big, Slow-Moving, and...Invisible." In Comparative Historical Analysis in the Social Sciences, edited by J. Mahoney and D. Rueschemeyer. New York: Cambridge University Press.

Piven, Frances Fox, and Richard Cloward. 1977. Poor People's Movements. New York: Vintage Books.

Piven, Frances Fox, and Richard Cloward. 1993 [1971]. Regulating the Poor. New York: Pantheon.

Riker, William. 1964. Federalism. Boston: Little, Brown.

Root, Hilton L. 1994. The Fountain of Privilege: Political Foundations of Markets in Old Regime France and England. Berkeley: University of California Press.

Rosenthal, Jean-Laurent. 1992. The Fruits of Revolution. New York: Cambridge University Press.

Rosenthal, Jean-Laurent. 1998. "The Political Economy of Absolutism Reconsidered." In Analytic Narratives, edited by R. H. Bates, A. Greif, M. Levi, J.-L. Rosenthal and B. Weingast. Princeton: Princeton Univ. Press.

Rueschemeyer, Dietrich. 2003. "Can One or a Few Cases Yield Theoretical Gains?" In Comparative Historical Analysis in the Social Sciences, edited by J. Mahoney and D. Rueschemeyer. New York: Cambridge University Press.

Scharpf, Fritz W. 1991. Crisis and Choice in European Social Democracy. Ithaca, NY: Cornell University Press.

Scharpf, Fritz W. 1999. Governing in Europe: Effective and Democratic? New York: Oxford University Press.

Scott, James C. 1985. Weapons of the Weak. New Haven: Yale University Press.

Scott, James C. 1998. Seeing Like a State. New Haven, Conn.: Yale University Press.

Sewell, William H., Jr. 1996. "Three Temporalities: Toward an Eventful Sociology." In The Historic Turn in the Human Sciences, edited by T. J. McDonald. Ann Arbor: University of Michigan.

Skocpol, Theda. 2000. "Commentary: Theory Tackles History." Social Science History 24 (4):669-676.

Skocpol, Theda. 2003. "Doubly Engaged Social Science: The Promise of Comparative Historical Analysis." In Comparative Historical Analysis in the Social Sciences, edited by J. Mahoney and D. Rueschemeyer. New York: Cambridge University Press.

Skocpol, Theda, and Margaret R. Somers. 1980. "The Uses of Comparative History in Macrosociological Inquiry." Comparative Studies in Society and History 22 (2):174-197.

Stinchcombe, Arthur L. 1991. "On the Conditions of Fruitfulness of Theorizing about Mechanisms in the Social Science." Philosophy of the Social Sciences 21:367-388.

Tarrow, Sidney. 2003. "Confessions of a Recovering Structuralist." Mobilization.

Thelen, Kathleen. 1999. "Historical Institutionalism in Comparative Politics." Annual Review of Political Science 2:369-404.

Tilly, Charles. 1984. Big Structures, Large Processes, and Huge Comparisons. New York: Russell Sage Foundation.

Tilly, Charles. 2001. "Mechanisms in Political Processes." Annual Review of Political Science 4:21-41.

Tilly, Charles. forthcoming. "Social Boundary Mechanisms." Philosophy of the Social Sciences.

Van Evera, Stephen. 1997. Guide to Methods for Students of Political Science. Ithaca, NY: Cornell University Press.

Weingast, Barry R. 1995. "The Economic Role of Political Institutions: Market-Preserving Federalism and Economic Development." International Political Science Review 11 (Spring):1-31.

Weingast, Barry R. 1998. "Political Stability and Civil War: Institutions, Commitment, and American Democracy." In Analytic Narratives, edited by R. H. Bates, A. Greif, M. Levi, J.-L. Rosenthal and B. R. Weingast. Princeton: Princeton Univ. Press.

Weingast, Barry R. in-process. Institutions and Political Commitment: A New Political Economy of the American Civil War Era.

Weingast, Barry R., Gabriella Montinolo, and Yingyi Qian. 1995. "Federalism, Chinese Style: The Political Basis for Economic Success in China." World Politics 48:50-81.



Endnotes


* This paper draws on earlier work (Bates et al. 1998; Bates et al. 2000a; Bates et al. 2000b) co-authored with my Analytic Narrative collaborators: Robert Bates, Avner Greif, Jean-Laurent Rosenthal, and Barry Weingast and on an earlier published paper (Levi 2002). For their tough, smart, and helpful critiques I thank them, Turan Kayaoglu, Kevin Quinn, Renate Mayntz, Sidney Tarrow, Charles Tilly, and the two commentators at the Yale Conference, Arjun Appadurai and James Scott,.

1 Buth makes this point while also criticizing game theory for being “based on a truncated conception of temporality” (2002: 485).

2 This produces the criticism (Carpenter 2000: 656-657) that the analytic narrative project authors tell a story in the way that fails to fit the aesthetic criteria claimed by some historical institutionalists.

3 In Analytic Narratives, the authors use the language of theory testing. However, as Kevin Quinn has pointed out, it is not really clear that testing is at issue in most analytic narratives, where the number of observations is so few. This is an issue that deserves considerable further exploration. But see Buthe (2002) for a different perspective.

4 This is a common practice among rational choice scholars and one that has led to some very important insights and findings (Golden 1997; Kiser 1994; Levi 1988).

5 This is a somewhat contested point among the five authors of Analytic Narratives.

6 For an excellent review of the literature on critical junctures, see Thelen (1999, 388-392).

7 Turan Kayaoglu suggested this point to me.

8 This is not quite the same claim as that made by Kiser and Hechter (1991; 1998), who are rigorously deductive. The difference lies not only in the emphasis on the relative roles of deduction and induction but equally on the extent of portability of the findings. Nor they find game theory useful in their practice or their theory (Hechter 1990; Hechter 1992).

9 Jean-Laurent Rosenthal made this point to me. He used North (1981) as exemplar of a conception of path dependence that permits generalization and North (1992) as exemplar of a conception that does not. This distinction is, however, widespread among comparative and historical scholars.

10 I thank Chuck Tilly for urging me to be clearer about the ontological claims of the approach. Further elaboration of the status of this claim and specification of the conditions under which it can operate will have to await for a future paper, however.





Download 94.06 Kb.

Share with your friends:
1   2   3   4   5   6   7




The database is protected by copyright ©ininet.org 2024
send message

    Main page