DPI-421
Power Shifts: Understanding Global Change through History
Fall 2016
Tuesday and Thursday, 2.45pm-4.00pm, L130
Review Sessions: (non-compulsory) Every second Friday (outlined in the following), 2.45pm-4pm, Belfer L1 (Weil Town Hall)
Book Discussion Sessions (non-compulsory): Friday the 9/16, 9/30, 10/14, 10/28, at 2.45pm-4pm, Belfer L1 (Weil Town Hall)
Professor Arne Westad
ST Lee Professor of US-Asia Relations
124 Mt. Auburn St. Suite 200N-256
Email: Arne_Westad@hks.harvard.edu
Office hours: Tuesday, 10am-12pm
Course Assistant: David Allen
Email: david_allen@hks.harvard.edu
Faculty Assistant: Jennifer Valois
Email: Jennifer_Valois@hks.harvard.edu
Course outline
Nobody can understand the present without a keen understanding of the past. After all, history is all we have to go on in providing the resources for making sense of the world we live in. Successful policymakers often understand this and turn a view of the past to their advantage in interpreting the present. They understand how any good strategy is grounded in a sound view of history.
History and historical methodologies can give policymakers a keener appreciation of what is possible to do, but also of what must be avoided and what needs to be changed. History is mainly about change; relentless, often confusing processes, over which individuals, communities, and even states seemingly have little say. But by studying change at key points in human history, we can prepare ourselves better for taking charge of our future, and for promoting or steering change when needed.
This course looks at major shifts in history from European and Asian antiquity up to today. It looks at power in all its dimensions – material, demographic, technological, ideological, military, or religious – and shows how it has influenced and been influenced by major transformations in global history. Our aim is to better identify the key causes of power shifts, but also to get an impression of the fickleness of established orders in times of tectonic change.
Introductory books
These four books have had a tremendous impact on how people understand issues of power shifts in international affairs. They are extensive, provocative, and not always consistent. As such, they are recommended reading for the course, and we will do four sessions – one for each book – in which we will discuss the main ideas contained in them. These sessions will be led by Professor Westad, and they are non-obligatory. You will not be graded on participation. But they are highly recommended for getting a better understanding of what power shifts debates are all about.
Kennedy, Paul M. The Rise and Fall of the Great Powers: Economic Change and Military Conflict from 1500 to 2000. New York, NY: Random House, 1987.
Acemoglu, Daron, and James A. Robinson. Why Nations Fail: The Origins of Power, Prosperity, and Poverty. New York: Crown Publishers, 2012.
Darwin, John. After Tamerlane: The Rise and Fall of Global Empires, 1400-2000. New York: Bloomsbury Press, 2009.
Morris, Ian. Why the West Rules-- for Now: The Patterns of History, and What They Reveal about the Future. New York: Farrar, Straus and Giroux, 2010.
Required reading
Nye, Joseph. Is the American Century Over? Cambridge, UK: Polity Press, 2015
Teaching
Two weekly sessions, dealing with the same topic, with the first session mainly in a lecture format and the second in a discussion format. Every second week the TF will organize a review session, mainly intended to help students select topics for and organize their papers. In addition, four discussion sessions on topics from the introductory books have been scheduled throughout the semester.
NOTE: 9/29 lecture will be held at 8.45am-10am in Land Lecture Hall, B-400. Video recording of the session will be made available on Canvas
Assessment
Two short papers of up to 1,500 words each, with each paper dealing with one of the weekly discussion questions. Each will count for 20% of the final grade.
First short paper due date: 9/27 at 5pm, please upload paper on Canvas
Second short paper due date: 11/8 at 5.00pm, please upload on Canvas
One major class paper of up to 5,000 words for students who have presented in class, or 7,000 words for students who have not. The paper should apply lessons from one of the cases discussed in class on the current relationship between the United States and China. The major paper counts for 45% of the final grade.
Major paper due date: 12/11 at 5.00pm, please upload on Canvas.
Class participation counts for 15% of the final grade. Brief interventions that are to the point, well-informed, and linked to the week’s readings will pay off.
Academic Integrity
All written work for this course must be appropriately referenced. Students seeking guidance regarding proper citation and academic honesty should refer to the Harvard Kennedy School Academic Code. The School takes academic integrity seriously, and any violations could have serious consequences, such as failing the course and expulsion. If you still have questions as to whether or not you have used citation properly, please speak with the instructors before turning in your written assignment.
Class outline
1. What are power shifts?
Lecture: 9/1; Seminar: 9/6
Reading:
Mann, Michael. The Sources of Social Power. New York: Cambridge University Press, 2012, I:1-33
Organski, A. F. K. World Politics, 2. Edition. New York, Knopf, 1968, 338-376
Walt, Stephen M. The End of the American Era. Washington, DC: National Interest, 2011, 116: 6-16.
2. Athens, Sparta, and (possibly) Persia
Why did the Peloponnesian War break out?
Lecture: 9/8; Review Session: 9/9; Seminar: 9/13;
Presentations: A Spartan and an Athenian in 400BC
Reading:
Thucydides, Robert B. Strassler, and Richard Crawley. The Landmark Thucydides: A Comprehensive Guide to the Peloponnesian War. New York: Free Press, 1996, vol. 1.
Hanson, Victor Davis. A War like No Other: How the Athenians and Spartans Fought the Peloponnesian War. New York: Random House, 2005, Ch. 1.
3. The Rise and Fall of Rome
Why did the Roman Empire collapse?
Lecture: 9/15; Book Session: 9/16; Seminar: 9/20;
Presentations: Stilicho and Alaric in 400AD
Reading:
Kagan, Donald. Decline and Fall of the Roman Empire: Why Did It Collapse? Boston: Heath, 1962, 1-97
4. The Han Empire and the Making of China
Why did the concept of China survive the Han?
Lecture: 9/22; Review Session: 9/23; Seminar: 9/27
Presentation: Emperor Wen of Sui on his mission (around 600AD)
Reading:
Sima, Qian, and Burton Watson. Records of the Grand Historian: Han Dynasty I. New York: Columbia University Press, 1993, 51-88
Holcombe, Charles. The Genesis of East Asia, 221 B.C.-A.D. 907. Honolulu: Association for Asian Studies and University of Hawai'i Press, 2001, 8-77
Wright, Arthur F. The Sui Dynasty. New York: Knopf, 1979, 3-20
FIRST SHORT PAPER DUE: 9/27 at 5.00pm, please upload on Canvas.
5. Religion: The Rise of Islam
Why did Islam expand as rapidly as it did?
Lecture: 9/29; Book Session: 9/30; Seminar: 10/4
NOTE: 9/29 lecture will be held at 8.45am-10am in Land Lecture Hall, B-400
Presentation: Abd al-Malik ibn Marwān on why Islam succeeded (700AD)
Reading:
Donner, Fred McGraw. Muhammad and the Believers: At the Origins of Islam. Cambridge, MA: Belknap Press of Harvard University Press, 2010, 1-144
Robinson, Chase, The First Islamic Empire, ed. Bang, Peter F., and Walter Scheidel. The Oxford Handbook of the State in the Ancient Near East and Mediterranean. New York: Oxford University Press, 2013.
Davison, Derek, “The Caliphate of Abd al-Malik (685-705),” blog-post at https://attwiw.com/2014/01/22/islamic-history-part-16-the-caliphate-of-abd-al-malik-685-705/
6. Trade: The Portuguese and Dutch
What made Portuguese and Dutch expansion different?
Lecture: 10/6; Review Session: 10/7; Seminar: 10/11;
Presentation: VOC Director General on the aims of his company anno 1650
Reading:
Smith, Alan K. Creating a World Economy: Merchant Capital, Colonialism, and World Trade, 1400-1825. Boulder: Westview Press, 1991, 95-108
Bernstein, William J. A Splendid Exchange: How Trade Shaped the World. New York: Atlantic Monthly Press, 2008, 214-240
Disney, A. R. A History of Portugal and the Portuguese Empire: From Beginnings to 1807. New York: Cambridge University Press, 2009, I: 143-163
Newitt, M. D. D. A History of Portuguese Overseas Expansion, 1400-1668. London: New York, 2005, 252-274
7. The Rise and Fall of the Spanish Empire
Why did Spain not remain the predominant global power?
Lecture: 10/13; Book Session: 10/14; Seminar: 10/18
Presentation: Philip II: My strategy
Reading:
Kennedy, Paul M. The Rise and Fall of the Great Powers: Economic Change and Military Conflict from 1500 to 2000. New York, NY: Random House, 1987, Ch. 2
Elliott, J. H. Spain and Its World, 1500-1700: Selected Essays. New Haven: Yale University Press, 1989, 7-26; 217-240
Parker, Geoffrey. The Grand Strategy of Philip II. New Haven: Yale University Press, 1998, 1-10; 281-296
8. Why Britain?
Why did Britain become the main imperial power in the 18th and 19th centuries?
Lecture: 10/20; Review Session: 10/21; Seminar: 10/25;
Presentation: Palmerston on Britain’s interests
Reading:
Ferguson, Niall. Empire: The Rise and Demise of the British World Order and the Lessons for Global Power. New York: Basic Books, 2003, ch. 1
Pomeranz, Kenneth. The Great Divergence: China, Europe, and the Making of the Modern World Economy. Princeton, NJ: Princeton University Press, 2000, 285-297
Kennedy, Paul M. The Rise and Fall of the Great Powers: Economic Change and Military Conflict from 1500 to 2000. New York, NY: Random House, 1987, Ch. 4
Palmerston, Henry John Temple, and George Henry Francis. Opinions and Policy of Viscount Palmerston, as Minister, Diplomatist, and Statesman. London: Colburn and Co., 1852, 246-249
9. World War I and Its Effects
What were the main effects of World War I?
Lecture: 10/27; Book Session: 10/28; Seminar: 11/1
Presentation: Lenin & Hitler on the significance of World War I
Reading:
Stevenson, D. Cataclysm: The First World War as Political Tragedy. New York: Basic Books, 2004, 3-35
Ferguson, Niall. The Pity of War. New York, NY: Basic Books, 1999, 433-462
Rosecrance, Richard N., and Steven E. Miller. The next Great War?: The Roots of World War I and the Risk of U.S.-China Conflict. Cambridge: MIT Press, 2014, ix-xxiii
10. The Cold War
Did the United States win the Cold War?
Lecture: 11/3; Review Session: 11/4; Seminar: 11/8;
Presentation: Leonid Brezhnev on the causes of the Cold War
Reading:
Westad, O. A. Worlds Apart: The Cold War in the 20th Century. New York: Basic Books, 2017
Waltz, Kenneth N. Theory of International Politics. Boston, MA: McGraw-Hill, 1974, 194-210.
SECOND SHORT PAPER DUE: 11/8 at 5.00pm, please upload on Canvas
11. US Power Today
Is the American Century Over?
Lecture: 11/10; Seminar: 11/15
Presentation: How to exercise US power abroad, by the president-elect
Reading:
Nye, Joseph. Is the American Century Over? Cambridge, UK: Polity Press, 2015
12. The Rise of China
Will China be the next global superpower?
Lecture: 11/17; Review Session: 11/18; Seminar: 11/22
Presentation: The capacity and constraint of Chinese power, by Xi Jinping’s successor
Reading:
Allison, Graham. “The Thucydides Trap: Are the U.S. and China Headed for War?,” The Atlantic, September 24, 2015
Li, Eric X. “China and the World.” Survival Vol. 57, no. 2 (March 4, 2015): 235–40
Friedberg, Aaron L. “The Debate Over US China Strategy.” Survival Vol. 57, no. 3 (May 4, 2015): 89–110
Westad, Odd Arne. Restless Empire: China and the World since 1750. New York: Basic Books, 2015, 439-469
13. Future Shifts
How can history best be used to understand the future?
Lecture: 11/29; Seminar: 12/1
Reading:
Neustadt, Richard and May, E. Thinking in Time. New York: The Free Press, 1988, xi-xxii; 75-90
Gaddis, John Lewis. The Landscape of History: How Historians Map the past. Oxford: Oxford University Press, 2002, 129-151
Judt, Tony. When the Facts Change. New York: Penguin Press, 2015, Ch. 20
MacMillan, Margaret. The Uses and Abuses of History. Toronto: Viking Canada, 2008, 155-183
Tetlock, Philip E., Richard Ned. Lebow, and Geoffrey Parker. Unmaking the West: "what-if?" Scenarios That Rewrite World History. Ann Arbor: University of Michigan Press, 2006, 363-392
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