Section 1: Humanitarian civil-military coordination in the Philippines
Disaster risk profile (To be inserted)
Evolution of humanitarian civil-military coordination in the Philippines
Over the last two decades, civil-military coordination in disaster response in the Philippines has undergone a significant transformation. The frequency of major disasters, and subsequent national and international responses, have shaped the evolution of disaster management legislation and associated policy frameworks, as well as the development of civilian and military coordination structures. The Philippines has been a strong advocate for the advancement of the civil-military coordination in the region in recent years. As 2016 chair of the Regional Consultative Group (RCG) on Humanitarian Civil-Military Coordination for Asia and the Pacific, the Philippines has represented the RCG at the World Humanitarian Summit (Istanbul, May 2016) and at the Global Consultative Group on Humanitarian Civil-Military Coordination (Geneva, February 2016). The Philippines is also a member of the Advisory Group for the Development of Humanitarian Civil-Military Coordination Standards. These standards aim to operationalize and bring currency to internationally agreed guidelines and to institutionalize a more predictable, efficient and coordinated approach to the deployment of Foreign Military Assets (FMA) in support of humanitarian assistance operations.
Civil-military coordination in the response to Typhoon Haiyan, that saw the deployment of foreign military assets (FMA) from over 22 Member States, has shaped the development of national, as well as regional and international approaches to civil-military coordination in disaster response more broadly. The Civil-Military Coordination (CMCoord) After Action Review (AAR) conducted post-Typhoon Haiyan (Manila, March 2014), resulted in six key recommendations to build future effectiveness of civil-military coordination that are now considered increasingly central to CMCoord practice in the Asia-Pacific region. A number of these recommendations have been implemented in subsequent responses in the Philippines as well as in the context of other disaster response operations.
The Armed Forces of the Philippines is a primary responder in disaster response, and has been deployed on a frequent basis to support emergency operations. In recent years, the military has developed Humanitarian Assistance and Disaster Relief (HADR), an element of Military Operations Other Than War (MOOTW) doctrine, as one of its critical mission areas.
UN OCHA has been working alongside the National Disaster Risk Reduction and Management Council (NDRRMC), the Office of Civil Defense (OCD) and the Armed Forces of the Philippines, to institutionalise the Humanitarian Civil-Military Coordination (UN-CMCoord) framework in the country’s overall coordination structure.7 Since 2013, over 350 government and military personnel have received training in Humanitarian Civil-Military Coordination throughout nine workshops. In addition to this, a National Simultaneous Earthquake Drill exercise is held quarterly during which the National Disaster Response and Risk Reduction and Management Council (NDRRMC), the Humanitarian Country Team (HCT) and other actors exercise processes for requesting and coordinating international resources.8
Following the 2004 Indian Ocean Tsunami, the Philippines initiated a reform process that has led to the development of a comprehensive disaster management framework. Humanitarian civil-military coordination in the context of the Philippines has also been shaped by responses to disasters occurring in complex security environments, particularly in the southern region of Mindanao.
International assistance in the context of the Philippines
International assistance in disaster response has changed in recent years, reflecting a more general trend in the Asia Pacific region related to a shift from blanket requests for assistance by Member States. In more recent disaster responses, the Philippines has generally accepted offers of targeted international support where required. In Typhoon Bopha (Pablo) in 2012, the Government of Philippines adopted the position of “not requesting assistance but formally accepting an offer made by the UN Resident Coordinator/Humanitarian Coordinator (RC/HC).”9 This is increasingly the case as national capacity for disaster response is strengthened including through the further implementation of provisions outlined in disaster management legislation, plans and frameworks, including developing disaster risk reduction and response capacity at the local level.
Foreign military assistance in the context of the Philippines
The use of foreign military assets in previous disaster responses, such as in Typhoon Haiyan, has been arranged on a bi-lateral basis with ASEAN Member States and other regional neighbouring countries, as well as through the ongoing military alliance arrangements with the United States. The US-Philippines military alliance was further developed in 2014 through the Enhanced Defense Cooperation Agreement, designed to enhance cooperation and efforts in humanitarian assistance and disaster relief amongst other objectives including capacity building and strengthening external defense.10 The establishment of coordination structures such as the Multi-National Coordination Centre (MNCC), stood up in the response to Typhoon Haiyan, provided a platform for increased coherency in the coordination and management of incoming foreign military forces.
National legal and policy frameworks for disaster management
As a result of the frequency of weather-related events and natural disasters, the Philippines has developed one of the most comprehensive legislative and policy frameworks for disaster management in the world.11 In 2010, the Republic Act No. 1021 or the Philippine Disaster Risk Reduction and Management Act (DRRM Act) was enacted, replacing the previous 1978 Presidential Decree No.1566 on Strengthening the Philippine Disaster Control Capability and Establishing the National Program of Community Disaster Prevention.12 The DRRM Act represented a shift in disaster management from a previously narrow focus on disaster response, to a broader focus that included preparedness, response, prevention and mitigation, and rehabilitation and recovery. The DRRM Act outlined provisions for the establishment of the National Disaster Risk Reduction and Management Council (NDRRMC), as well as the development of a National Disaster Risk Reduction and Management Framework. This was accompanied by a set of Implementing Rules and Regulations that detailed the composition of the National Regional and Local Disaster Risk Reduction and Management Councils (DRRMCs) and their respective powers and functions, as well as provisions for the establishment of Local Disaster Risk Reduction and Management Offices (LDRRMO) in every barangay.13
The Strengthening Disaster Risk Reduction in the Philippines: Strategic National Action Plan (SNAP) 2009-2019, outlines a disaster risk roadmap based on the Hyogo Framework of Action (HFA) commitments.14 The National Disaster Risk Reduction and Management Framework, adopted in 2011, translates the country’s HFA commitments into priority programs, projects, and budgets and is integrated into the Philippines National Disaster Risk Reduction Plan 2011-2028 (NDRRP). Primary responsibility for the implementation of the NDRRP is allocated to the Office of Civil Defense (OCD), under the Department of Defense (DND). The NDRRP also outlines provisions for developing and implementing disaster risk reduction plans at the regional, provincial, city, municipal and barangay levels. A National Disaster Response Plan has also been developed specifically focusing on hydro-meteorological hazards (for example, typhoons, tropical storms and flooding). Together, these documents form the legal and policy framework for disaster response in the Philippines.
Text box Policy Guidelines on Philippine International Humanitarian Assistance UN OCHA Philippines, in coordination with the Department of Foreign Affairs, organised a workshop in October 2015 that brought together HCT and NDRRMC agencies to further refine the Policy Guidelines on the Philippine International Humanitarian Assistance, which contains provisions for the mechanisms to manage incoming international humanitarian assistance. The HCT is continuing to engage with the NDRRMC in further refining the policy guidelines in order to be better prepared to effectively augment government efforts, as well as to be better aligned with the responsibilities of government counterparts. End text box
During the last four years of implementation of the provisions in the DRM Act, there has been a significant increase in disaster risk management awareness knowledge and practice across government agencies and departments, as well as other sectors.15
Several challenges remain in terms of implementation of the DRRM Act and framework, including budgetary issues and allocation of disaster funding, and the devolution of responsibility for DRM to local government structures.
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Role of the Armed Forces as outlined in national legal and policy frameworks
The Armed Forces of the Philippines (AFP) has an integral role in disaster response in the Philippines. This is articulated in a number of Philippines’ disaster-related laws and policies, military doctrine, as well as the Armed Forces’ respective roles in the country’s national disaster coordination structures.16 Humanitarian assistance and disaster response (HADR) is one of the four mission areas of the Armed Forces. It conducts HADR operations in support to the NDRRMC disaster risk reduction (DRR) activities including mitigation, preparedness, response and rehabilitation. The Armed Forces utilises its capability and resources to support DRR efforts to save lives, alleviate suffering, maintain and protect human dignity during and in the aftermath of disasters, calamities or any type of emergencies.17
The Armed Forces historically has had a strong internal focus on supporting national building processes. This has included non-traditional military roles such as law-enforcement activities and search and rescue operations. In recent times, its role has increasingly included anti-smuggling, anti-human and anti-drug trafficking activities, as well as environmental protection. The AFP have a clearly defined role in the National Disaster Response Plan as a key responder in the event of a disaster.18 This includes establishing area commands for directing operations in the field that will engage in search and rescue, relief, rehabilitation and recovery.
Humanitarian Assistance and Disaster Relief (HADR)
The Armed Forces Humanitarian Assistance and Disaster Response Plan (OPLAN Tulong – Bayanihan) outlines the core functions as well as the operational processes and systems to be used by the AFP in HADR operations. The plan emphasises the need for strong coordination and collaboration between the Armed Forces, DRRMCs and the Government in disaster response. The role of the military is outlined according to four thematic areas: disaster prevention and mitigation, preparedness and readiness, response, rehabilitation and recovery – across pre-disaster, disaster and post-disaster phases. The AFP are not only involved in disaster response activities, but also have a constituted role in reducing vulnerability and exposure of communities as well as building community capacity to reduce risk, and cope with the impact of disasters.
Core objectives of HADR operations: responding efficiently and effectively to different types of disasters, assisting DRRMCs and other agencies with delivery of basic services, integrating the efforts of the Armed Forces with DRMMCs and other agencies and assisting foreign military forces.
Mission tasks: conducting evacuations; conducting search, rescue and retrieval operations, transportation of relief supplies and rescue or medical teams, assisting the Philippine National Police in restoring and maintaining order; and assisting in restoring government functions. The AFP also respond to requests for assistance from Local Government Units (LGUs) and cluster members through the DDRMC or OCD.
Section 2: National coordination mechanisms and actors in disaster response
National Disaster Risk Reduction and Management Council
The National Disaster Risk Reduction and Management Council (NDRRMC), is the primary body responsible for coordinating preparedness, response, prevention and mitigation, and rehabilitation and recovery, as mandated in the DRRM Act.
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Disaster Focal Point National Disaster Risk Reduction and Management Council
Established by Republic Act 10121 Disaster Risk Reduction and Management Act of 2010
Key functions: Lead on the national disaster risk reduction and management framework
Location within government: Situated under the Department of National Defense within the government
Leadership Chairperson: Secretary of Department of National Defense; Executive Director: Office of Civil Defense Administrator
Headquarters Camp General Emilio Aguinaldo, co-located with Office of Civil Defense
Deputies:
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Secretary of Department of Interior and Local Government as Vice Chairperson for Preparedness
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Secretary of Department of Social Welfare and Development as Vice Chairperson for Disaster Response
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Secretary of Science and Technology as Vice Chairperson for Disaster Prevention and Mitigation
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Director-General of National Economic and Development Authority as Vice Chairperson for Disaster Rehabilitation and Recovery
Composition: The NDRRMC is composed of 44 member agencies including: officials from 14 government departments; the national armed forces and police; the Philippine National Red Cross and other civil society organisations; association of provincial and local governments; social security and insurance organisations; national commissions and councils; and one representative from the private sector
Military and police force representation: Chief of Staff, Armed Forces of the Philippines and Chief, Philippine National Police.
Authority: The NDRRMC Chairperson has the authority to call upon other instrumentalities or entities of the government, nongovernment and civic organizations for assistance, including the power to call on the reserve force to assist in disaster relief. The National Council may recommend to the President the declaration and lifting of a state of calamity in the event of a disaster.
Regional/provincial representation: The Regional Disaster Risk Reduction and Management Council (RDRRMC) was established in the same Act as the NDRRMC and is composed of regional representatives of government agencies. It is responsible for coordinating Local Disaster Risk Reduction and Management Councils (LDRRMC). These are convened at the provincial, city, municipal and barangay levels. During emergencies, LDRRMCs take the lead in preparing for, responding to, and recovering from the effects of any disaster.
NDRRMC Operations Centre the NDRRMC Operations Centre serves as the coordination mechanism as for all national response clusters. It is composed of focal points designated by the NDRRMC member agencies. At the on-set of a disaster, the focal points are responsible for all coordination with response cluster in order to commence emergency response operations. The Operations Centre is managed by the Office of Civil Defense, and coordinates all requests from cluster member agencies; collating situation reports from affected regional OCD offices and LGUs.
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Considerations
The positioning of NDRRMC towards preparedness and response, under the chairmanship of the Secretary of National Defense (DND) and with OCD as its operating arm, has evolved as a result of the historically significant lessons learned, challenges and good practices in disaster management. The AFP, as a member of the NDRRMC, has also made policy modifications to fine-tune the role of the military in disaster preparedness and response. As one of the five bureaus of the DND, OCD has access to military assets and capabilities in disaster response and therefore does not require significant resources of its own as a standalone agency. Experiences from past emergencies, particularly from Typhoon Haiyan, brought to the fore the need to further review and amend certain provisions of the DRRM Act and its implementing rules and regulations. Proposed amendments have already been initiated, submitted and endorsed to the Congress by the NDRRMC. In addition to the DRRM Act, policies pertaining to request, acceptance, facilitation and management of international humanitarian assistance, with reference to internationally recognized norms, practices and principles should also be pursued.
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Armed Forces of the Philippines
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Established by 1935 Defense Act
Leadership President of the Philippines; Secretary of Department of National Defense; Chief of Staff Armed Forces of the Philippines
Components Philippine Army, Philippine Navy, Philippines Air Force and the Philippine Marine Corps
No. of personnel 90,000 active personnel
Headquarters Camp Aguinaldo, Quezon City, Manila
Unified Commands Northern Luzon Command; Southern Luzon Command; Central Command; Western Command; Eastern Mindanao Command and; Western Mindanao Command
Functions in disaster response Cluster lead for Search, Rescue and Retrieval Cluster; conduct Search, Rescue and Retrieval Operations; provide support through resources and personnel to NDRRMC, clusters and other agencies; provide transportation of relief supplies and rescue or medical teams; assist the Philippine National Police in restoring and maintaining order; and assist in restoring government functions; member of the multi-agency Rapid Deployment Team (RDT)
Civil-military coordination mechanisms OCD-AFP Coordination Centre; Civil-Military Coordination Centre; Civil-Military Operations Support unit
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Armed Forces coordination
The AFP conduct HADR operations through Unified Commands that operate in designated Areas of Responsibility (AOR). General Headquarters (GHQ) lead the direction of the response through the AFP Joint Task Force HADR. These are the units mandated to conduct immediate HADR operations in their areas of responsibility and to support other affected areas as needed.
Civil-Military Operations (CMO) Support
Under Oplan Tulong Bayanihan, AFP supports other government agencies in DRR through various CMO activities:
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Public Affairs – to provide accurate information on disaster prevention, control and safety measures in times of disaster, and rescue and rehabilitation efforts.
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Civil Affairs – facilitate inter-agency coordination and stakeholder engagement with key partners in HADR by supporting government efforts to reduce the vulnerability and exposure of communities to hazards, and enhance their capacity to cope with the impact of disasters.
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Information Support Affairs – focused on negating the efforts of armed threat groups to exploit disaster situations to promote armed struggle or undermine the government.
Incident command system – The implementation of the Incident Command System (ICS) was mandated in the DRM Act as a mechanism for disaster response where multiple agencies are involved. Under Rule 7 (h), of the RA 10121 Implementing Rules and Regulations, OCD shall “establish an Incident Command System (ICS) as part of the country’s on-scene disaster response system to ensure the effective consequence management of disasters or emergencies.” In large scale emergencies where local government unit capacity is overwhelmed, the OCD-AFP Coordination Centre is established to support the affected LGU in coordinating with NGOs and INGOs, following the ICS protocols. It is often led by the OCD with support from the AFP unified commands to effectively address issues arising on the scene, particularly when the incident is multi-jurisdictional and involving multiple agencies. Units are instructed to use where applicable the protocols of the Incident Command System especially when operating with non-military organisations. Based on the NDRP and on responses to typhoon emergencies, the Cluster System is activated by the national government while the ICS is focused local DRRMCs’ operations.
The NDRRMC is currently revising the NDRP which will now include the inter-operability between the ICS and the Cluster System.
OCD-AFP Coordination Centre at Incident Command Post (ICP) – The OCD-AFP Coordination Centre, as a function of the ICP, is established by the AFP Civil Relations Service through the Civil Relations Group (7CRG) at the disaster area, or incident command post. The Centre operates as a facility for OCD and AFP in implementing Command, Control and Coordination for HADR Operations. Coordination with non-military organizations including NGOs and INGOs is also one of the functions of the OCD-AFP coordination Centre. The Centre comprises of an operations team, information operations team, communications team, Medical team and Service support elements from general headquarters. The OCD-AFP Coordination Centre transitions to a local government unit-led centre following the immediate response period, supported by AFP, OCD and other government agencies.19
Armed Forces of the Philippines Civil-Military Coordination Centre20
The Armed Forces of the Philippines Civil-Military Coordination Centre (AFP CMCC) is the AFP national coordination mechanism for facilitating civil-military coordination in crisis or emergency situations that require the support of AFP and its resources. It is the facility activated at the AFP General Headquarters (GHQ) by the planning unit (OJ3), to facilitate coordination with government agencies, NGOs, and international humanitarian agencies to support disaster response.
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Activation Activated at General Headquarters (national) level during crisis or emergency situations by OJ3. The CMCC remains activated until a deactivation order is issued.
Leadership Civil Military Operations unit (CMO), Assistant to the Deputy Chief of Staff for Civil Military Operations (AJ7)
Members: Liaison officers from nine operations units
Functions this mechanism facilitates coordination with NDRRMC/OCD for Government agencies, NGOs, the private sector and international humanitarian actors. It handles response operations and early recovery requests for assistance, and provides support to the clusters. The CMCC coordinates with MNCC and NDRRMC/OCD to ensure assistance is streamlined and not duplicated.
Liaison Officers The Civil Military Operations unit (OJ7) coordinates through the NDRRMC-designated Action Officer or Liaison Action Officer to the CMCC in relation to handling requests from civilian entities (Government and non-Government) for AFP support capabilities in Search and Rescue or in relation to use
Lead Government Agencies in Disaster Response
Department of Social Welfare and Development
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Function The Department of Social Welfare and Development (DSWD), through the Disaster Response Assistance and Management Bureau, is the lead agency for disaster response, as well as planning and coordination as articulated in the DRM Act. It is responsible for leading immediate disaster relief efforts, as well as ongoing monitoring. In addition to leading the disaster response pillar of the NDRRMC, the tasks of the DSWD are to provide technical assistance and resource augmentation, as well as camp coordination and management activities, and provision of food and non-food items to the affected families.21
Cluster leads Food and Non-Food Items; Internally Displaced Persons Protection; Camp Coordination and Management
Location within government Disaster Response Assistance Management Bureau, Department of Social Welfare and Development
Regional/provincial representation 13 Regional Field Offices
Coordination with military and police
Office of Civil Defense
Function The Office of Civil Defense (OCD) is the Executive Arm and Secretariat of the NDRRMC. The primary role of OCD is to administer the national civil defense and disaster risk reduction and management programs. It also provides leadership on the development of strategic approaches and measures to reduce vulnerabilities and risk.22 It is designated as the lead agency in implementing the provisions of the DRRM Act in contexts where populations are affected by both conflict and natural disaster. 23As practiced in central Mindanao, civil-military coordination is usually through the Joint-Coordinating Committee of the Cessation of Hostilities (J-CCCH). Initial coordination is lodged at the Government side or GPH-CCCH. The GPH CCCH works with their counterpart’s MILF-CCCH. If areas to be visited have MILF presence, the MILF-CCCH informs their field commanders.
Cluster lead: Logistics and Emergency Telecoms Clusters
Location within government OCD is one of five bureaus within the Department of National Defense (DND)
Regional/provincial representation 17 Regional Offices
Subnational coordination
Local government units (LGUs) have primary responsibility as first responders to any incident that occurs within their jurisdictions. As stipulated in the DRRM Act of 2010 (RA10121), Local Disaster Risk Reduction and Management Office (LDRRMO) of an LGU shall “respond to and manage the adverse effects of emergencies and carry out recovery activities in the affected area”.24 The Local Government Code of 1991 prescribes that: “All incidents are expected to be managed by local government units through their Local DRRMCs by using their own emergency response teams and personnel, such as Search and Rescue, Rapid Damage and Needs Assessment and Incident Management Teams, as well as material resources.”
Text box with icon - Local government structures in the Philippines are termed local government units (LGUs). They are divided into three levels: provinces and independent cities; component cities and municipalities; and barangays. In some municipalities, barangays comprise of two additional administrative sub-levels – "sitios" and "puroks”. The Autonomous Region of Mindanao sits alongside this structure. Each LGU elects their own executives and legislatures. End text box
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Regional and local disaster risk reduction management councils
The Regional Disaster Risk Reduction and Management Councils (RDRRMC) as established in the DRM Act, are composed of regional representatives of government agencies. The Regional DRRMCs are responsible for coordinating Local Disaster Risk Reduction and Management Councils (LDRRMC). These are convened at the provincial, city, municipal and barangay levels. At the barangay level, the Barangay Development Councils function as the LDRRMC. During emergencies, LDRRMCs take the lead in preparing for, responding to, and recovering from the effects of any disaster.
In the context of disaster response, the NDRRMC and Local DRRMCs provide support functions to the affected LGUs. This includes coordinating the transition from immediate emergency response operations to early recovery functions undertaken by Government agencies and the cluster system.25
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Role of the military and police: The Armed Forces of the Philippines and the Philippine National Police are designated members of Regional and Local DRRMCs. AFP representation is allocated to the highest-ranking AFP member in the area, and PNP representation is allocated to the provincial/city/municipal PNP Chief.
Local disaster risk reduction and management offices: The DRM Act stipulates that an LDDRMO shall be established in every province, city and municipality. The LDRRMO is under the LGU, and is composed of three staff. The LDRRMO and the Local DRRMC are responsible for organizing, training and supervising local emergency response teams.26
Emergency Operations Centres: As outlined in the Implementing Guidelines and NDRP, Regional and Local DRRMCs are required to establish Emergency Operations Centres in disaster response. EOCs are managed by the LGU
The designated authority for leading the response to a crisis, based on the size of the affected area, is outlined in Table X
Affected area
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Authority
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1 Barangay
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Barangay Development Committee (BDC)
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2 Barangays
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City/Municipal (Local?) DRRMC
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2 Cities/municipalities
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Provincial (Local?) DRRMC
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2 Provinces
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Regional DRRMC
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2 Regions
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National DRRMC27
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National cluster system
In 2007 the Government of the Philippines established the humanitarian coordination structure of national clusters.28 It was one of the first countries globally to adopt a national cluster approach based on the UN cluster system, and it has been utilised as a coordination platform since its adoption in 2007. The cluster system was activated in the response to Typhoon Haiyan (2013). In 2014, the National Disaster Response Plan amended the government clusters with eight response clusters, subsequently used to coordinate the response to Typhoon Hagupit.29
Text box – Humanitarian Country Team (HCT) In the Philippines, the HCT comprises of 24 agencies from UN, INGOs, private sector representative and donor agencies, led by the UN Resident Coordinator/Humanitarian Coordinator (RCHC). There are currently eleven NDRRMC response clusters, led by Government departments and agencies, and Humanitarian Country Team agency co-leads as outlined in the figure below.
The infographic below shows the coordination structure between the NDRRMC and the HCT clusters. Under the NDRP, the government merged several clusters which are led by an agency with a mandate for a specific sector. For example, the Department of Health leads the Health Cluster (with Mental Health and Psychosocial Support and Gender-based Violence sub-clusters), WASH Cluster and Nutrition Cluster and coordinates with its HCT counterparts: WHO, UNFPA and UNICEF.
The government structure also includes clusters which have no counterpart in the global cluster system such as the Search, Rescue and Retrieval (SRR) cluster headed by the AFP.
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National cluster system
Functions The cluster approach aims to ensure predictability, accountability, inclusivity and partnership across all sectors involved in disaster response. It clearly defines leadership roles for Government cluster leads, and their responsibilities in establishing cluster operational strategies before, during and after disasters. The objective of the operational strategies is to ensure cluster partners and other stakeholders have a clear understanding of how to coordinate and contribute to cluster efforts.
Location All response clusters are based at the NDRRMC Operations Centre at Camp Aguinaldo.
Operations protocols Each response cluster has a designated operational protocol that guides emergency response, including outlining the roles of the Cluster lead and focal point, and coordination mechanisms with the NDRRMC, the Operations Centre, Government agencies, military and other groups.
Coordination with NDRRMC Cluster leads are responsible for the coordination of all operations with the NDRRMC and cluster member agencies.
Role of military The Armed Forces of the Philippines are designated as the lead of the Search, Rescue and Retrieval Cluster. The AFP also provide manpower and logistics and communications support to other government cluster agencies.
Role of OCHA: OCHA supports the Department of Social Welfare and Development and the Office of Civil Defense with inter-cluster coordination, while HCT members act as co-lead agencies for respective Government response clusters.
Cluster focal points in regional and provincial areas Cluster focal points are designated at regional and provincial levels, as units of the respective national government cluster lead agencies. Cluster operational strategies outline the roles and responsibilities for regional and provincial focal points, and the processes by which the focal points support the delivery of coordinated humanitarian assistance. The OCD Regional Office is the designated as the principal coordinating body at the regional level and chairs regular cluster focal point meetings. Regional cluster points also support provincial clusters where necessary.
Process for activation The response clusters are activated in two main ways: a) Requests in the Situational Reports coming from the RDRRMCs through the Regional Offices of the Office of Civil Defense submitted to the NDRRMC and b) No reports or information coming from the affected RDRRMCs within 12 hours after landfall of the tropical cyclone.30 The 2007 Memorandum Circular outlines that should a State of Calamity be declared at the provincial level, the clusters serve as ready coordination mechanisms for the channelling of assistance.
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The response to Typhoon Haiyan (2013) highlighted the challenges of applying the national cluster structure at the regional level. In Cebu, the cluster approach was incorporated in the disaster risk reduction program and has subsequently been adapted a number of times to reflect emerging priorities, and inclusivity of actors such as the Chamber of Commerce and private sector groups where they have significant roles in supporting government response; for example, in providing logistics.
As practiced, in large-scale emergencies, the HCT co-locate with the government’s emergency operations centre (EOC) or the incident command post (ICP) at the regional or LGU level. In most instances, the LGU provides for the space or identify the site/location for the establishment of the EOC or ICP. However, in Tacloban during Typhoon Haiyan, due to the serious damages incurred by the Tacloban City Hall and other government facilities, the NDRRMC, with guidance from the Tacloban LGU and NDRRMC Chair/Secretary of National Defense, the EOC or ICP was established separately from the Tacloban City EOC/ ICP. As part of the response to Typhoon Haiyan, the Government of the Philippines requested the deployment of a United Nations Disaster Assessment and Coordination Team (UNDAC). One of the first tasks of the UNDAC time was to establish an On-Site Operation and Coordination Center (OSOCC) that was co-located with the national government EOC at the Tacloban City Sports Complex. The unique civil-military coordination arrangements in this situation included the co-location of the Government, humanitarian and military actors (Canadian Arms Forces). As mentioned, this co-location was highlighted as a best practice in the UN-CMCoord after action review and led to the formulation of the six recommendations.
Role of the Armed Forces in the cluster system
The Armed Forces of the Philippines are designated as the lead of the Search, Rescue and Retrieval (SRR) Cluster. The SRR was established to ‘provide support for an effective, timely, organized and systematic search, rescue and retrieval operations in all affected areas in all emergencies.’31
Cluster functions – The SRR cluster has a dual focus: a) coordination of all search and rescue teams deployed to the affected areas and; b) retrieval of deceased persons. It also provides personnel, logistics and communications support to other government cluster agencies.
Activation – Upon declaration of the NDRRMC or the President, the cluster coordinates the pre-positioning of search and rescue teams to the anticipated affected area. Requests submitted or given to the NDRRMC are communicated through the cluster lead.
Succession of command - 1. Chairperson NDRRMC (DND)
2. Vice-Chairperson for Disaster Response (DSWD)
3. SRR Cluster Lead (DILG)
4. Cluster members
SRR Teams - The SRR cluster coordinates the deployment of search and rescue teams from Government, civil society, the private sector and the international community.
Coordination of international search and rescue teams – The SRR cluster coordinates incoming regional and international teams. The Department of Foreign Affairs provides assistance in processing of incoming search and rescue capabilities.
Reporting – Whilst deployed in the affected area, SRR teams report to the LCE or Incident Commander. Status reports are submitted to the IC and the cluster lead.
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Operations Centres
Dedicated systems and mechanisms shall be activated prior to the occurrence of a disaster or emergency, including the cluster coordination system, emergency operations centre (EOC) and the incident command system (ICS).
NDRRMC Operations Centre
The NDRRMC Operations Centre (or Command Centre) serves as the coordination mechanism for all national response clusters. It is composed of focal points designated by the NDRRMC member agencies, including the Armed Forces. The Operations Centre is managed by the Office of Civil Defense, and coordinates all requests from cluster member agencies; collating situation reports from affected regional OCD offices. National Operations Centres can also be established off-site in the affected region by Rapid Deployment Teams to serve as coordination hubs and facilitate whole-of-response operations in the affected areas and in Manila for NDRRMCs, RDDRCs and the clusters.
Emergency Operations Centres
The Regional and Local DRRMCs are also required to activate Emergency Operations Centres in preparation for disaster response. LDRRMCs provide reports to RDRRMCs who feed information to NDRRMC.
Rapid deployment teams RDTs are a capability that can be deployed by the NDRRMC. Functions include conducting a Rapid Disaster Needs Assessment (RDNA) and establishing a Command Centre (National Operations Centre). RDTs are composed of members from OCD, AFP, PNP and members of the FNI, PCCM, Health, SRR and ETC cluster for the first wave of rapid response in affected areas.
Incident Command System (ICS)
The establishment of the ICS system was mandated in the DRRM Act of 2010, and the Implementing Guidelines on the use of ICS Memorandum Circular were instituted in 2012.32 OCD was tasked with formulating standard operating procedures for coordination, and establishing the ICS as part of the on-scene disaster response system.33 Over the past five years, the ICS has gone through a process of implementation, beginning with the training of the NDRRMC National Cadre, made up of 34 representatives from NDRRMC member agencies and LGUs.
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Functions ICS is a standardized, on-scene, all-hazard incident management concept. Users adopt an integrated organizational structure that reflects the complexities and demands of single or multiple incidents. It is designed to enable effective and efficient incident management by integrating a combination of facilities, equipment, personnel, procedures, and communications operating within a common organizational structure.34 It is designed to facilitate interoperability between disaster response personnel and other agencies in different jurisdictions.
Liaison The Liaison Officer is Incident Command’s point of contact for DRRMC/other government agency representatives, NGOs, and the private sector to provide input on their agency’s policies, resource availability, and other incident-related matters. Under either a single Incident Command or a Unified Command structure, representatives from assisting or cooperating agencies coordinate through the Liaison Officer.”35
Leadership
The ICS as prescribed in the IRR of RA10121 the establishment of an ICS as part of managing on-scene disasters that involve/require multiple actors and resources. At the national and regional levels, the OCD establishes the ICS. At the local level, the ICS is established by the local chief executives (LCEs), who can designate an official as the incident commander. The AFP supports the ICS at different levels through its operating units and provides resources as needed by the situation, e.g. logistics and communications support and search and rescue (SAR) capability. Within the ICS, AFP operating units report to OCD or the LCE or its designated official at the national and local level respectively. The OCD Administrator, in most circumstances, is the designated official by the NDRRMC Chair to lead the ICS at the national level.
Activation ICS is activated only in response to disasters or emergencies.36 When an incident is declared as approaching crisis level, the responding Crisis Manager activates the Incident Command System (ICS).37 It is not a permanent structure and does not replace existing DRRMCs.
Application The provisions outlined in Memorandum Circular of 2012 apply to all DRRMCs and other agencies concerned, whether government or private, that are responsible for all-hazards incident management in their respective areas of jurisdiction.38
Incident Management Team (IMT) Within the ICS, this constitutes the incident commander and the appropriate general staff personnel assigned to the incident.
Interoperability The NDRRMC is currently revising the NDRP which will now include the inter-operability between the ICS and the Cluster System.
Coordination with other response mechanisms
The Chairperson of the DRRMC or Crisis Manager of the CMC is situated at the EOC, together with cluster/sector leads to facilitate decision making at a strategic level. The IMT then undertakes tactical operations based on the directives from the EOC. The IMT also reports back to the EOC about situation updates on the ground. The clusters will then continue to coordinate with the IMT to provide assistance especially in terms of resource mobilization. This interoperability framework, as shown in Diagram X (see below) can also be adopted by the DRRMCs at the regional and local levels as appropriate.”39
Insert interoperability diagram including relationship with other coordination mechanisms
Section 3: Coordination of Foreign Military Assistance
Mobilization of International Assistance
In major natural disasters, the Philippines will accept specific offers of assistance that are targeted to meet gaps in national capacity or resources.40 In the response to Typhoon Hagupit (December 2014), the Government did not issue a blanket appeal for assistance. However, it accepted the offer of targeted assistance by a number of Member States. In addition to this, international assistance has also been provided on the basis of an offer by the Resident Coordinator/Humanitarian Coordinator, that has then been accepted by the NDRRMC.
Insert infographic showing requests, declines and accepted offers of international assistance in recent disasters
In the Philippines, the legislative provisions for requesting international assistance are limited in detail and scope. The DRM Act, and associated Implementing Rules and Guidelines only articulate that a declaration of a State of Calamity by the President may necessitate international assistance, and that a call for international assistance by the President will be based on recommendations from the NDRRMC.41 The NDRRMC determines the duration and termination of international assistance. The Department of Foreign Affairs (DFA) is currently in the process of defining the triggers for calls for international assistance during slow or sudden-onset disasters. In practice, a less detailed approach to outlining legal provisions for international humanitarian assistance has not lead impeded international actors, in part due to the presence of the cluster system as a coordination mechanism and the role of ASEAN Agreement on Disaster Management and Emergency Response (AADMER).42
Coordination of international humanitarian assistance
Coordination of incoming international humanitarian assistance is led by the Department of Foreign Affairs (DFA).43 According to the NDRP, DFA is responsible for conveying the relief needs identified by Government agencies to the international community.44 The On-Site Operations Coordination Centre (OSOCC)45 (set up by the UNDAC team) and the One-Stop Shop (OSS)46 are both civilian coordination mechanisms for international humanitarian assistance that may be stood up, led respectively by UN OCHA and the Bureau of Customs through the Department of Finance.
Text box Philippines International Humanitarian Assistance Cluster (PIHAC) - The role of this recently established cluster is to enhance existing mechanisms and policies for emergency response and to facilitate the mobilization of international humanitarian assistance. Operational guidelines for the PIHAC cluster that draw on the International Disaster Response Law (IDRL) Guidelines47 are currently being developed and outline procedures for international assistance in more details including; processes for registering humanitarian teams and international relief goods; provision of cash donations details; transition mechanism and reporting procedures for international actors and; quarantine procedures. The HCT through UN OCHA and the Red Cross provided inputs into the international humanitarian assistance guidelines, particularly on references relating to international policies, coordination mechanisms and standards, e.g. CMCoord and IDRL. . End Text box
Text box NDDRMC-HCT Technical working group (TWG) on humanitarian assistance – the TWG was institutionalized by the Secretary of National Defense (Chair of NDRRMC) through NDRRMC Memorandum (No.5, S.2011) to address the need for regular interaction on policy and operational issues in relation to international humanitarian assistance. Members include line agencies, the Armed Forces and Philippine National Police, UN OCHA, Oxfam GB, IFRC, UNICEF, WFP and IOM. End text box
Coordination of Foreign Military Assets (FMA)
FMAs may either be requested or accepted by the Philippine Government. The need for foreign military assistance will be communicated to the international community by the DFA. Identifying the availability and use of FMAs shall be determined by the response clusters, with OCD consolidating the requirements for requesting and accepting on behalf of the Philippine Government. In case FMAs are accepted, joint and combined operations/multi-national force (MNF) concepts shall be applied. The AFP, at the Global HQ level, would establish the multi-national coordination centre (MNCC). The MNCC could also be established at the unified command (UC) level.
International military assistance
International military assistance is generally based on existing agreements between the Philippines and other Member States, or provided on a bilateral or multilateral basis.48 A number of Status-of-Forces Agreements (SOFA) exist between the Philippines and other Member States, expediting the process for deployment of FMA where needed. The Philippines has also identified the need to develop further SOFA agreements, as well as an ASEAN SOFA.49 International military assistance is coordinated through the Armed Forces and the Department of Defense, generally on a bilateral basis through the establishment of a Bi-lateral or Combined Coordination Centre and/or a Multi-National Coordination Centre (MNCC) at the General Headquarters (national) level, and may also be replicated at the Unified Command level.50 There is also work underway to develop temporary SOFAs for emergency periods, stipulating the terms of reference of assisting countries’ foreign military forces which do not have already existing SOFA with the Philippines Government.
Text box The Guidance Note circulated by UN OCHA in the response to Typhoon Haiyan (2013) highlighted that “Any bi-lateral deployment of foreign MCDA to support humanitarian operations in the context of the current crisis should be undertaken in consultation with the sovereign nation, through the offices of the National Disaster Risk Reduction and Management Council (NDRRMC).” In addition, the Guidance Note highlighted some of the key principles and concepts of the Guidelines on the Use of Foreign Military and Civil Defence Assets in Disaster Relief - Oslo Guidelines.51 .52 End text box
UN-CMCoord Liaison Officers
UN-CMCoord Liaison Officers may be deployed where there is military involvement in a disaster response context.
Text box UN-CMCoord Liaison Officers, Typhoon Haiyan – To support civil-military coordination between the numerous responding foreign militaries, other international actors and national government and non-government agencies, eight UN-CMCoord Liaison Officers were deployed at the operational logistics and tactical level. End text box
Humanitarian-Military Operational Coordination Concept (HuMOCC)
The Typhoon Haiyan CMCoord After Action Review recommendations highlighted the need for a platform to be established at national level that can facilitate the interface between humanitarian and military actors, using the model provided by the HuMOCC (see introduction chapter). In the Philippines, the OCD and AFP support the adoption or integration of the concept in existing coordination mechanism to enhance inter-operability between and among government and humanitarian actors; initiate dialogue and information sharing, especially between the military and civilian actors; and optimise and prioritise the use of military assets by civilian actors.
Civil Military Coordination Centre/Humanitarian Operations Coordination Centre
In disaster response contexts requiring international assistance, the Philippines may establish a Civil-Military Coordination Centre, a physical coordination facility established by the AFP at the national level to support government agencies; NGOs and international partners have access to utilize military assets. In case there is the participation of other foreign military foreign forces, joint combined operations or multi-national concepts shall be applied through the establishment of the Multi National Coordination Centre (MNCC).53 Both the CMCC and MNCC support the NDRRMC Response Operations. It could be utilize as a coordination platform to optimize the use of military assets by humanitarian agencies.
Leadership Armed Forces of the Philippines
Activation The Chief of Staff of the AFP (through OJ3) activates both the CMCC and MNCC in consultation with OCD
Functions:
CMCC
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Facilitates civil-military coordination with NDRRMC agencies, OCD, NGOs, private organization and other international humanitarian actors on the use of military assets.
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Support early recovery activities by humanitarian clusters both local and foreign through the NDRRMC and OCD.
Components NDRRMC, civilian agencies, UN CMCoord Officers, Armed Forces of the Philippines and international militaries
Level of operation May be established at the national level or subnational (tactical level)
Previous use Established in the response to Typhoon Hagupit in 2014, co-located with the NDRRMC Operations Centre at Camp Aguinaldo54
Insert HuMOCC infographic showing potential structure tailored to Philippines context
Insert procedural flow diagram (as below, tailored to Philippines context)
Multi-National Coordination Centre (MNCC)
This role of the MNCC is outlined in the AFP Humanitarian Assistance and Disaster Relief (HADR) Plan. The plan highlights that Joint and Combined Operations/Multi-National Force (MNF) concepts shall be applied in the coordination of incoming foreign militaries.55 A Bi-lateral/Combined Coordination Centre and/or a Multi-National Coordination Centre (MNCC) may be established at the General Headquarters (national) level, and can be replicated at the Unified Command level.56 It should only be established if liaison mechanisms are insufficient to assist military-to-military coordination, as its utility may be reduced or duplicative in smaller operations.
The purpose of the MNCC is to provide common situational awareness between the AFP and assisting foreign militaries, facilitate information sharing, and ensure the efficient use of military support locations, capabilities, and coordination.57
Insert table
Leadership Armed Forces of the Philippines, under the Department of Defense
Previous use Stood up in the response to Typhoon Haiyan and Typhoon Hagupit
Headquarters Hosted at the military headquarters Camp Aguinaldo.
Activation The decision to establish the MNCC rests with the Chief of Staff, AFP (CSAFP). Prior to the establishment of the MNCC, consultations between the OCD and AFP, with OJ3 and OJ7 would take place, facilitate common situational awareness and come to an agreed evaluation of the situation. In preparation for Typhoon Hagupit in 2014, the MNCC was stood-up in Camp Aguinaldo, 48 hours before the projected landfall in eastern Visayas.
Co-location Co-located with the NDRRMC Operations Centre, as well as the CMCC/HuMOCC in cases where it is stood up.
Tasks
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Establish liaison with NDRRMC and designated affected state civil government, relief agencies, and military, and other as necessary
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Coordinate support of needs assessment with NDRRMC and other agencies
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In conjunction with NDRRMC and assisting states, prioritize, coordinate and de-conflict foreign military assistance and support, including support coordinated by regional organizations such as the ASEAN AHA Centre
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Prioritize military assistance in support of NDRRMC and assisting states
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Coordinate unique military specific support requirements
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Support de-confliction of airspace, movement of forces, and logistics assets
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Develop or plan appropriate transition, engagement, and disengagement criteria for withdrawal of military support58
Coordination in addition to facilitating military-military coordination, the MNCC also coordinates with the AFP Civil-Military Coordination Centre as well as NDRRMC and OCD to ensure assistance is streamlined and not duplicated.
Organisation and structure The MNCC may be organized into functional cells to facilitate coordination between responding militaries in support of the affected Member State and the humanitarian community. These cells might focus on some of the following functions:
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Information-sharing
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Request for Assistance (RFA)
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Operations
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Planning
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Civil-Military (Humanitarian /Affected State) Coordination
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Public Affairs / Media
End table
Insert Philippines MNCC infographic with explanatory text on information/procedural flow
Typhoon Haiyan Response
Civil-military coordination in Typhoon Haiyan highlighted a number of good practices that have influenced the development of the CMCoord agenda in the region, including “bilateral commitment executed multilaterally on the ground” through the Multinational Coordination Centre (MNCC) that encouraged optimal use of foreign military assets.59 Typhoon Haiyan was the first time that an operational MNCC had been stood up and led by the Armed Forces. In the response, an Incident Command Team (ICT) was established, prior to the standing up of the MNCC, to ‘pave the way’. The ICT consisted of international liaison officers from a number of countries.
Civil-military coordination faced a number of challenges, including limited sharing of information between civil and military organizations, lack of coordination of operational planning between civilian and military actors. This resulted in difficulties in linking up NDRRMC and AFP, in particular with Joint Task Force Yolanda (JTFY). A number of challenges in the operation of the MNCC were identified including the delay in establishing the physical facility and limited personnel trained in operating the MNCC in emergencies. Lessons learnt were subsequently implemented in the response to Typhoon Hagupit in 2014, where with OCHA support, the MNCC was stood up 48 hours prior to landfall, and was prepared to process and manage incoming foreign military assets. Additionally, the MNCC was identified as nesting “under a broader national HADR architecture, complementing existing relief mechanism.”60 Prepositioning of military forces also began earlier, at 120 hours prior to landfall. The role of Armed Forces liaison officers was identified as critical to the coordination of military-military assistance. Seventeen liaison officers served as the link between the Area Commander and the 29 foreign responding military contingents.
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